Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS SCULPTOR MASTER FUND LTD. See All Filings	D/A	2022-06-06 18:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-06 18:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS SCULPTOR MASTER FUND LTD. See All Filings	D/A	2021-11-23 16:19:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-23 16:19:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2021-06-01 16:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-06-01 16:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2020-06-08 14:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2019-06-10 11:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001523894-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-10 11:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2018-06-12 13:09:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 13:09:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2017-10-23 15:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2016-10-24 16:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 16:36:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., and Arete Wealth Management LLC CIK Number 0001607346 Filed Document 0001607346-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2014-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co. and Summit Equities, LLC CIK Number 0001607346 Filed Document 0001566114-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607346 Filed Document 0001566114-14-000037 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund