Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Technicians for Sustainability, Inc. See All Filings	D	2016-12-27 16:14:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001693109 Filed Document 0001693109-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:14:09 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CACHET FINANCIAL SOLUTIONS, INC. See All Filings	D	2016-12-27 16:13:19 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers Craft Capital Management, LLC CIK Number 0001487906 Filed Document 0001487906-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:13:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
PROVEST ALTAMA VILLAGE ASSOCIATES, LLP See All Filings	D	2016-12-27 16:12:19 UTC
Amount To Be Raised $4,097,500 Associated Brokers / Dealers NONE CIK Number 0001692158 Filed Document 0001692158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:12:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Isocline Engineering Corp See All Filings	D	2016-12-27 16:05:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001691217 Filed Document 0001691217-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:05:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WM Capital Partners 59, LLC See All Filings	D	2016-12-27 16:02:51 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers N/A CIK Number 0001693081 Filed Document 0001693081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:02:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Neoglyphic Entertainment, Inc. See All Filings	D	2016-12-27 15:55:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651339 Filed Document 0001651339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:55:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RCG Longview Multifamily Income Fund, LP See All Filings	D	2016-12-27 15:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691719 Filed Document 0001691719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:55:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crio Inc. See All Filings	D	2016-12-27 15:54:17 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001664915 Filed Document 0001664915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:54:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Life Science Loans II, LLC See All Filings	D	2016-12-27 15:46:54 UTC
Amount To Be Raised $70,100,000 Associated Brokers / Dealers N/A CIK Number 0001692863 Filed Document 0001692863-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:46:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Schvey, Inc. See All Filings	D	2016-12-27 15:45:14 UTC
Amount To Be Raised $20,495,822 Associated Brokers / Dealers N/A CIK Number 0001598116 Filed Document 0001598116-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:45:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLOBALBASED TECHNOLOGIES, INC. See All Filings	D	2016-12-27 15:38:08 UTC
Amount To Be Raised $2,230,000 Associated Brokers / Dealers N/A CIK Number 0001455082 Filed Document 0001140361-16-090791 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:38:08 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Smart Server, Inc See All Filings	D	2016-12-27 15:35:31 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001596961 Filed Document 0001654954-16-005120 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:35:31 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sulfagenix, Inc. See All Filings	D	2016-12-27 15:24:37 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001603985 Filed Document 0001603985-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:24:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pat's Backcountry Beverages Inc. See All Filings	D	2016-12-27 15:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484286 Filed Document 0001484286-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:22:04 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Shuttle Fund, LP See All Filings	D	2016-12-27 15:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685313 Filed Document 0001685313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEPSTONE REAL ESTATE PARTNERS III TE, L.P. See All Filings	D/A	2016-12-27 15:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650843 Filed Document 0001650843-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:12:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN SHORT DURATION HIGH YIELD FUND, L.P. See All Filings	D/A	2016-12-27 15:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christianson Investment Partners, Christenson Investment Partners, and VSR Financial Services Incorporated CIK Number 0001517412 Filed Document 0001192482-16-000784 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Investments - HL, LLC See All Filings	D	2016-12-27 15:08:57 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Fairport Capital CIK Number 0001585753 Filed Document 0001585753-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:08:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Penn Mid Cap Equity Fund, L.P. See All Filings	D/A	2016-12-27 15:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christenson Investment Partners, and VSR Financial Services Incorporated CIK Number 0001481060 Filed Document 0001192482-16-000783 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:06:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2016-12-27 15:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-16-000782 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Harbor Capital Solutions Fund II L.P. See All Filings	D/A	2016-12-27 15:02:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001658338 Filed Document 0001658338-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:02:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN DIVERSIFIED MICRO CAP EQUITY FUND LP See All Filings	D/A	2016-12-27 15:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, and VSR Financial Services Incorporated CIK Number 0001461084 Filed Document 0001192482-16-000781 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:00:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sea Smoke Fund, LLC See All Filings	D/A	2016-12-27 14:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661292 Filed Document 0001659828-16-000027 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parametric, Research Affiliates Systematic Global Macro Fund, Ltd. See All Filings	D	2016-12-27 14:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692736 Filed Document 0000940394-16-003397 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOPERTON BANCSHARES INC See All Filings	D	2016-12-27 14:58:02 UTC
Amount To Be Raised $1,000,459 Associated Brokers / Dealers N/A CIK Number 0000835594 Filed Document 0000835594-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:58:02 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sea Smoke Fund Ltd See All Filings	D/A	2016-12-27 14:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661327 Filed Document 0001659828-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterway Grove Holdings, LLC See All Filings	D/A	2016-12-27 14:54:03 UTC
Amount To Be Raised $14,024,724 Associated Brokers / Dealers Center Street Securities, Inc., DFPG Investments, Inc., Dyche Wealth Management, Inc., Kalos Capital, Inc., Lion Street Financial, LLC, Money Concepts Capital Corp, Prakash Investment Advisors, LLC, The Strategic Financial Alliance, Inc., Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001691323 Filed Document 0001691323-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:54:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
830 Oconee, LLC See All Filings	D	2016-12-27 14:52:23 UTC
Amount To Be Raised $11,414,666 Associated Brokers / Dealers William M. Grady CIK Number 0001693010 Filed Document 0001693010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:52:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowhead REIT LLC See All Filings	D	2016-12-27 14:52:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693247 Filed Document 0001693247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:52:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PENN DISTRESSED FUND L P See All Filings	D/A	2016-12-27 14:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Arete Wealth Management, LLC, Phillips & Company, and VSR Financial Services Incorporated CIK Number 0001231294 Filed Document 0001192482-16-000780 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND II L P See All Filings	D/A	2016-12-27 14:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-16-000779 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND LP See All Filings	D/A	2016-12-27 14:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001216123 Filed Document 0001192482-16-000778 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:37:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vegas Donut Co See All Filings	D	2016-12-27 14:33:34 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001680986 Filed Document 0001004878-16-000569 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:33:34 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Granite State Capital Offshore Fund, L.P. See All Filings	D	2016-12-27 14:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693138 Filed Document 0001693138-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:27:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dali Systems Co. Ltd. See All Filings	D/A	2016-12-27 14:19:29 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001466248 Filed Document 0001466248-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:19:29 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PENN CONVERTIBLE FUND LP See All Filings	D/A	2016-12-27 14:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-16-000777 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN Capital Pioneer Energy Fund, L.P. See All Filings	D/A	2016-12-27 14:09:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001474376 Filed Document 0001192482-16-000776 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:09:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Liberty Fund, L.P. See All Filings	D/A	2016-12-27 14:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001001486 Filed Document 0001192482-16-000775 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGR IX 131 Dearborn REIT Corp. See All Filings	D	2016-12-27 13:59:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693237 Filed Document 0001693237-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:59:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Human Condition Safety Inc. See All Filings	D	2016-12-27 13:57:42 UTC
Amount To Be Raised $2,654,445 Associated Brokers / Dealers N/A CIK Number 0001642249 Filed Document 0001642249-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:57:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Savanna Cortex Holdings, L.P. See All Filings	D	2016-12-27 13:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692191 Filed Document 0001692191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:47:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND VIII LLC See All Filings	D/A	2016-12-27 13:39:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVentures Marketplace, Inc. CIK Number 0001691475 Filed Document 0001682383-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:39:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP LS FUND XIII LLC See All Filings	D/A	2016-12-27 13:34:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenutres Marketplace, Inc. CIK Number 0001691465 Filed Document 0001682383-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:34:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Blue Bear Capital Partners, LP See All Filings	D	2016-12-27 13:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692956 Filed Document 0001562555-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND V LLC See All Filings	D/A	2016-12-27 13:27:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682383 Filed Document 0001682383-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:27:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Elastance Imaging LLC See All Filings	D	2016-12-27 13:16:02 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693110 Filed Document 0001693110-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-12-27 13:16:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
TRELORA, Inc. See All Filings	D	2016-12-27 13:14:37 UTC
Amount To Be Raised $4,490,710 Associated Brokers / Dealers N/A CIK Number 0001654458 Filed Document 0001654458-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-27 13:14:37 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Numetric, Inc. See All Filings	D	2016-12-27 12:59:52 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001692977 Filed Document 0001692977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:59:52 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dali Systems Co. Ltd. See All Filings	D	2016-12-27 12:55:35 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001466248 Filed Document 0001466248-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:55:35 UTC Type of Offering D Industry Telecommunications Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Realty Partners III REIT LLC See All Filings	D	2016-12-27 12:53:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001692972 Filed Document 0001692972-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 12:53:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity