Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCOPERTA, INC. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,076,356 Associated Brokers / Dealers N/A CIK Number 0001350016 Filed Document 0001350016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legendary Archives Company, LLC ( dba Gen-Arc, LLC) See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620432 Filed Document 0001620432-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bear Creek TCH X, LLLP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001621371 Filed Document 0001621371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Greenville 65 MOB, LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001621380 Filed Document 0001621380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Biometrica Systems, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620981 Filed Document 0001620981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dolben Rumney Flats LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers N/A CIK Number 0001621295 Filed Document 0001621295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ARIUM Inverness REIT, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621179 Filed Document 0001621179-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Office REIT II, Inc See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621218 Filed Document 0001621218-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-14-000568 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Fundrise Investments V, LLC See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620574 Filed Document 0001620589-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RIGHTSCORP, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001506270 Filed Document 0001493152-14-003203 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARIUM Shelby Farms REIT, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621180 Filed Document 0001621180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TOPS Systems America Corp See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001621310 Filed Document 0001144204-14-059227 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Matador Latam Fund, LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535223 Filed Document 0001535223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
COLUMBUS GOLD CORP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $4,869,186 Associated Brokers / Dealers ECOBAN SECURITIES CORPORATION CIK Number 0001321992 Filed Document 0001183740-14-000315 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hipcamp Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,069,500 Associated Brokers / Dealers N/A CIK Number 0001621344 Filed Document 0001621344-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463726 Filed Document 0001315863-14-000567 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognutria Foods, Inc. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001588765 Filed Document 0001588765-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Investments V, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620574 Filed Document 0001620574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
HARRISON STREET REAL ESTATE PARTNERS V, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers N/A CIK Number 0001619587 Filed Document 0001619587-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Headroom LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001621289 Filed Document 0001621289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Focus Graphite Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,146,565 Associated Brokers / Dealers N/A CIK Number 0001503338 Filed Document 0001503338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
WDP GLENDALESTORAGE LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001620238 Filed Document 0001620238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Stonehill Strategic Hotel Credit Opportunity QP Fund, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001622023 Filed Document 0001622023-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Dough, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $25,000,001 Associated Brokers / Dealers N/A CIK Number 0001621182 Filed Document 0001621182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE CREEK DEVELOPMENT, LTD. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $968,000 Associated Brokers / Dealers N/A CIK Number 0001613488 Filed Document 0001613488-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Soundwall, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $4,492,114 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SCOPERTA, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001350016 Filed Document 0001350016-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472015 Filed Document 0001315863-14-000562 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Diversified Direct Credit Fund LP - Series B See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620002 Filed Document 0001620002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC DIVERSIFIED DIRECT CREDIT FUND LP - SERIES A See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620134 Filed Document 0001620134-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICM (VII) U.S. Realty, LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621245 Filed Document 0001621245-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nevermore NYC Ltd Liability Co See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001621297 Filed Document 0001621297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
SOF X Private Investors Offshore 1, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621340 Filed Document 0001012975-14-000647 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Escalate Capital Partners SBIC III, Lp See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $85,500,000 Associated Brokers / Dealers N/A CIK Number 0001621476 Filed Document 0001621476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CATASYS, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001136174 Filed Document 0001136174-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apivio Systems Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,631,873 Associated Brokers / Dealers N/A CIK Number 0001492286 Filed Document 0001492286-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Arciterra Strategic Retail - Briargate & Linden IL, LLC See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers VSR Financial Services, Inc. and David John Turner CIK Number 0001615812 Filed Document 0001615812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Giga Entertainment Media Inc See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584319 Filed Document 0001584319-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
COLUMBUS GOLD CORP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $292,151 Associated Brokers / Dealers N/A CIK Number 0001321992 Filed Document 0001183740-14-000316 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Silver Bay Operating Partnership L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $35,600,000 Associated Brokers / Dealers N/A CIK Number 0001565438 Filed Document 0001565438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
K2/Highland Overseas Ltd See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management LLC CIK Number 0001319590 Filed Document 0001507943-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Strategos RMBS Fund See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587547 Filed Document 0001587547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bank of New York Mellon Corp See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and BNY Mellon Capital Markets, LLC CIK Number 0001390777 Filed Document 0001181431-14-033245 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
NLCF Fund LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531602 Filed Document 0001315863-14-000566 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hahn & Co II L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620600 Filed Document 0001620600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOF X Private Investors, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621280 Filed Document 0001012975-14-000648 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VELITE ENERGY L P See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355351 Filed Document 0001315863-14-000561 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nektar Acquisition Co LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001621212 Filed Document 0001621212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Stonehill Strategic Hotel Credit Opportunity Fund, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001622024 Filed Document 0001622024-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity