Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Patriot Software Co See All Filings	D/A	2016-12-27 09:15:15 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Paul Carleton and Chris McKenna CIK Number 0001665036 Filed Document 0001665036-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:15:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
AlphaTerra Fund, L. P. See All Filings	D/A	2016-12-27 09:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595029 Filed Document 0001595029-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearVue Technologies, LLC See All Filings	D	2016-12-27 08:21:43 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693168 Filed Document 0001693168-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 08:21:43 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GoviEx Uranium Inc. See All Filings	D	2016-12-23 21:27:16 UTC
Amount To Be Raised $5,053,423 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001490596 Filed Document 0001062993-16-012835 Exclusions or Exemptions 506b Accepted Date 2016-12-23 21:27:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Laurel Investment Fund (A) L.P. See All Filings	D	2016-12-23 20:39:45 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001693197 Filed Document 0001693197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 20:39:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Laurel Fund L.P. See All Filings	D	2016-12-23 20:10:22 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001693200 Filed Document 0001693200-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 20:10:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wild Barrel Brewing Company, LLC See All Filings	D	2016-12-23 19:37:27 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001693013 Filed Document 0001693013-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 19:37:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
YFret, Inc. See All Filings	D	2016-12-23 18:27:14 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001670379 Filed Document 0001670379-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 18:27:14 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CloudOne LLC See All Filings	D	2016-12-23 17:46:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693102 Filed Document 0001693102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:46:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1447 11th LP, a California limited partnership See All Filings	D	2016-12-23 17:41:40 UTC
Amount To Be Raised $3,570,000 Associated Brokers / Dealers N/A CIK Number 0001693156 Filed Document 0001693156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:41:40 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nefeli Networks, Inc. See All Filings	D	2016-12-23 17:30:39 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001692932 Filed Document 0001692932-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:30:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Wall Ventures, L.P. See All Filings	D/A	2016-12-23 17:10:33 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001674460 Filed Document 0001674460-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensor-Kinesis Corp See All Filings	D	2016-12-23 16:38:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001653915 Filed Document 0001653915-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:38:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornelius Capital Hedge Funds, LP See All Filings	D/A	2016-12-23 16:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629415 Filed Document 0001629415-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.C. Flowers IV L.P. See All Filings	D/A	2016-12-23 16:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC and Credit Suisse Securities (USA) LLC CIK Number 0001658593 Filed Document 0001658593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Real Estate Investment Trust I See All Filings	D	2016-12-23 16:14:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Lori Mayfield, Phyllis Johnson, Patrick J. Whelchel, Charlies B. Harrison, and Scott Harrison CIK Number 0001692475 Filed Document 0001692475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:14:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Actuarial Generale LP See All Filings	D	2016-12-23 16:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693088 Filed Document 0001693088-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:05:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Totango Metrics Ltd. See All Filings	D	2016-12-23 15:49:39 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001610376 Filed Document 0001610376-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:49:39 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Little Brown Box Pizza, LLC See All Filings	D	2016-12-23 15:43:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001547550 Filed Document 0001547550-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:43:38 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Friends & Family Feeder Fund X, L.P. See All Filings	D	2016-12-23 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691950 Filed Document 0001691950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice Fund X-A, L.P. See All Filings	D	2016-12-23 15:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691978 Filed Document 0001691978-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice Fund X, L.P. See All Filings	D	2016-12-23 15:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not applicable, and Not applicable CIK Number 0001691943 Filed Document 0001691943-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:27:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wuu, Inc. See All Filings	D	2016-12-23 15:22:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001676701 Filed Document 0001676701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:22:18 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Rubica, Inc. See All Filings	D/A	2016-12-23 15:21:08 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001682774 Filed Document 0001682774-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:21:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND II-A LP See All Filings	D	2016-12-23 14:56:45 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001689044 Filed Document 0001689044-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND II LP See All Filings	D	2016-12-23 14:55:31 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001689045 Filed Document 0001689045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL FUND II-A LP See All Filings	D	2016-12-23 14:54:12 UTC
Amount To Be Raised $720,000,000 Associated Brokers / Dealers N/A CIK Number 0001689040 Filed Document 0001689040-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL FUND II LP See All Filings	D	2016-12-23 14:52:48 UTC
Amount To Be Raised $720,000,000 Associated Brokers / Dealers N/A CIK Number 0001689041 Filed Document 0001689041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carrot Financial, Inc. See All Filings	D	2016-12-23 14:46:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693061 Filed Document 0001693061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:46:37 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sierra EF Partners, LP See All Filings	D	2016-12-23 14:33:10 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001693112 Filed Document 0001693112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:33:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CUBERA VIII LP See All Filings	D	2016-12-23 14:32:23 UTC
Amount To Be Raised $416,000,000 Associated Brokers / Dealers N/A CIK Number 0001692982 Filed Document 0001692982-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Stripe, Inc. See All Filings	D	2016-12-23 14:32:16 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:32:16 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra EF, LP See All Filings	D	2016-12-23 14:27:34 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001693108 Filed Document 0001693108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:27:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KVP Capital, LP See All Filings	D/A	2016-12-23 14:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628481 Filed Document 0001628481-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KBI DST EMERGING MARKET ESG FUND, AN INVESTMENT FUND OF KBI DELAWARE STATUTORY TRUST See All Filings	D/A	2016-12-23 14:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626563 Filed Document 0001393725-16-000280 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVOBODA CAPITAL FUND IV (SBIC), L.P. See All Filings	D	2016-12-23 13:55:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC CIK Number 0001693133 Filed Document 0001693133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:55:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Newest LLC See All Filings	D	2016-12-23 13:37:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693045 Filed Document 0001693045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:37:32 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Simple-Fill, Inc. See All Filings	D	2016-12-23 13:37:25 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001617408 Filed Document 0001617408-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:37:25 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Mallard Co-Investors, L.P. See All Filings	D/A	2016-12-23 13:35:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692666 Filed Document 0001692666-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:35:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CuffLink Productions LLC See All Filings	D	2016-12-23 13:29:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693049 Filed Document 0001693049-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:29:29 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Center Hill Capital, LP See All Filings	D	2016-12-23 13:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693116 Filed Document 0001693116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CannTrust Holdings Inc. See All Filings	D	2016-12-23 13:27:29 UTC
Amount To Be Raised $3,314,973 Associated Brokers / Dealers N/A CIK Number 0001652499 Filed Document 0001652499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:27:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SmartShyp, Inc. See All Filings	D	2016-12-23 13:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692871 Filed Document 0001692871-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 13:16:34 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Insight MB Holdings, LLC See All Filings	D	2016-12-23 12:58:26 UTC
Amount To Be Raised $680,065,177 Associated Brokers / Dealers N/A CIK Number 0001692370 Filed Document 0000899140-16-001772 Exclusions or Exemptions 506b Accepted Date 2016-12-23 12:58:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MB Parent Holdco, L.P. See All Filings	D	2016-12-23 12:56:48 UTC
Amount To Be Raised $911,251,656 Associated Brokers / Dealers N/A CIK Number 0001692347 Filed Document 0000899140-16-001771 Exclusions or Exemptions 506b Accepted Date 2016-12-23 12:56:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chirpify, Inc. See All Filings	D	2016-12-23 12:54:50 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001548289 Filed Document 0001548289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 12:54:50 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Locals Compass, Inc. See All Filings	D	2016-12-23 12:51:56 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693132 Filed Document 0001693132-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 12:51:56 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
QCP SNF CENTRAL REIT, LLC See All Filings	D	2016-12-23 12:51:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001692697 Filed Document 0001692697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 12:51:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
QCP SNF EAST REIT, LLC See All Filings	D	2016-12-23 12:45:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001692679 Filed Document 0001692679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 12:45:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
QCP AL REIT, LLC See All Filings	D/A	2016-12-23 12:40:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001692670 Filed Document 0001692670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 12:40:13 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity