Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FFL Parallel Fund IV (DE-II), L.P. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001633948 Filed Document 0001181431-15-002438 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Macro Fund, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001545724 Filed Document 0001545724-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments 25, LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632785 Filed Document 0001632785-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bai Brands LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001477676 Filed Document 0000905718-15-000147 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cuyahoga Partners, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099038 Filed Document 0000919574-15-001111 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Regional Bank Opportunities Fund II L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001599713 Filed Document 0001012975-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oceanic Investment Fund I LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $486,000 Associated Brokers / Dealers N/A CIK Number 0001633337 Filed Document 0001633337-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenWorld Homes USA & Caribbean, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $7,985,000 Associated Brokers / Dealers N/A CIK Number 0001533750 Filed Document 0001533750-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Rock Income & Growth Fund II, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001633644 Filed Document 0001633644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Exbury Fund LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581140 Filed Document 0001581140-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nimble HR, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001632955 Filed Document 0001632955-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lono, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001633108 Filed Document 0001633108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CEMOF II Offshore Investors, L.P. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001630794 Filed Document 0001630794-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClickStream Corp See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $287,500 Associated Brokers / Dealers N/A CIK Number 0001393548 Filed Document 0001214659-16-009723 Exclusions or Exemptions 505 and 506c Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
R.H.&A., LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $529,000 Associated Brokers / Dealers N/A CIK Number 0001634720 Filed Document 0001634720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Initial State Technologies, Inc. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $1,045,000 Associated Brokers / Dealers N/A CIK Number 0001603061 Filed Document 0001603061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Royal Council of the Real Fairyland, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001629804 Filed Document 0001629804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Corvallis Realty, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001631555 Filed Document 0001631555-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Somete Fund, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001490962 Filed Document 0001490962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DriveWealth Holdings, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Scura Paley Securities LLC CIK Number 0001570158 Filed Document 0001570158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MILLENNIUM SMC LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483434 Filed Document 0000902664-15-000528 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CENTERVIEW CAPITAL TECHNOLOGY FUND (DELAWARE), L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599688 Filed Document 0001576350-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partikula LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603843 Filed Document 0001603843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
COMPASS INVESTORS LP (A NY LP) See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001459031 Filed Document 0001459031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
St. Louis Realty, LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001631550 Filed Document 0001631550-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Revinate, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $15,339,999 Associated Brokers / Dealers N/A CIK Number 0001554993 Filed Document 0001554993-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio C See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001627884 Filed Document 0001627884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANITAS GLOBAL OPPORTUNITY FUND, LP See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564466 Filed Document 0000919574-15-001088 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesiflo, Inc. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001630392 Filed Document 0001630392-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001209191-15-011601 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SANITAS GLOBAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564467 Filed Document 0000919574-15-001090 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNY Mellon Private Equity Fund VIII, LP See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598053 Filed Document 0001507943-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTB1 Group, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $12,354,950 Associated Brokers / Dealers N/A CIK Number 0001634721 Filed Document 0001634721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PCCP Steed Creek Co-Investors, LP See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $12,150,000 Associated Brokers / Dealers N/A CIK Number 0001627537 Filed Document 0001627537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Multifamily Portfolio DST See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised $91,015,551 Associated Brokers / Dealers Inland Securities Corporation, Dwight K. Kay, Ryan P. Joyce, William S. Sheehan, Mark T. Maund, Troy Thomas, Joseph R. Broadbent, Tyrone H. Wynfield, Eric S. Scaff, Nathaniel M. Kuhn, Byron J. Ishiwata, Michael A. Bendix, Linda J. Wimsatt, Steven D. Meahan, Debra J. Schleining, Edwin T. Suzuki, James T. Walesa, William LaPiana, Christina S. Nielson, Joral T. Schmalle, David B. Levinson, William J. Connaker, Robert J. Zamecki, Stacey J. Morimoto, Kyle M. Imholte, Daniel L. Whittenburg, Terry L. Daniels, Preston P. Mokris, Norman D. Loofbourrow, Joseph G. Michaletz, and Robert C. Meyer CIK Number 0001628724 Filed Document 0001628724-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Eminence Fund Leveraged, Ltd. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337389 Filed Document 0000902664-15-000559 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DDOK Corp See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001631910 Filed Document 0001631910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Greenwave Brands, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001633342 Filed Document 0001633342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PURE VENTURE FUND I, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001633543 Filed Document 0000905729-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Sky One Holdings, LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001633546 Filed Document 0001633546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Global Aggressive Strategy LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569213 Filed Document 0001546927-15-000064 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MASHABLE, INC. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $16,999,984 Associated Brokers / Dealers N/A CIK Number 0001459517 Filed Document 0000905718-15-000141 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AppFirst, Inc. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001466957 Filed Document 0001466957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Terrapin Income & Credit Opportunities Partnership, LP See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541775 Filed Document 0001541775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR Homebuilding Group, L.P. See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001633122 Filed Document 0001633122-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ClickStream Corp See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001393548 Filed Document 0001214659-16-009729 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Surry Capital LLC See All Filings	D	2015-02-10 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001633111 Filed Document 0001633111-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Creek Austin Fund, L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542036 Filed Document 0001542036-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Queensboro Fund LLC See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569212 Filed Document 0001546927-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnaCap Financial Partners III, L.P. See All Filings	D/A	2015-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615957 Filed Document 0001615957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund