|
|
D/A |
2016-12-28 10:50:58 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Randall Morris
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:50:58 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-28 10:48:57 UTC |
- Amount To Be Raised
- $461,969
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC
- CIK Number
- 0001086745
- Filed Document
- 0001144204-16-141494
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:48:57 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-28 10:43:14 UTC |
- Amount To Be Raised
- $70,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001133060
- Filed Document
- 0001133060-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:43:14 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D/A |
2016-12-28 10:42:18 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Steven Smith
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:42:18 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-28 10:36:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- John G. McCarthy III
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:36:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-28 10:35:40 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613486
- Filed Document
- 0001613486-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:35:40 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-28 10:30:18 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Jim Coughlan
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:30:18 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-28 10:28:46 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668876
- Filed Document
- 0001668876-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:28:46 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-28 10:13:27 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Joseph Dambrosio
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 10:13:27 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-28 09:45:18 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644552
- Filed Document
- 0001644552-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 09:45:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-28 09:41:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590376
- Filed Document
- 0001590376-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 09:41:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VA 162
See All Filings
|
D |
2016-12-28 09:40:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc
- CIK Number
- 0001692897
- Filed Document
- 0001692897-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 09:40:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-28 09:35:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531209
- Filed Document
- 0001531209-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 09:35:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-28 09:24:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693274
- Filed Document
- 0001693274-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 09:24:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-28 08:46:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693000
- Filed Document
- 0001693000-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 08:46:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-28 07:57:08 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692575
- Filed Document
- 0001692575-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-28 07:57:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 21:56:59 UTC |
- Amount To Be Raised
- $7,003,781
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692868
- Filed Document
- 0001692868-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 21:56:59 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-27 21:05:50 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675674
- Filed Document
- 0001675674-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 21:05:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-27 19:03:29 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693280
- Filed Document
- 0001693280-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 19:03:29 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-27 18:57:34 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677594
- Filed Document
- 0001677594-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:57:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 18:25:20 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559549
- Filed Document
- 0001559549-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:25:20 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-27 18:23:27 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693192
- Filed Document
- 0001693192-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:23:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-27 18:22:05 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691250
- Filed Document
- 0001691250-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:22:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-27 18:16:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560058
- Filed Document
- 0001560058-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:16:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 18:14:47 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693228
- Filed Document
- 0001478396-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:14:47 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 18:09:40 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693289
- Filed Document
- 0001693289-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:09:40 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-27 18:09:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560086
- Filed Document
- 0001560086-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:09:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-27 18:00:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560047
- Filed Document
- 0001560047-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 18:00:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 17:47:21 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660029
- Filed Document
- 0001591408-16-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 17:47:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-27 17:29:40 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671948
- Filed Document
- 0001671948-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 17:29:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-27 17:22:58 UTC |
- Amount To Be Raised
- $1,070,000,000
- Associated Brokers / Dealers
- Evercore Group L.L.C., Raymond James & Associates, Inc., Berg Advisory FZ LLE, and Ibrahim S. Saad
- CIK Number
- 0001655176
- Filed Document
- 0001140361-16-090831
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 17:22:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-27 17:22:11 UTC |
- Amount To Be Raised
- $148,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692792
- Filed Document
- 0001692792-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 17:22:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-27 17:11:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590376
- Filed Document
- 0001590376-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 17:11:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-27 17:04:55 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563555
- Filed Document
- 0001563555-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 17:04:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-27 17:03:29 UTC |
- Amount To Be Raised
- $2,905,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682820
- Filed Document
- 0001682820-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 17:03:29 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2016-12-27 16:59:30 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687907
- Filed Document
- 0000950138-16-001529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:59:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 16:56:50 UTC |
- Amount To Be Raised
- $825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693046
- Filed Document
- 0001693046-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:56:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-27 16:54:15 UTC |
- Amount To Be Raised
- $630,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506793
- Filed Document
- 0001506793-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:54:15 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Mineral Property
|
|
|
D |
2016-12-27 16:45:09 UTC |
- Amount To Be Raised
- $14,000,009
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624772
- Filed Document
- 0001624772-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:45:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 16:44:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001693267
- Filed Document
- 0001693267-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:44:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-27 16:37:38 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650999
- Filed Document
- 0001650999-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:37:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-27 16:36:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692938
- Filed Document
- 0001079973-16-001367
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:36:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-27 16:35:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590376
- Filed Document
- 0001590376-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:35:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-27 16:33:37 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000894475
- Filed Document
- 0000894475-16-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-12-27 16:33:37 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-27 16:29:48 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693119
- Filed Document
- 0001693119-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:29:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-27 16:27:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, J.P. Morgan Securities LLC, Artivest Brokerage LLC, Daewoo Securities Co., Ltd., Picton S.A., Noah Holdings (Hong Kong) Limited, Cygnus Investment Partners LP, HSBC Management (Guernsey) Limited, Foreside Fund Services, LLC, and UBS Financial Services Inc.
- CIK Number
- 0001666676
- Filed Document
- 0001666676-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:27:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-27 16:25:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and n/a
- CIK Number
- 0001693276
- Filed Document
- 0001693276-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:25:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 16:18:58 UTC |
- Amount To Be Raised
- $957,500
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001692149
- Filed Document
- 0001692158-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:18:58 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-27 16:18:55 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477042
- Filed Document
- 0001477042-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:18:55 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-27 16:16:25 UTC |
- Amount To Be Raised
- $26,723,235
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452965
- Filed Document
- 0001452965-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-27 16:16:25 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|