Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS Millennium Intl. Ltd. See All Filings	D/A	2022-06-06 17:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, Maxim Group LLC, Axiom Capital Management, Inc., First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, B. Riley Wealth Management, BB&T Securities, LLC, Rockefeller Financial LLC, Truist Investment Services, Inc., SA Stone Wealth Management, Inc., and Investment Placement Group CIK Number 0001523884 Filed Document 0001523884-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-06 17:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2021-06-01 14:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, Maxim Group LLC, Axiom Capital Management, Inc., First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, B. Riley Wealth Management, BB&T Securities, LLC, Rockefeller Financial LLC, Truist Investment Services, Inc., SA Stone Wealth Management, Inc., and Investment Placement Group CIK Number 0001523884 Filed Document 0001523884-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-06-01 14:03:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2020-06-08 13:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, Maxim Group LLC, Axiom Capital Management, Inc., First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, B. Riley Wealth Management, BB&T Securities, LLC, and Rockefeller Financial LLC CIK Number 0001523884 Filed Document 0001566447-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2019-06-10 10:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, Maxim Group LLC, Axiom Capital Management, Inc., First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, and Robert W. Baird & Co. Incorporated CIK Number 0001523884 Filed Document 0001523894-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-10 10:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2018-06-12 13:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523884 Filed Document 0001523884-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 13:42:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2017-10-24 12:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523884 Filed Document 0001523882-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:41:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2016-10-25 16:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Joel Isaacson & Co., Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, NFP Advisor Services LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Halen Capital, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., and Monarch Capital Group, LLC CIK Number 0001523884 Filed Document 0001523884-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Joel Isaacson & Co., Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, NFP Advisor Services LLC, Spire Securities, LLC, and Canaccord Genuity (Australia) CIK Number 0001523884 Filed Document 0001523884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens, Inc., Dominick & Dominick, LLC, Summit Equities, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, Joel Isaacson & Co., Tandragee Global Advisors LLC, Evans & Partners Pty Ltd., Julius Baer, Macquarie, and Ord Minnett Ltd. CIK Number 0001523884 Filed Document 0001566114-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund