Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS SCULPTOR MASTER FUND LLC See All Filings	D/A	2022-06-06 18:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-06 18:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS SCULPTOR MASTER FUND LLC See All Filings	D/A	2021-11-18 14:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-18 14:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2021-06-01 16:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-06-01 16:23:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2020-06-08 14:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2019-06-10 13:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001523894-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2018-06-12 13:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 13:02:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2017-10-23 15:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2016-10-24 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Lebenthal & Co. LLC, Avondale Partners, LLC, NFP Securities Inc, Arete Wealth Management LLC, and Wunderlich Securities, Inc. CIK Number 0001607350 Filed Document 0001607350-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 17:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., and D.A. Davidson & Co. CIK Number 0001607350 Filed Document 0001607350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, and HighTower Securities, LLC CIK Number 0001607350 Filed Document 0001566114-14-000071 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607350 Filed Document 0001566114-14-000036 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund