Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Midwest Portfolio Baceline, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $12,525,000 Associated Brokers / Dealers N/A CIK Number 0001646800 Filed Document 0001646800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
North Haven Capital Partners VI Non-U.S. Wealth Management Feeder LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001626869 Filed Document 0001181431-15-008633 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Lending Partners Europe (USD) L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001636211 Filed Document 0001636211-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirarc Domestic Fund, LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608804 Filed Document 0001315863-15-000552 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $4,086,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-005126 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
PROTEGE PARTNERS (BP) FUND, LTD. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580795 Filed Document 0000919574-15-005144 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alidade Capital Fund III, LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andes Capital Group, LLC and Grandfund Investment Group, LLC CIK Number 0001603223 Filed Document 0001603223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Investment Council Fund I, L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers None CIK Number 0001625828 Filed Document 0001625828-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Resilience Therapeutics, Inc. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630938 Filed Document 0001630938-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAPTURE LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001553777 Filed Document 0001553777-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
SQZ Biotechnologies Co See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $5,011,019 Associated Brokers / Dealers N/A CIK Number 0001604477 Filed Document 0001140361-15-026016 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLUB DEAL 119 JACKSONVILLE PORTFOLIO LTD See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $43,000,000 Associated Brokers / Dealers James Alden CIK Number 0001366250 Filed Document 0001546927-15-000188 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aalii Fund, LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580135 Filed Document 0001634626-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Monthly Gift Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $791,667 Associated Brokers / Dealers N/A CIK Number 0001646227 Filed Document 0001144204-15-039958 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR Real Assets Fund III, LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646599 Filed Document 0001013594-15-000374 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A/A	2015-06-29 15:59:42 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001587999-15-000011 Accepted Date 2015-06-29 15:59:42 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
Southern Tier Region Rural Broadband Company, Inc. See All Filings	1-A/A	2015-06-29 15:51:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001587999 Filed Document 0001587999-15-000010 Accepted Date 2015-06-29 15:51:41 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	1-A/A	2015-06-29 15:40:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers 0 CIK Number 0001579586 Filed Document 0001579586-15-000007 Accepted Date 2015-06-29 15:40:12 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Mid-Hudson Broadband Co See All Filings	1-A/A	2015-06-29 14:10:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001644516 Filed Document 0001579586-15-000006 Accepted Date 2015-06-29 14:10:57 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Weed Real Estate, Inc. See All Filings	1-A	2015-06-29 12:49:09 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001643584 Filed Document 0001627469-15-000017 Accepted Date 2015-06-29 12:49:09 UTC Type of Offering 1-A Industry OPERATORS OF NONRESIDENTIAL BUILDINGS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Oxosi, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001646943 Filed Document 0001615774-15-001678 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unikrn, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001625681 Filed Document 0001625681-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Monterey Village Apartments, LLC. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,976,000 Associated Brokers / Dealers N/A CIK Number 0001616311 Filed Document 0001605327-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Riverstone Global Energy & Power Fund VI, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers Principle Advisory Services Pty Ltd., J.P. Morgan Securities LLC, TransPacific Group LLC, and TransPacific Group (Asia) Limited CIK Number 0001624567 Filed Document 0001140361-15-026534 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLINE CAPITAL PARTNERS LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000949691 Filed Document 0000949691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCIPAL GREEN PROPERTY FUND SIDECAR II, LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001646625 Filed Document 0001646625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMBUS EXPLORATION CORP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $183,941 Associated Brokers / Dealers N/A CIK Number 0001474607 Filed Document 0001183740-15-000169 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Medallia Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $20,100,000 Associated Brokers / Dealers N/A CIK Number 0001540184 Filed Document 0001540184-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADAPTIVE INSIGHTS INC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001278150 Filed Document 0001278150-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Engine Capital Offshore Fund, Ltd. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584068 Filed Document 0001584068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nodify Networks, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers PAG Group, LLC CIK Number 0001646397 Filed Document 0001646397-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dominus Capital Partners (Offshore) II, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001612053 Filed Document 0001612052-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenSky Trade Credit, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001472649 Filed Document 0001472649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueConic Holding, Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $4,905,947 Associated Brokers / Dealers N/A CIK Number 0001599421 Filed Document 0001599421-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Engine Capital, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580320 Filed Document 0001580320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPC Alex & Ani-Alt SBS, LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,424,242 Associated Brokers / Dealers N/A CIK Number 0001645833 Filed Document 0001645837-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BridgeHaul, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001645732 Filed Document 0001645732-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GAIP 2013 AIV B, LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646555 Filed Document 0000950142-15-001536 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000661 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundry Venture Capital 2016, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001646482 Filed Document 0001646482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iProdoos, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001643418 Filed Document 0001643418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brookfield Global Energy Long/Short Fund LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644738 Filed Document 0001644738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Averify, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001645725 Filed Document 0001645725-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acquire Atlanta Portfolio LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $267,500 Associated Brokers / Dealers N/A CIK Number 0001645520 Filed Document 0001645520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Vera Whole Health, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001537442 Filed Document 0001537442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Soluble Systems LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001419632 Filed Document 0001419632-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
EF VC5, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001646620 Filed Document 0001646620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CenterCore Branson, LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001641712 Filed Document 0001641712-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Frontiir Pte. Ltd. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001575519 Filed Document 0001575519-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business SINGAPORE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity