Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2025-10-17 10:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY WEALTH MANAGEMENT, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, Rockefeller Financial LLC, and Arkadios Capital CIK Number 0001278837 Filed Document 0000919574-25-006149 Exclusions or Exemptions 506b Accepted Date 2025-10-17 10:10:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2024-10-18 09:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY WEALTH MANAGEMENT, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001278837 Filed Document 0000919574-24-005922 Exclusions or Exemptions 506b Accepted Date 2024-10-18 09:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2023-10-20 10:42:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY WEALTH MANAGEMENT, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001278837 Filed Document 0000919574-23-005743 Exclusions or Exemptions 506b Accepted Date 2023-10-20 10:42:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2022-10-21 10:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY WEALTH MANAGEMENT, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001278837 Filed Document 0000919574-22-006036 Exclusions or Exemptions 506b Accepted Date 2022-10-21 10:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2021-10-22 10:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY & CO., LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001278837 Filed Document 0000919574-21-006409 Exclusions or Exemptions 506b Accepted Date 2021-10-22 10:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2020-10-23 11:20:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY & CO., LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001278837 Filed Document 0000919574-20-006506 Exclusions or Exemptions 506b Accepted Date 2020-10-23 11:20:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2019-10-25 09:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY & CO., LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001278837 Filed Document 0000919574-19-006546 Exclusions or Exemptions 506b Accepted Date 2019-10-25 09:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2018-10-26 11:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., HIGHTOWER SECURITIES, LLC, B. RILEY & CO., LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, PICKWICK CAPITAL PARTNERS, LLC, and FDX Capital LLC CIK Number 0001278837 Filed Document 0000919574-18-006820 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2017-10-26 13:21:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, DOMINICK & DICKERMAN LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., First Republic Securities Company, LLC, Wells Fargo Advisors, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, and Deutsche Bank Trust Company Americas CIK Number 0001278837 Filed Document 0000919574-17-007454 Exclusions or Exemptions 506b Accepted Date 2017-10-26 13:21:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2016-11-02 09:58:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, DOMINICK & DICKERMAN LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, Purshe Kaplan Sterling Investments, RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, OPPENHEIMER & CO. INC., and First Republic Securities Company, LLC CIK Number 0001278837 Filed Document 0000919574-16-016047 Exclusions or Exemptions 506b Accepted Date 2016-11-02 09:58:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, DOMINICK & DICKERMAN LLC, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, Purshe Kaplan Sterling Investments, RAYMOND JAMES FINANCIAL SERVICES, INC., DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., PICKWICK CAPITAL PARTNERS, LLC, and OPPENHEIMER & CO. INC. CIK Number 0001278837 Filed Document 0000919574-15-007591 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, Dominick & Dominick, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, Purshe Kaplan Sterling Investments, RAYMOND JAMES FINANCIAL SERVICES, INC., and DEUTSCHE BANK SECURITIES INC. CIK Number 0001278837 Filed Document 0000919574-15-002670 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, Dominick & Dominick, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, Purshe Kaplan Sterling Investments, RAYMOND JAMES FINANCIAL SERVICES, INC., and DEUTSCHE BANK SECURITIES INC. CIK Number 0001278837 Filed Document 0000919574-14-002100 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund