Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Penn Capital Defensive High Yield Fund, L.P. See All Filings	D/A	2021-04-26 06:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christenson Investment Partners, Carol Lefcourt, Brinker Capital, and Strategic Financial Alliance Inc. CIK Number 0001303678 Filed Document 0001192482-21-000354 Exclusions or Exemptions 506b Accepted Date 2021-04-26 06:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Defensive High Yield Fund, L.P. See All Filings	D/A	2019-12-09 08:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christenson Investment Partners, Carol Lefcourt, Brinker Capital, VSR Financial Services Incorporated, Joseph Grace Holdings, Inc., and Strategic Financial Alliance Inc. CIK Number 0001303678 Filed Document 0001192482-19-000471 Exclusions or Exemptions 506b Accepted Date 2019-12-09 08:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Defensive High Yield Fund, L.P. See All Filings	D/A	2018-12-14 14:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christenson Investment Partners, Carol Lefcourt, Brinker Capital, VSR Financial Services Incorporated, Christenson Investment Alternatives, and Strategic Financial Alliance Inc. CIK Number 0001303678 Filed Document 0001192482-18-000501 Exclusions or Exemptions 506b Accepted Date 2018-12-14 14:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Defensive High Yield Fund, L.P. See All Filings	D/A	2017-12-26 09:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND II L P See All Filings	D/A	2016-12-27 14:40:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-16-000779 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND II L P See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-16-000516 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND II L P See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-15-000064 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND II L P See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund