Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Salient Risk Parity Delta RHO Q V20 Fund, L.P. See All Filings	D	2016-05-12 13:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672982 Filed Document 0001672982-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 13:11:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aether Real Assets Co-Investment I, L.P. See All Filings	D	2016-05-12 13:01:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001650442 Filed Document 0001650442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 13:01:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient Risk Parity Delta RHO Q V10 Fund, L.P. See All Filings	D	2016-05-12 12:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blair Batson CIK Number 0001672989 Filed Document 0001672989-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:58:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CCI HEALTHCARE PARTNERS II, L.P. See All Filings	D/A	2016-05-12 12:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277313 Filed Document 0000902664-16-006972 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:49:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2016-05-12 12:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Silver Leaf Partners, LLC CIK Number 0001180853 Filed Document 0000902664-16-006971 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI TECHNOLOGY PARTNERS, L.P. See All Filings	D/A	2016-05-12 12:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001182273 Filed Document 0000902664-16-006970 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cogito Corp See All Filings	D	2016-05-12 12:36:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:36:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRG-Puente Argentina Select Opportunity Fund, Ltd. See All Filings	D	2016-05-12 12:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674173 Filed Document 0000947871-16-001157 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:35:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chromatic Media, Inc. See All Filings	D	2016-05-12 12:27:59 UTC
Amount To Be Raised $324,000 Associated Brokers / Dealers N/A CIK Number 0001674310 Filed Document 0001674310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:27:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BigCommerce Holdings, Inc. See All Filings	D	2016-05-12 12:27:27 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers N/A CIK Number 0001626450 Filed Document 0001626450-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flexline Fitness, Inc. See All Filings	D	2016-05-12 12:24:40 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers N/A CIK Number 0001674301 Filed Document 0001674301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:24:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arcadia Power, Inc. See All Filings	D	2016-05-12 12:17:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610017 Filed Document 0001610017-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:17:34 UTC Type of Offering D Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Baxter Fund Ltd. See All Filings	D/A	2016-05-12 12:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519862 Filed Document 0001519862-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:17:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQUIMO LLC See All Filings	D	2016-05-12 12:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560674 Filed Document 0001560674-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:13:48 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INSIGNIA VINTAGE FUND L P See All Filings	D/A	2016-05-12 12:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344237 Filed Document 0001344237-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:11:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Persio Inc. See All Filings	D	2016-05-12 12:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586261 Filed Document 0001586261-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:11:01 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BioFactura, Inc. See All Filings	D	2016-05-12 12:06:29 UTC
Amount To Be Raised $1,765,000 Associated Brokers / Dealers N/A CIK Number 0001668477 Filed Document 0001668477-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:06:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CA 534 Offshore Fund, Ltd. See All Filings	D/A	2016-05-12 12:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641723 Filed Document 0001140361-16-064736 Exclusions or Exemptions 506b Accepted Date 2016-05-12 12:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio Lightning, LLC See All Filings	D/A	2016-05-12 11:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001576354 Filed Document 0001140361-16-064732 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weaveworks Inc. See All Filings	D	2016-05-12 11:54:20 UTC
Amount To Be Raised $19,999,996 Associated Brokers / Dealers N/A CIK Number 0001627375 Filed Document 0001627375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:54:20 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
INSIGNIA INSURANCE DEDICATED FUND L P See All Filings	D/A	2016-05-12 11:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390922 Filed Document 0001390922-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Park Hotel, LLC See All Filings	D	2016-05-12 11:50:58 UTC
Amount To Be Raised $7,018,922 Associated Brokers / Dealers N/A CIK Number 0001672861 Filed Document 0001672861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:50:58 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GPB NYC Development, LP See All Filings	D	2016-05-12 11:47:46 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc, MOLONEY SECURITIES CO., INC., and DEMPSEY LORD SMITH, LLC CIK Number 0001674329 Filed Document 0001674329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:47:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BlackBear Fund, LP See All Filings	D/A	2016-05-12 11:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631286 Filed Document 0001140361-16-064729 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:44:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pepe South, LLC See All Filings	D	2016-05-12 11:41:19 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers N/A CIK Number 0001674291 Filed Document 0001674291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:41:19 UTC Type of Offering D Industry Restaurants Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
Insignia Opportunity Fund, L.P. See All Filings	D/A	2016-05-12 11:40:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001463246 Filed Document 0001463246-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:40:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio V DST See All Filings	D/A	2016-05-12 11:29:39 UTC
Amount To Be Raised $24,416,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, Concorde Investment Services, LLC, H.D. Vest Investment Services, Kalos Financial, Inc, Ameritas Investment Corporation, Berthel Fisher and Company, Cabot Lodge Securities, LLC, Capital Financial Services, Inc., EDI Financial, Lighthouse Capital Group, Lincoln Financial Advisors Corporation, Primex, and Triad Advisors, Inc. CIK Number 0001668983 Filed Document 0001668983-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:29:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Oaktree Opportunities Series See All Filings	D/A	2016-05-12 11:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639561 Filed Document 0001639561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pocket Points Inc. See All Filings	D	2016-05-12 11:23:25 UTC
Amount To Be Raised $842,203 Associated Brokers / Dealers N/A CIK Number 0001649636 Filed Document 0001649636-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:23:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brookview Forum LLC See All Filings	D	2016-05-12 11:22:22 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001672176 Filed Document 0001672176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:22:22 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FHF Capital Investment LP See All Filings	D/A	2016-05-12 11:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632818 Filed Document 0001632818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:19:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERRAZZANO EUROPEAN OPPORTUNITIES FUND PLC See All Filings	D/A	2016-05-12 11:14:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547016 Filed Document 0000919574-16-012825 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:14:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
VERRAZZANO EUROPEAN FOCUS FUND PLC See All Filings	D/A	2016-05-12 11:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547020 Filed Document 0000919574-16-012823 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:13:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Bayshore Networks, Inc. See All Filings	D	2016-05-12 11:13:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673750 Filed Document 0001673750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:13:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Optima STAR Long Fund, a sub-fund of Apsley Fund ICAV See All Filings	D	2016-05-12 11:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optima Securities LLC CIK Number 0001674408 Filed Document 0001674408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:06:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Employers Health Network Holdings, LLC See All Filings	D	2016-05-12 11:00:02 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001674459 Filed Document 0001674459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 11:00:02 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project #9, LLC See All Filings	D	2016-05-12 10:53:46 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001674354 Filed Document 0001674354-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 10:53:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST POINT MINERALS CORP See All Filings	D	2016-05-12 10:46:10 UTC
Amount To Be Raised $91,649 Associated Brokers / Dealers N/A CIK Number 0001177439 Filed Document 0001177439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 10:46:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
LBC Credit Partners IV, L.P. See All Filings	D	2016-05-12 10:40:02 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers CV Brokerage Inc. CIK Number 0001673440 Filed Document 0001673440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 10:40:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDWEST HOTEL FUND, LLC See All Filings	D	2016-05-12 10:12:21 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001673916 Filed Document 0001673916-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 10:12:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Accion Systems Inc. See All Filings	D	2016-05-12 09:51:46 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001629694 Filed Document 0001629694-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 09:51:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alva Capital Fund, LP See All Filings	D	2016-05-12 09:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alva Capital Management LLC CIK Number 0001661281 Filed Document 0001661281-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-12 09:46:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBM Brazil Equity Fund LLC See All Filings	D/A	2016-05-12 09:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-12 09:42:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Best Response Strategies LLC See All Filings	D/A	2016-05-12 09:40:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers BA Securities, LLC CIK Number 0001502201 Filed Document 0001502201-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-12 09:40:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2016-05-12 09:34:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-12 09:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
kWantera Inc See All Filings	D	2016-05-12 09:33:05 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001411645 Filed Document 0001209191-16-119387 Exclusions or Exemptions 506b Accepted Date 2016-05-12 09:33:05 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Gourmet Acquisition Holdings, Inc. See All Filings	D/A	2016-05-12 08:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001574944 Filed Document 0001574944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-12 08:56:39 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Capstone Vol (US) LP See All Filings	D/A	2016-05-12 08:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407445 Filed Document 0000902664-16-006968 Exclusions or Exemptions 506b Accepted Date 2016-05-12 08:53:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Vol (Offshore) Ltd. See All Filings	D/A	2016-05-12 08:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407476 Filed Document 0000902664-16-006967 Exclusions or Exemptions 506b Accepted Date 2016-05-12 08:51:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS-Capstone Fund Ltd. See All Filings	D/A	2016-05-12 08:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636171 Filed Document 0000902664-16-006966 Exclusions or Exemptions 506b Accepted Date 2016-05-12 08:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund