Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS Third Point Partners LLC See All Filings	D/A	2022-06-06 18:46:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, Fieldpoint Private Securities LLC, First Republic Securities Company, LLC, and B. Riley Wealth Management CIK Number 0001523897 Filed Document 0001523897-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-06 18:46:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2021-06-01 16:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, Fieldpoint Private Securities LLC, First Republic Securities Company, LLC, and B. Riley Wealth Management CIK Number 0001523897 Filed Document 0001523897-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-06-01 16:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2020-06-08 13:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, Fieldpoint Private Securities LLC, First Republic Securities Company, LLC, and B. Riley Wealth Management CIK Number 0001523897 Filed Document 0001523897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:36:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2019-06-10 13:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, Fieldpoint Private Securities LLC, and First Republic Securities Company, LLC CIK Number 0001523897 Filed Document 0001523894-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-06-10 13:05:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2018-06-12 13:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, and Fieldpoint Private Securities LLC CIK Number 0001523897 Filed Document 0001523897-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 13:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2017-10-23 15:48:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, and Fieldpoint Private Securities LLC CIK Number 0001523897 Filed Document 0001523897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-23 15:48:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2016-10-25 12:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Lebenthal & Co. LLC, and Avondale Partners LLC CIK Number 0001523897 Filed Document 0001523897-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, and Spire Investment Partners LLC CIK Number 0001523897 Filed Document 0001523897-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, Lara May & Associates, LLC, and Joel Isaacson & Co. CIK Number 0001523897 Filed Document 0001566114-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund