Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS DES Oculus LLC See All Filings	D/A	2022-06-06 16:57:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, Maxim Group LLC, and B. Riley Wealth Management CIK Number 0001523891 Filed Document 0001566447-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-06-06 16:57:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2021-06-01 11:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, Maxim Group LLC, and B. Riley Wealth Management CIK Number 0001523891 Filed Document 0001523891-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-06-01 11:59:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2020-06-08 12:21:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, Maxim Group LLC, and B. Riley Wealth Management CIK Number 0001523891 Filed Document 0001523891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:21:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2020-06-08 10:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001566447-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2019-06-10 11:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001523894-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:26:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2018-06-12 12:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001523891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2017-10-24 12:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001523882-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-24 12:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2017-10-24 11:38:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., and Stephens Inc. CIK Number 0001523891 Filed Document 0001523882-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:38:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2016-10-26 12:55:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Lebenthal & Co. LLC, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., and Stephens Inc. CIK Number 0001523891 Filed Document 0001523891-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-26 12:55:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Lebenthal & Co. LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523891 Filed Document 0001523891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, US Capital Advisors, LLC, and HighTower Securities, LLC CIK Number 0001523891 Filed Document 0001566114-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund