Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alkeon Growth Partners, LP See All Filings	D/A	2025-10-17 11:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY WEALTH MANAGEMENT, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, Rockefeller FInancial LLC, and Arkadios Capital CIK Number 0001278834 Filed Document 0000919574-25-006155 Exclusions or Exemptions 506b Accepted Date 2025-10-17 11:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2024-10-18 09:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY WEALTH MANAGEMENT, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, and Rockefeller FInancial LLC CIK Number 0001278834 Filed Document 0000919574-24-005926 Exclusions or Exemptions 506b Accepted Date 2024-10-18 09:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2023-10-20 12:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY WEALTH MANAGEMENT, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, and Rockefeller FInancial LLC CIK Number 0001278834 Filed Document 0000919574-23-005761 Exclusions or Exemptions 506b Accepted Date 2023-10-20 12:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2022-10-21 11:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY WEALTH MANAGEMENT, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, and Rockefeller FInancial LLC CIK Number 0001278834 Filed Document 0000919574-22-006048 Exclusions or Exemptions 506b Accepted Date 2022-10-21 11:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2021-10-22 11:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY & CO., LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, and Rockefeller FInancial LLC CIK Number 0001278834 Filed Document 0000919574-21-006419 Exclusions or Exemptions 506b Accepted Date 2021-10-22 11:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2020-10-23 10:33:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY & CO., LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, and Rockefeller FInancial LLC CIK Number 0001278834 Filed Document 0000919574-20-006501 Exclusions or Exemptions 506b Accepted Date 2020-10-23 10:33:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2019-10-25 10:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY & CO., LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., FDX Capital LLC, CAIS Capital LLC, and Rockefeller FInancial LLC CIK Number 0001278834 Filed Document 0000919574-19-006550 Exclusions or Exemptions 506b Accepted Date 2019-10-25 10:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2018-10-26 11:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, B. RILEY & CO., LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, RBC CAPITAL MARKETS, LLC, JEFFERIES LLC, First Republic Securities Company, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., and FDX Capital LLC CIK Number 0001278834 Filed Document 0000919574-18-006829 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2017-10-26 13:17:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, Wells Fargo Advisors, LLC, and RBC CAPITAL MARKETS, LLC CIK Number 0001278834 Filed Document 0000919574-17-007452 Exclusions or Exemptions 506b Accepted Date 2017-10-26 13:17:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2016-10-28 12:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PICKWICK CAPITAL PARTNERS, LLC, and Wells Fargo Advisors, LLC CIK Number 0001278834 Filed Document 0000919574-16-016004 Exclusions or Exemptions 506b Accepted Date 2016-10-28 12:52:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PICKWICK CAPITAL PARTNERS, LLC CIK Number 0001278834 Filed Document 0000919574-15-007538 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PICKWICK CAPITAL PARTNERS, LLC CIK Number 0001278834 Filed Document 0000919574-15-007540 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth Partners, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, Morgan Stanley & Co. LLC, and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001278834 Filed Document 0000919574-15-002668 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Partners, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., Raymond James Financial Services, Inc., Freestone Securities, LLC, HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, Morgan Stanley & Co. LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001278834 Filed Document 0000919574-14-002103 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund