Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JVM Multi-Family Premier Fund IV, LLC See All Filings	D/A	2020-06-08 16:25:29 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001805158 Filed Document 0001805158-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 16:25:29 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GP US Accelerator 2020 Series, a series of Gresham Direct Access Manager Program, L.L.C. See All Filings	D	2020-06-08 16:23:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814043 Filed Document 0001814043-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 16:23:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mareana Inc. See All Filings	D	2020-06-08 16:21:57 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001795288 Filed Document 0001795288-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 16:21:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pelican TopCo LLC See All Filings	D/A	2020-06-08 16:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785579 Filed Document 0001785579-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 16:18:17 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NTV II, L.P. See All Filings	D/A	2020-06-08 16:07:26 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001782844 Filed Document 0001782844-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 16:07:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ADI INSIGHTS INC. See All Filings	D	2020-06-08 16:06:08 UTC
Amount To Be Raised $670,000 Associated Brokers / Dealers N/A CIK Number 0001737336 Filed Document 0001737336-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 16:06:08 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Premier DST See All Filings	D/A	2020-06-08 15:59:23 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers MCDERMOTT INVESTMENT SERVICES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, Port Securities, Inc, Concorde Investment Services, CAPULENT LLC, DAI Securities, LLC, GREAT POINT CAPITAL LLC, THORNHILL SECURITIES, INC., ORCHARD SECURITIES, LLC, and WEALTHFORGE SECURITIES, LLC CIK Number 0001801337 Filed Document 0001801337-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:59:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Callan Micro Cap Value Equity Fund See All Filings	D/A	2020-06-08 15:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576999 Filed Document 0001576999-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:56:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pflugerville Emergency Center, LLC See All Filings	D	2020-06-08 15:55:53 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001814342 Filed Document 0001654954-20-006395 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:55:53 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Augment Ventures Fund II AC, LLC See All Filings	D	2020-06-08 15:52:43 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001813931 Filed Document 0001813931-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:52:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C2i Genomics, Inc. See All Filings	D	2020-06-08 15:39:36 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001813687 Filed Document 0001813687-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:39:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
iCapital New Alpha Access Fund (U.S.), L.P. See All Filings	D/A	2020-06-08 15:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746503 Filed Document 0000897069-20-000276 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RoomRocket, Inc. See All Filings	D	2020-06-08 15:30:18 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001814278 Filed Document 0000908662-20-000117 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:30:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M&H McCandless Square Senior Living LLC See All Filings	D	2020-06-08 15:23:44 UTC
Amount To Be Raised $3,195,000 Associated Brokers / Dealers n/a CIK Number 0001813904 Filed Document 0001813904-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:23:44 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iCapital - Ares COF VI Access Fund, L.P. See All Filings	D	2020-06-08 15:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James and Associates, Inc. CIK Number 0001813209 Filed Document 0000897069-20-000275 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:15:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital HarbourVest Dover Street X, L.P. See All Filings	D	2020-06-08 15:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC CIK Number 0001813211 Filed Document 0000897069-20-000274 Exclusions or Exemptions 506b Accepted Date 2020-06-08 15:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hello Hazel, Inc. See All Filings	D	2020-06-08 14:58:47 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001791792 Filed Document 0001791792-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:58:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Point Defiance Microcap Fund, LP See All Filings	D	2020-06-08 14:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent William Guy and Richard Arthur Hermann CIK Number 0001467545 Filed Document 0001467545-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:56:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS OZMF Ltd. See All Filings	D/A	2020-06-08 14:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Summit Equities, LLC, Dominick & Dominick LLC, Macquarie Capital (USA) Inc., Arete Wealth Management LLC, and Wunderlich Securities Inc. CIK Number 0001607346 Filed Document 0001607346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greystar Growth & Income Fund (QFPF), LP See All Filings	D/A	2020-06-08 14:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716465 Filed Document 0001716465-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:47:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cushion AI, Inc. See All Filings	D	2020-06-08 14:46:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001719872 Filed Document 0001719872-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:46:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
iCapital-Cross Ocean GCD Access Fund, L.P. See All Filings	D	2020-06-08 14:45:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813710 Filed Document 0000897069-20-000273 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:45:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRINCETON EQUITY PARTNERS I, LP See All Filings	D	2020-06-08 14:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BA SECURITIES, LLC CIK Number 0001814383 Filed Document 0001814383-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Greystar Growth & Income Fund (892), LP See All Filings	D/A	2020-06-08 14:38:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716484 Filed Document 0001716484-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:38:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PRINCETON EQUITY PARTNERS I-A, LP See All Filings	D	2020-06-08 14:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BA SECURITIES, LLC CIK Number 0001814376 Filed Document 0001814376-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:38:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DEZURIK, INC. See All Filings	D	2020-06-08 14:35:59 UTC
Amount To Be Raised $315,073 Associated Brokers / Dealers None CIK Number 0001703247 Filed Document 0001703247-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:35:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Veda Investors Fund L.P. See All Filings	D/A	2020-06-08 14:34:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676518 Filed Document 0001676518-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:34:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Greystar Student Housing Growth & Income Fund, LP See All Filings	D/A	2020-06-08 14:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745667 Filed Document 0001745667-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS OZMF LLC See All Filings	D/A	2020-06-08 14:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., Kestra Investment Services LLC, Avondale Partners, LLC, Arete Wealth Management LLC, Wunderlich Securities, Inc., Maxim Group LLC, and Fieldpoint Private Securities LLC CIK Number 0001607350 Filed Document 0001607350-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greystar Growth & Income Fund, LP See All Filings	D/A	2020-06-08 14:22:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709693 Filed Document 0001709693-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW Eureka (US) Fund II See All Filings	D/A	2020-06-08 14:19:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Trust Company Americas, Deutsche Bank Securities Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001552911 Filed Document 0000902664-20-002320 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:19:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle AIP Secondaries Access VII (Offshore) L.P. See All Filings	D/A	2020-06-08 14:03:07 UTC
Amount To Be Raised $42,675,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001812195 Filed Document 0001812195-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 14:03:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgencyKPI, Inc. See All Filings	D/A	2020-06-08 13:59:58 UTC
Amount To Be Raised $4,999,998 Associated Brokers / Dealers N/A CIK Number 0001803950 Filed Document 0001803950-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:59:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eaton Vance Global Macro Absolute Return Advantage Master Fund, Ltd. See All Filings	D/A	2020-06-08 13:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001742063 Filed Document 0000350797-20-000088 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sands Capital Life Sciences Pulse Fund C-1-GP, L.P. See All Filings	D/A	2020-06-08 13:36:52 UTC
Amount To Be Raised $470,000 Associated Brokers / Dealers N/A CIK Number 0001781278 Filed Document 0001781278-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:36:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Third Point Partners LLC See All Filings	D/A	2020-06-08 13:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Investment Partners LLC, Wunderlich Securities, Inc., NBC Securities, Inc., Macquarie Capital (USA) Inc., Maxim Group LLC, Avondale Partners LLC, MD Global Partners LLC, Fieldpoint Private Securities LLC, First Republic Securities Company, LLC, and B. Riley Wealth Management CIK Number 0001523897 Filed Document 0001523897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:36:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AP Fort Co-Invest, L.P. See All Filings	D	2020-06-08 13:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812738 Filed Document 0000950142-20-001525 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:33:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
All Pro Funding III, LLC See All Filings	D/A	2020-06-08 13:32:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001639474 Filed Document 0001639474-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:32:17 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Marketspringpad Holdings Ltd See All Filings	D	2020-06-08 13:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814223 Filed Document 0001104659-20-070750 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:28:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Whispering Pines Holdings, LLC See All Filings	D	2020-06-08 13:26:57 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001813987 Filed Document 0000892251-20-000027 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:26:57 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Marketspringpad Holdings Ltd See All Filings	D	2020-06-08 13:25:53 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001814223 Filed Document 0001104659-20-070748 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:25:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Becker Private Equity Fund I LLC See All Filings	D	2020-06-08 13:23:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001813514 Filed Document 0001813514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:23:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Third Point Offshore Fund Ltd. See All Filings	D/A	2020-06-08 13:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securties LLC, HighTower Securities, LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Evans & Partners Pty Ltd., I Investment Management Pte Ltd, Macquarie Capital (USA) Inc., Wentworth Global Securities Pty Ltd, Wunderlich Securities Inc., Lucerne Australia Pty Ltd t/a Lucerne Investment Partners, Maxim Group LLC, and First Republic Securities Company, LLC CIK Number 0001523889 Filed Document 0001523889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duncan Park Holdings Corp See All Filings	D	2020-06-08 13:11:18 UTC
Amount To Be Raised $21,406 Associated Brokers / Dealers N/A CIK Number 0001527587 Filed Document 0001527587-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:11:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Inozyme Pharma, Inc. See All Filings	D/A	2020-06-08 13:09:29 UTC
Amount To Be Raised $67,399,993 Associated Brokers / Dealers N/A CIK Number 0001693011 Filed Document 0001693011-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:09:29 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ambling Investments II, LLC See All Filings	D	2020-06-08 13:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812473 Filed Document 0001812473-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2020-06-08 13:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, Maxim Group LLC, Axiom Capital Management, Inc., First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, B. Riley Wealth Management, BB&T Securities, LLC, and Rockefeller Financial LLC CIK Number 0001523884 Filed Document 0001566447-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
College Grove Apartments, LLC See All Filings	D	2020-06-08 12:57:18 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001814317 Filed Document 0001814317-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:57:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Growing Energy Labs, Inc. See All Filings	D	2020-06-08 12:48:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582048 Filed Document 0001582048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:48:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sun Mountain Investors, LP See All Filings	D/A	2020-06-08 12:37:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765816 Filed Document 0001765816-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:37:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund