Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VAXINNATE CORP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $6,265,125 Associated Brokers / Dealers N/A CIK Number 0001174224 Filed Document 0001192482-14-000193 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL HEALTHCARE REIT, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Institutional Securities Corp CIK Number 0000727346 Filed Document 0001011034-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
WealthColony SPV I, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621230 Filed Document 0001621230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Japan Chickadee Fund, LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472019 Filed Document 0001315863-14-000565 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oden Currency Fund I, LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618012 Filed Document 0001315863-14-000572 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matador Latam, L.P. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535158 Filed Document 0001535158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HARRISON STREET REAL ESTATE PARTNERS V-A, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers N/A CIK Number 0001619649 Filed Document 0001619649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Office REIT I, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621219 Filed Document 0001621219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARIUM McAlpine REIT, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621178 Filed Document 0001621178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptimmune Ltd See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $103,809,789 Associated Brokers / Dealers N/A CIK Number 0001621227 Filed Document 0001621227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Cielo Gravitant Investors, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001620884 Filed Document 0001620884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
StoreRight (Fund I), LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,587,000 Associated Brokers / Dealers None CIK Number 0001620859 Filed Document 0001620859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001538217 Filed Document 0001553350-14-001163 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Infusion Software Inc See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $55,000,035 Associated Brokers / Dealers N/A CIK Number 0001416721 Filed Document 0001416721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Reasoning Systems, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $26,663,383 Associated Brokers / Dealers N/A CIK Number 0001535692 Filed Document 0001621389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
M3 Biotechnology, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620463 Filed Document 0001620463-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EMH Resources, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001484525 Filed Document 0001484525-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
C2 FACILITY SOLUTIONS LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001157845 Filed Document 0001157845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Hawk Applications Corp. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,960,000 Associated Brokers / Dealers N/A CIK Number 0001617588 Filed Document 0000897069-14-000420 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund Ltd. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472016 Filed Document 0001315863-14-000569 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Chickadee Fund Ltd. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552607 Filed Document 0001315863-14-000564 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peeridea, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590268 Filed Document 0001590268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
North Atlantic Venture Fund V, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001621348 Filed Document 0001621348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Solstice Biologics LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001564178 Filed Document 0001140361-14-037296 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
First Heritage Credit of Alabama, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001621322 Filed Document 0001621322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
Ecentria Group, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001621437 Filed Document 0001621437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Superior Ostrich, Inc. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-14-003386 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KnowledgeTree, Inc. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,342,102 Associated Brokers / Dealers N/A CIK Number 0001553723 Filed Document 0001553723-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HRVST, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers James G. Kay CIK Number 0001620523 Filed Document 0001620523-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USAsia Venture Partners Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001621341 Filed Document 0001144204-14-059317 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kings Peak Global Macro Fund LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618757 Filed Document 0000919574-14-005447 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Capital, L.P. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425631 Filed Document 0001425631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRE Leaders Fund, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001621197 Filed Document 0001621197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strategic Partners NC Real Asset Opportunities, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621306 Filed Document 0000950103-14-006912 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Danville Group See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers N/A CIK Number 0001480585 Filed Document 0001585608-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOSYNTHETIC TECHNOLOGIES, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001577689 Filed Document 0001577689-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Living Life Solutions, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001620878 Filed Document 0001620878-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Alpha Opportunities Fund, LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606752 Filed Document 0001606752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OYO Sportstoys, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $14,133,796 Associated Brokers / Dealers N/A CIK Number 0001621154 Filed Document 0001621154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
Acutus Medical, Inc. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $48,597,442 Associated Brokers / Dealers N/A CIK Number 0001522860 Filed Document 0001522860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cognoptix, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $15,605,441 Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001347741 Filed Document 0001140361-14-037037 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Pantheon Global infrastructure Fund II NPS, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621426 Filed Document 0001621426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFF Biz, LLC See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588241 Filed Document 0001588241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Trident Toxicology See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001621311 Filed Document 0001621311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ionic Volatility Arbitrage Fund LLC See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588213 Filed Document 0001588213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213762 Filed Document 0001315863-14-000563 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delvetica, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621338 Filed Document 0001621338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Neon Liberty Wei Ji Fund, Ltd. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472017 Filed Document 0001315863-14-000570 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund