Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS DES Composite Fund LLC See All Filings	D/A	2022-06-06 16:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-06-06 16:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2021-06-01 11:43:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-06-01 11:43:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2020-06-08 12:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:31:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2020-06-08 10:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:26:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2020-06-08 09:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 09:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2019-06-10 12:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001523894-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-06-10 12:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2018-06-13 11:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., and MD Global Partners LLC CIK Number 0001566447 Filed Document 0001566447-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-13 11:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2018-06-12 12:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., and MD Global Partners LLC CIK Number 0001566447 Filed Document 0001566447-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-12 12:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2018-06-12 11:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., and MD Global Partners LLC CIK Number 0001566447 Filed Document 0001566447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-12 11:44:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2017-10-24 11:59:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., and MD Global Partners LLC CIK Number 0001566447 Filed Document 0001523882-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-24 11:59:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2016-10-26 11:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, and Stephens, Inc. CIK Number 0001566447 Filed Document 0001566447-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-26 11:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, and USCA Securities LLC CIK Number 0001566447 Filed Document 0001523891-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, and US Capital Advisors, LLC CIK Number 0001566447 Filed Document 0001566114-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DeWaay Financial Network, LLC, Hightower Securities, LLC, Jefferies & Company, Inc., USCA Securities LLC, and Dominick & Dominick CIK Number 0001566447 Filed Document 0001566114-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund