Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Exchange Place LP See All Filings	D/A	2019-10-28 13:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., Western International Securities, Inc., Charles Schwab & Co., Inc., National Financial Services, LLC, FSC Securities Corporation, Harbor Investment Advisory, LLC, RBC Capital Markets, LLC, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, N.A., Woodbury Financial Services, Inc., Citigroup Global Markets Inc., First Republic Investment Management, Inc., Stifel Nicholas & Company, Incorporated, Sanford C. Bernstein & Co., LLC, Axa Advisors, Lara, May & Associates, LLC, Northern Trust Securities, Inc., and Seaport Securities Corp. CIK Number 0001623075 Filed Document 0001791459-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exchange Place LP See All Filings	D/A	2018-10-26 10:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., Western International Securities, Inc., Charles Schwab & Co., Inc., National Financial Services, LLC, FSC Securities Corporation, Harbor Investment Advisory, LLC, RBC Capital Markets, LLC, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, N.A., Woodbury Financial Services, Inc., Citigroup Global Markets Inc., First Republic Investment Management, Inc., and Stifel Nicholas & Company, Incorporated CIK Number 0001623075 Filed Document 0001755483-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-10-26 10:31:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exchange Place LP See All Filings	D/A	2017-10-26 10:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., Western International Securities, Inc., Charles Schwab & Co., Inc., National Financial Services, LLC, FSC Securities Corporation, Harbor Investment Advisory, LLC, RBC Capital Markets, LLC, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, N.A., and Woodbury Financial Services, Inc. CIK Number 0001623075 Filed Document 0001718125-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-10-26 10:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exchange Place LP See All Filings	D/A	2016-10-26 10:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., and Western International Securities, Inc. CIK Number 0001623075 Filed Document 0001687661-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-26 10:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exchange Place LP See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., and Twenty First Securities Corporation CIK Number 0001623075 Filed Document 0001656368-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exchange Place LP See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001623075 Filed Document 0001140361-14-039002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund