Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waveland Resource Partners IV, LP See All Filings	D/A	2018-04-06 15:21:27 UTC
Amount To Be Raised $78,750,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Arete Wealth Management LLC, Ausdal Financial, Berthal Fisher Company & Financial, Cambridge Investment Research, Inc., Centaurus Financial, Inc., Chapin Davis Asset Management, Chauner Securities, Concorde Investment Services, LLC, David A. Noyes & Company, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, Ni Advisors, ProEquities, Inc., Sandlapper Securities, LLC, Silverhawk Asset Management, LLC, The Strategic Financial Alliance, Inc., 1st Global Capital Corp., and HBA Advisors, LLC CIK Number 0001667521 Filed Document 0001667521-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:21:27 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2018-01-08 19:18:20 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Arete Wealth Management LLC, Ausdal Financial, Berthal Fisher Company & Financial, Cambridge Investment Research, Inc., Centaurus Financial, Inc., Chapin Davis Asset Management, Chauner Securities, Concorde Investment Services, LLC, David A. Noyes & Company, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, Ni Advisors, ProEquities, Inc., Sandlapper Securities, LLC, Silverhawk Asset Management, LLC, The Strategic Financial Alliance, Inc., and 1st Global Capital Corp. CIK Number 0001667521 Filed Document 0001667521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-08 19:18:20 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2017-12-29 18:20:19 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Arete Wealth Management LLC, Ausdal Financial, Berthal Fisher Company & Financial, Cambridge Investment Research, Inc., Centaurus Financial, Inc., Chapin Davis Asset Management, Chauner Securities, Concorde Investment Services, LLC, David A. Noyes & Company, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, ProEquities, Inc., Sandlapper Securities, LLC, Silverhawk Asset Management, LLC, and The Strategic Financial Alliance, Inc. CIK Number 0001667521 Filed Document 0001667521-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-29 18:20:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2017-08-21 17:21:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Arete Wealth Management, LLC, Ausdal Financial, Berthel Fisher Company & Financial, Cambridge Investment Research, Inc., Centaurus Financial, Inc., Concorde Investment Services, LLC, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, ProEquities, Inc., Sandlapper Securities, LLC, The Strategic Financial Alliance, Inc., Chapin Davis, Inc., Chauner Securities, Inc., and David A. Noyes & Company CIK Number 0001667521 Filed Document 0001667521-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-21 17:21:28 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2017-06-12 16:08:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Ausdal Financial, Berthel Fisher Company Financial, Centaurus Financial, Inc., Chapin Davis, Inc., Chauner Securities, Concorde Investment Services, LLC, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, ProEquities, Inc., and Sandlapper Securities, LLC CIK Number 0001667521 Filed Document 0001667521-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-12 16:08:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2017-04-10 14:09:55 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Independent Financial Group, LLC CIK Number 0001667521 Filed Document 0001667521-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-10 14:09:55 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2017-02-03 13:58:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital, Inc., Chapin Davis, Inc., ProEquities, Inc., Chauner Securities, Sandlapper Securities, LLC, Legacy Wealth Management LLC, Centaurus Financial, Inc., and Ausdale Financial Partners, Inc. CIK Number 0001667521 Filed Document 0001667521-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-03 13:58:01 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-10-25 18:38:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital, Inc., Chapin Davis, Inc., ProEquities, Inc., Chauner Securities, Sandlapper Securities, LLC, and Legacy Wealth Management LLC CIK Number 0001667521 Filed Document 0001667521-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-10-25 18:38:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-10-11 17:38:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Chauner Securities CIK Number 0001667521 Filed Document 0001667521-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-10-11 17:38:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-09-13 13:35:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ProEquities, Inc. CIK Number 0001667521 Filed Document 0001667521-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-09-13 13:35:47 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-09-13 12:52:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ProEquities, Inc. CIK Number 0001667521 Filed Document 0001667521-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-09-13 12:52:53 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-08-15 14:44:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, and Kalos Capital, Inc. CIK Number 0001667521 Filed Document 0001667521-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-08-15 14:44:41 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-08-08 16:08:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001667521 Filed Document 0001667521-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-08 16:08:03 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-08-08 15:40:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital, Inc., and Sandlapper Securities, LLC CIK Number 0001667521 Filed Document 0001667521-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-08 15:40:06 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-06-09 17:43:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC and Concorde Investment Services LLC CIK Number 0001667521 Filed Document 0001667521-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 17:43:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC CIK Number 0001667521 Filed Document 0001667521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Resource Partners IV, LP See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001667521 Filed Document 0001667521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity