Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PENN CONVERTIBLE FUND LP See All Filings	D/A	2018-12-14 14:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and Strategic Financial Alliance Inc. CIK Number 0001460893 Filed Document 0001192482-18-000496 Exclusions or Exemptions 506b Accepted Date 2018-12-14 14:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CONVERTIBLE FUND LP See All Filings	D/A	2017-12-26 09:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-17-000319 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CONVERTIBLE FUND LP See All Filings	D/A	2016-12-27 14:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-16-000777 Exclusions or Exemptions 506b Accepted Date 2016-12-27 14:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CONVERTIBLE FUND LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-16-000517 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CONVERTIBLE FUND LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CONVERTIBLE FUND LP See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund