Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KCP NNN Facility, LP See All Filings	D/A	2019-06-10 09:59:14 UTC
Amount To Be Raised $37,200,000 Associated Brokers / Dealers N/A CIK Number 0001747992 Filed Document 0001398344-19-010342 Exclusions or Exemptions 506b Accepted Date 2019-06-10 09:59:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunwealth Loan Co 4 LLC See All Filings	D	2019-06-10 09:55:38 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Eric Grunebaum CIK Number 0001778783 Filed Document 0001778783-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-10 09:55:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KCP NNN Facility, LLC See All Filings	D/A	2019-06-10 09:53:57 UTC
Amount To Be Raised $6,744,000 Associated Brokers / Dealers N/A CIK Number 0001747919 Filed Document 0001398344-19-010340 Exclusions or Exemptions 506b Accepted Date 2019-06-10 09:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Powow AI, LLC See All Filings	D	2019-06-10 09:51:13 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001779131 Filed Document 0001779131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 09:51:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
SJCO-Aurora Manassas VA, L.L.C. See All Filings	D	2019-06-10 09:46:21 UTC
Amount To Be Raised $178,061 Associated Brokers / Dealers N/A CIK Number 0001779264 Filed Document 0001779264-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-10 09:46:21 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
SJCO-Aurora Columbus MS L.L.C. See All Filings	D	2019-06-10 09:45:14 UTC
Amount To Be Raised $497,418 Associated Brokers / Dealers N/A CIK Number 0001779270 Filed Document 0001779264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 09:45:14 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
CB SCIENTIFIC, INC. See All Filings	1-A/A	2019-06-10 09:37:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001022183 Filed Document 0001022183-19-000008 Accepted Date 2019-06-10 09:37:26 UTC Type of Offering 1-A/A Industry LABORATORY ANALYTICAL INSTRUMENTS Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $35,695 State of Jurisdiction OREGON Type of Security Equity (common or preferred stock)
System High CoInvest SPV, L.P. See All Filings	D	2019-06-10 09:18:46 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001778661 Filed Document 0001778661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 09:18:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Socially Responsible Short Bond Fund LLC See All Filings	D	2019-06-10 08:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779159 Filed Document 0001779159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 08:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Ronit Global Opportunities Fund Ltd See All Filings	D/A	2019-06-10 07:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676682 Filed Document 0000902664-19-002688 Exclusions or Exemptions 506b Accepted Date 2019-06-10 07:25:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uniprop Logistics, LLC See All Filings	D	2019-06-10 07:23:19 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001778857 Filed Document 0001778857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-10 07:23:19 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Main Post Advisors, L.P. See All Filings	D	2019-06-07 21:28:25 UTC
Amount To Be Raised $9,760,000 Associated Brokers / Dealers N/A CIK Number 0001778440 Filed Document 0001778440-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 21:28:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ICG APARTMENT FUND 2019 LLC See All Filings	D	2019-06-07 20:10:22 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001778912 Filed Document 0001778912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 20:10:22 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dance Biopharm Holdings, Inc. See All Filings	D	2019-06-07 19:16:51 UTC
Amount To Be Raised $59,200,000 Associated Brokers / Dealers Aegis Capital Corp CIK Number 0001650840 Filed Document 0001650840-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 19:16:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monkless Brewing LLC See All Filings	D	2019-06-07 19:11:40 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001779106 Filed Document 0001461859-19-000009 Exclusions or Exemptions 504 and 506b Accepted Date 2019-06-07 19:11:40 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
The Marquie Group, Inc See All Filings	1-A/A	2019-06-07 19:07:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001434601 Filed Document 0001213900-19-010356 Accepted Date 2019-06-07 19:07:56 UTC Type of Offering 1-A/A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $4 State of Jurisdiction FLORIDA Type of Security E
Local Partners IX LLC See All Filings	D	2019-06-07 18:20:42 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001779368 Filed Document 0001779368-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 18:20:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cytonics Corp See All Filings	D	2019-06-07 18:06:01 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001421744 Filed Document 0001421744-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-06-07 18:06:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Innovative Construction Technology Enterprises, Inc. See All Filings	D	2019-06-07 17:59:59 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001778929 Filed Document 0001778929-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-07 17:59:59 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SOUTH CAROLINA JOBS ECONOMIC DEVELOPMENT AUTHORITY See All Filings	D	2019-06-07 17:54:10 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers B.C. Ziegler and Company CIK Number 0001213022 Filed Document 0001213022-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:54:10 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Debt
Ascend Venture Capital I, LP See All Filings	D	2019-06-07 17:40:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777429 Filed Document 0001777429-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:40:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAF II - Yasi Ventures, L.P. See All Filings	D	2019-06-07 17:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779244 Filed Document 0001779244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevate Ventures NSG Convert 2, LLC See All Filings	D	2019-06-07 17:26:04 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001778692 Filed Document 0001778692-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:26:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Fund (Overseas) L.P. See All Filings	D/A	2019-06-07 17:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607399 Filed Document 0000950142-19-001314 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Global Credit Opportunities Fund L.P. See All Filings	D/A	2019-06-07 17:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607383 Filed Document 0000950142-19-001313 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hill Fort Feeder Fund T LP See All Filings	D	2019-06-07 17:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777718 Filed Document 0001777718-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:12:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Global Credit Opportunities Feeder II L.P. See All Filings	D/A	2019-06-07 17:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607398 Filed Document 0000950142-19-001312 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimplyAfterschool, Inc. See All Filings	D	2019-06-07 17:12:02 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001776850 Filed Document 0001567619-19-013077 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:12:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Autotech Fund II, L.P. See All Filings	D/A	2019-06-07 17:05:37 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Triago and Bentley Securities Corporation CIK Number 0001760418 Filed Document 0001760418-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Retirement Evolution Income Fund, LLC See All Filings	D	2019-06-07 17:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779178 Filed Document 0001779178-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:02:47 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Hill Fort Feeder Fund TE Ltd See All Filings	D	2019-06-07 17:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777719 Filed Document 0001777719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:01:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT PRIVATE ACCESS TEI FUND, L.P. See All Filings	D/A	2019-06-07 17:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320688 Filed Document 0001724485-19-000065 Exclusions or Exemptions 506b Accepted Date 2019-06-07 17:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT PRIVATE ACCESS REGISTERED FUND L P See All Filings	D/A	2019-06-07 16:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001279394 Filed Document 0001724485-19-000064 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:59:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT PRIVATE ACCESS MASTER FUND L P See All Filings	D/A	2019-06-07 16:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001279392 Filed Document 0001724485-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT PRIVATE ACCESS INSTITUTIONAL FUND, L.P. See All Filings	D/A	2019-06-07 16:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478268 Filed Document 0001724485-19-000062 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acequia Capital Flx II LLC See All Filings	D	2019-06-07 16:53:50 UTC
Amount To Be Raised $3,999,995 Associated Brokers / Dealers N/A CIK Number 0001776009 Filed Document 0001776009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:53:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT PRIVATE ACCESS (DOMESTIC) FUND, L.P. See All Filings	D/A	2019-06-07 16:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228789 Filed Document 0001724485-19-000061 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT PRIVATE ACCESS (DOMESTIC QP) FUND, L.P. See All Filings	D/A	2019-06-07 16:52:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001288453 Filed Document 0001724485-19-000060 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:52:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapWest Income, LLC See All Filings	1-A POS	2019-06-07 16:52:17 UTC
Amount To Be Raised $27,778,000 Associated Brokers / Dealers JumpStart Securities CIK Number 0001683719 Filed Document 0001659173-19-000101 Accepted Date 2019-06-07 16:52:17 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $191,690 State of Jurisdiction NEVADA Type of Security Debt
Alpha Edison II-A, L.P. See All Filings	D	2019-06-07 16:50:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001779261 Filed Document 0001779261-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Post Road Property Investors II LLC See All Filings	D	2019-06-07 16:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778549 Filed Document 0001778549-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:49:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Edison II, L.P. See All Filings	D	2019-06-07 16:45:08 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001779262 Filed Document 0001779262-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:45:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NIGHT SHIFT I, LTD. See All Filings	D	2019-06-07 16:44:28 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001779250 Filed Document 0001580695-19-000230 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:44:28 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Accordant Energy, LLC See All Filings	D	2019-06-07 16:30:10 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001653632 Filed Document 0001590546-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:30:10 UTC Type of Offering D Industry Environmental Services Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lombard International Life Assurance Co Separate Account GVA 18 See All Filings	D/A	2019-06-07 16:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Royal Alliance Associates, Inc. CIK Number 0001440569 Filed Document 0001440569-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 19 See All Filings	D/A	2019-06-07 16:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC and Royal Alliance Associates, Inc. CIK Number 0001440567 Filed Document 0001440567-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:17:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2019-06-07 16:16:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:16:52 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
FOCUSMATE INC See All Filings	D	2019-06-07 16:16:09 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001745727 Filed Document 0001745727-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:16:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rennova Health, Inc. See All Filings	D	2019-06-07 16:15:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-19-008869 Exclusions or Exemptions 506b Accepted Date 2019-06-07 16:15:24 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Launch Angels Sidecar Funds, LLC See All Filings	D	2019-06-07 16:15:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770928 Filed Document 0001770928-19-000019 Exclusions or Exemptions 506c Accepted Date 2019-06-07 16:15:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity