Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
K2 Mauna Kea LLC - K2 Southpoint Qualified Fund Series See All Filings	D/A	2019-06-10 13:38:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741114 Filed Document 0001741114-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:38:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKSTAR ENTERPRISE GROUP, INC. See All Filings	D	2019-06-10 13:37:27 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001483646 Filed Document 0001065949-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:37:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
White Rock Oil & Gas Partners III, LP See All Filings	D	2019-06-10 13:35:38 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001779090 Filed Document 0001779090-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:35:38 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cota Growth Offshore Fund, Ltd. See All Filings	D	2019-06-10 13:21:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779382 Filed Document 0000935836-19-000335 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:21:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
K2 Mauna Kea LLC - K2 Jet Capital Concentrated Fund Series See All Filings	D/A	2019-06-10 13:21:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741104 Filed Document 0001741104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:21:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2019-06-10 13:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001523894-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CXXIV, LLC See All Filings	D	2019-06-10 13:08:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001778454 Filed Document 0001778454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:08:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2019-06-10 13:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, Fieldpoint Private Securities LLC, and First Republic Securities Company, LLC CIK Number 0001523897 Filed Document 0001523894-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:05:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Occom Medical Weight Loss, Inc. See All Filings	D	2019-06-10 13:03:44 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001779388 Filed Document 0001779388-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:03:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ETX Energy, LLC See All Filings	D	2019-06-10 13:02:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001535347 Filed Document 0001535347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:02:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL Alpha 1.5 XL Ltd See All Filings	D/A	2019-06-10 12:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001676654 Filed Document 0001676654-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:55:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Fixed Income Fund L.P. See All Filings	D/A	2019-06-10 12:50:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445602 Filed Document 0001445602-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:50:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Offshore Fund Ltd. See All Filings	D/A	2019-06-10 12:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securties LLC, HighTower Securities, LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Evans & Partners Pty Ltd., I Investment Management Pte Ltd, Macquarie Capital (USA) Inc., Wentworth Global Securities Pty Ltd, Wunderlich Securities Inc., Lucerne Australia Pty Ltd t/a Lucerne Investment Partners, Maxim Group LLC, and First Republic Securities Company, LLC CIK Number 0001523889 Filed Document 0001523894-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:46:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Hydrogen LLC See All Filings	D/A	2019-06-10 12:43:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001676624 Filed Document 0001676624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:43:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Matador LLC See All Filings	D/A	2019-06-10 12:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001676626 Filed Document 0001779103-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:30:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COPERNICO LATAM HIGH YIELD FUND See All Filings	D/A	2019-06-10 12:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378577 Filed Document 0000919574-19-004050 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:29:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EpiVario Inc. See All Filings	D/A	2019-06-10 12:27:24 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001753351 Filed Document 0001753351-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:27:24 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
MVP ES FUND LXIV, LLC See All Filings	D	2019-06-10 12:26:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001771864 Filed Document 0001771864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:26:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2019-06-10 12:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001523894-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BN/AFit, Inc. See All Filings	D	2019-06-10 12:18:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001779268 Filed Document 0001779268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:18:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Strategy System Partners, LLC See All Filings	D/A	2019-06-10 12:15:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756477 Filed Document 0001756477-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:15:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Rocket Global Innovation Fund II (Offshore), L.P. See All Filings	D	2019-06-10 12:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001779103 Filed Document 0001779103-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwood Grosvenor Fund, LLC See All Filings	D/A	2019-06-10 12:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724948 Filed Document 0001566114-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FireFly Automatix, Inc. See All Filings	D	2019-06-10 11:58:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001660851 Filed Document 0001660851-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:58:08 UTC Type of Offering D Industry Agriculture Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SCOIR, Inc. See All Filings	D	2019-06-10 11:56:36 UTC
Amount To Be Raised $15,000,061 Associated Brokers / Dealers N/A CIK Number 0001778729 Filed Document 0001778729-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:56:36 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MTAG Capital High Yield Secured Lending Fund I, LP See All Filings	D	2019-06-10 11:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778215 Filed Document 0001778215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
UNIO All-Seasons Fund LLC See All Filings	D/A	2019-06-10 11:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557245 Filed Document 0001730565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jiedy Group, Inc. See All Filings	D	2019-06-10 11:43:27 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001779029 Filed Document 0001376474-19-000152 Exclusions or Exemptions 506c Accepted Date 2019-06-10 11:43:27 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LJJ TRG Summit OZ Fund, L.P. See All Filings	D	2019-06-10 11:42:04 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001778248 Filed Document 0001778248-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:42:04 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-06-10 11:41:07 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, Todd Gottel, Taher Gilani, Jennifer Lander, Zach Carey, Christopher Fess, Paul Nicolini, Stephen Sumner, George Hjorth, Charles Lanza, and Neal Scott CIK Number 0001765835 Filed Document 0001765835-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:41:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HCI Cleaning Products, LLC See All Filings	D/A	2019-06-10 11:37:54 UTC
Amount To Be Raised $1,999,987 Associated Brokers / Dealers N/A CIK Number 0001651260 Filed Document 0001651260-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:37:54 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rocket Global Innovation Fund II, L.P. See All Filings	D	2019-06-10 11:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001779104 Filed Document 0001779104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:30:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2019-06-10 11:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001523894-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:26:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecondKeys, Inc. See All Filings	D	2019-06-10 11:13:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001741421 Filed Document 0001741421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:13:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
CAIS OZMF Ltd. See All Filings	D/A	2019-06-10 11:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001523894-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barker Partnership Fund See All Filings	D/A	2019-06-10 11:09:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615154 Filed Document 0001655975-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:09:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Series Domestic Fund LP See All Filings	D	2019-06-10 11:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779298 Filed Document 0000902664-19-002695 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:07:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRP Investors, L.P. See All Filings	D	2019-06-10 11:06:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773931 Filed Document 0001773931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:06:30 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Ville Partners LLC See All Filings	D	2019-06-10 11:03:24 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001779335 Filed Document 0001779344-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-10 11:03:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Barker Partnership L.P. See All Filings	D/A	2019-06-10 10:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655975 Filed Document 0001655975-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mortar Growth Fund II LP See All Filings	D	2019-06-10 10:53:46 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001779119 Filed Document 0001779119-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-10 10:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ramban Ventures LLC See All Filings	D	2019-06-10 10:49:16 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001779344 Filed Document 0001779344-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:49:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
CAIS Millennium USA LLC See All Filings	D/A	2019-06-10 10:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Wunderlich Securities, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Macquarie Capital (USA) Inc., D.A Davidson, Stephens, Inc., Arete Wealth Management LLC, Spire Securities LLC, Kestra Investment Services LLC, William Blair, Triad Advisors, Inc., Monarch Capital Group, LLC, Dominick & Dominick, Snowden Account Services Inc., Maxim Group LLC, Fieldpoint Private Securities LLC, BB&T Securities, LLC, First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, and Axiom Capital Management, Inc. CIK Number 0001523894 Filed Document 0001523894-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:45:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrowGeneration Corp. See All Filings	D	2019-06-10 10:39:06 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001604868 Filed Document 0001213900-19-010408 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:39:06 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NHIP II Lancaster Feeder V LP See All Filings	D	2019-06-10 10:38:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC, Morgan Stanley Bank AG, and Morgan Stanley International PLC CIK Number 0001775759 Filed Document 0001775759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:38:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Millennium Intl. Ltd. See All Filings	D/A	2019-06-10 10:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, Maxim Group LLC, Axiom Capital Management, Inc., First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, and Robert W. Baird & Co. Incorporated CIK Number 0001523884 Filed Document 0001523894-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Opportunity Zone Partners REIT LLC See All Filings	D	2019-06-10 10:31:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner and Smith Incorporated, Goldman Sachs & Co. LLC, RBC Capital Markets, LLC, J.P. Morgan Securities LLC, and Brookfield Private Advisors LLC CIK Number 0001778499 Filed Document 0001778499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:31:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dane Capital S.W. Fund, L.P. See All Filings	D/A	2019-06-10 10:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743110 Filed Document 0001743110-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:20:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YS AF II LLC See All Filings	D	2019-06-10 10:18:29 UTC
Amount To Be Raised $3,299,988 Associated Brokers / Dealers N/A CIK Number 0001777964 Filed Document 0001777964-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-10 10:18:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium USA LLC See All Filings	D/A	2019-06-10 10:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Wunderlich Securities, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Macquarie Capital (USA) Inc., D.A Davidson, Stephens, Inc., Arete Wealth Management LLC, Spire Securities LLC, Kestra Investment Services LLC, William Blair, Triad Advisors, Inc., Monarch Capital Group, LLC, Dominick & Dominick, Snowden Account Services Inc., Maxim Group LLC, Fieldpoint Private Securities LLC, BB&T Securities, LLC, First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, and Axiom Capital Management, Inc. CIK Number 0001523894 Filed Document 0001523894-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund