Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A.W. JONES ASSOCIATES LP See All Filings	D/A	2025-02-10 10:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001565758 Filed Document 0000919574-25-000905 Exclusions or Exemptions 506b Accepted Date 2025-02-10 10:31:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2024-02-16 09:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001565758 Filed Document 0000919574-24-001520 Exclusions or Exemptions 506b Accepted Date 2024-02-16 09:09:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2023-02-17 09:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001565758 Filed Document 0000919574-23-001712 Exclusions or Exemptions 506b Accepted Date 2023-02-17 09:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2022-02-18 09:51:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001565758 Filed Document 0000919574-22-001728 Exclusions or Exemptions 506b Accepted Date 2022-02-18 09:51:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2021-02-19 08:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners LLC, Yuki-Co, LLC, and First Dominion Capital Corp. (dba Bhargava Capital) CIK Number 0001565758 Filed Document 0000919574-21-001801 Exclusions or Exemptions 506b Accepted Date 2021-02-19 08:20:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2020-02-21 09:53:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., Tangent Capital Partners LLC, and Yuki-Co, LLC CIK Number 0001565758 Filed Document 0000919574-20-001798 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:53:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2019-02-22 13:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Capital, Fort Ghent Brokerage LLC, Alpha Strategies Investment Consulting Inc., and Tangent Capital Partners LLC CIK Number 0001565758 Filed Document 0000919574-19-001944 Exclusions or Exemptions 506b Accepted Date 2019-02-22 13:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2018-02-23 10:15:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KARBONE CAPITAL MARKETS, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001565758 Filed Document 0000919574-18-002015 Exclusions or Exemptions 506b Accepted Date 2018-02-23 10:15:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2017-03-02 11:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001565758 Filed Document 0000919574-17-002413 Exclusions or Exemptions 506b Accepted Date 2017-03-02 11:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001565758 Filed Document 0000919574-16-011580 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Medalist Securities Inc., and Alpha Strategies Investment Consulting Inc. CIK Number 0001565758 Filed Document 0000919574-15-002632 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A.W. JONES ASSOCIATES LP See All Filings	D/A	2015-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565758 Filed Document 0000919574-15-000437 Exclusions or Exemptions 506b Accepted Date 2015-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A.W. JONES ASSOCIATES LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565758 Filed Document 0000919574-14-000242 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund