Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PZENA INTERNATIONAL (EX-U.S.) FOCUSED VALUE FUND (DST), a series of Pzena Value Trust See All Filings	D	2017-11-15 09:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719272 Filed Document 0001393725-17-000135 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fig Publishing, Inc. See All Filings	D	2017-11-15 09:33:45 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000066 Exclusions or Exemptions 506c Accepted Date 2017-11-15 09:33:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JAMESTOWN Premier Property Fund (OP Feeder), L.P. See All Filings	D/A	2017-11-15 09:25:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606306 Filed Document 0001606306-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:25:27 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JAMESTOWN Premier Property Fund, L.P. See All Filings	D/A	2017-11-15 09:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001537113 Filed Document 0001537113-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:21:37 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Magna Hotel Fund VI LP See All Filings	D	2017-11-15 09:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722714 Filed Document 0001722714-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:18:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Montessori Language Academy LLC See All Filings	C	2017-11-14 21:24:45 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001721627 Filed Document 0001670254-17-000328 Accepted Date 2017-11-14 21:24:45 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State ARIZONA
Six Trees Capital LLC See All Filings	D/A	2017-11-14 21:10:23 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers NA CIK Number 0001593650 Filed Document 0001593650-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 21:10:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Asia Partners V TE L.P. See All Filings	D	2017-11-14 20:54:05 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001720709 Filed Document 0001720708-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:54:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Pillow, INC. See All Filings	C	2017-11-14 20:52:10 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $333,333 CIK Number 0001720885 Filed Document 0001670254-17-000326 Accepted Date 2017-11-14 20:52:10 UTC Type of Offering C Security Offered Amount 111,111 Security Offered Type Other State FLORIDA
Real Estate Capital Asia Partners V L.P. See All Filings	D	2017-11-14 20:49:04 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001720708 Filed Document 0001720708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:49:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2017-11-14 20:32:47 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Sutter Securities Incorporated CIK Number 0000948708 Filed Document 0001209191-17-060766 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:32:47 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gading LP See All Filings	D	2017-11-14 20:30:30 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001722385 Filed Document 0001722385-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-14 20:30:30 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LotStocks Inc See All Filings	D	2017-11-14 20:07:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001721948 Filed Document 0001721948-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FIRST COMMUNITY HOLDINGS See All Filings	D	2017-11-14 19:43:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001440104 Filed Document 0001440104-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:43:16 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Metropolis Legacy West, LP See All Filings	D	2017-11-14 19:40:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001720337 Filed Document 0001720337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:40:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clario Medical Imaging Inc See All Filings	D	2017-11-14 19:22:40 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001390757 Filed Document 0001390757-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:22:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Allied BioScience, Inc. See All Filings	D	2017-11-14 19:11:11 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers n/a CIK Number 0001677342 Filed Document 0001677342-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 19:11:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TABLET COMMAND, INC. See All Filings	D	2017-11-14 18:53:10 UTC
Amount To Be Raised $395,911 Associated Brokers / Dealers N/A CIK Number 0001721710 Filed Document 0001721710-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:53:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PreveCeutical Medical Inc. See All Filings	D	2017-11-14 18:46:42 UTC
Amount To Be Raised $142,390 Associated Brokers / Dealers N/A CIK Number 0001721349 Filed Document 0001721349-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:46:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
PERSEDO, LLC See All Filings	D	2017-11-14 18:43:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722691 Filed Document 0001722691-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:43:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
iCap Equity, LLC See All Filings	D	2017-11-14 18:33:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001722628 Filed Document 0001722628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:33:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PreveCeutical Medical Inc. See All Filings	D	2017-11-14 18:27:17 UTC
Amount To Be Raised $84,000 Associated Brokers / Dealers N/A CIK Number 0001721349 Filed Document 0001721349-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:27:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TCW Residential Capital Structure Arbitrage (Cayman) Fund, LP See All Filings	D	2017-11-14 18:27:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722715 Filed Document 0001722715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:27:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP Lake Point Holdings, LLC See All Filings	D	2017-11-14 18:27:00 UTC
Amount To Be Raised $2,938,000 Associated Brokers / Dealers N/A CIK Number 0001721481 Filed Document 0001721481-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 18:27:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Epiodyne, Inc. See All Filings	D	2017-11-14 17:59:12 UTC
Amount To Be Raised $10,090,340 Associated Brokers / Dealers N/A CIK Number 0001674182 Filed Document 0001674182-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:59:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tricida, Inc. See All Filings	D	2017-11-14 17:57:03 UTC
Amount To Be Raised $57,559,996 Associated Brokers / Dealers N/A CIK Number 0001595585 Filed Document 0001595585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:57:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EDGESTREAM SUMATRA FUND, LP See All Filings	D/A	2017-11-14 17:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216946 Filed Document 0001315863-17-000896 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:49:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
3256 Nicol Avenue, LLC See All Filings	D	2017-11-14 17:48:18 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001722720 Filed Document 0001722720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:48:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SYNTHESIS ENERGY SYSTEMS INC See All Filings	D/A	2017-11-14 17:34:20 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers T.R. WINSTON & COMPANY CIK Number 0001375063 Filed Document 0001375063-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:34:20 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
THESTREET SPV SERIES - A SERIES OF 180 DEGREE CAPITAL MANAGEMENT LLC See All Filings	D	2017-11-14 17:32:36 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001722134 Filed Document 0001722134-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:32:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Owlized, Inc. See All Filings	C	2017-11-14 17:30:18 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001690447 Filed Document 0001690447-17-000001 Accepted Date 2017-11-14 17:30:18 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Aspen REIT, Inc. See All Filings	1-A/A	2017-11-14 17:30:10 UTC
Amount To Be Raised $33,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001694997 Filed Document 0001104659-17-068578 Accepted Date 2017-11-14 17:30:10 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $34,933,207 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Charlesbank Executives Fund IX, Limited Partnership See All Filings	D/A	2017-11-14 17:26:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718499 Filed Document 0001718499-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:26:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waypoint Tampa Starkey Investors, LP See All Filings	D	2017-11-14 17:26:21 UTC
Amount To Be Raised $15,895,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC and Schneider Downs Corporate Finance, LP CIK Number 0001722724 Filed Document 0001722724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:26:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Centerbridge Partners Real Estate Fund, L.P. See All Filings	D	2017-11-14 17:23:59 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Tactex Asset Management Inc., Teneo Partners Japan Limited, Volcom Capital S.A., Park Hill Group LLC, and KB Securities Hong Kong Ltd. CIK Number 0001719710 Filed Document 0001719710-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:23:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSQ Hampshire Net Lease Funds, LLC See All Filings	D/A	2017-11-14 17:21:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001619384 Filed Document 0001382963-17-000179 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:21:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keppel-KBS Bellevue Technology Center, Inc. See All Filings	D	2017-11-14 17:19:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722579 Filed Document 0001722579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:19:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProcessOut Inc. See All Filings	D	2017-11-14 17:17:55 UTC
Amount To Be Raised $1,074,154 Associated Brokers / Dealers N/A CIK Number 0001722235 Filed Document 0001722235-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elevat Inc. See All Filings	D	2017-11-14 17:13:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Berntson Porter Corporate Advisory, LLC CIK Number 0001722631 Filed Document 0001722631-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:13:20 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sessa Capital (International), Ltd. See All Filings	D/A	2017-11-14 17:12:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561286 Filed Document 0001561286-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:12:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Avatar Parent L.P. See All Filings	D	2017-11-14 17:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715533 Filed Document 0001715533-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:12:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Ceres Greens LLC See All Filings	C/A	2017-11-14 17:01:58 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001721303 Filed Document 0001665160-17-000585 Accepted Date 2017-11-14 17:01:58 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State VERMONT
Integra Resources Corp. See All Filings	D	2017-11-14 17:00:28 UTC
Amount To Be Raised $1,753,090 Associated Brokers / Dealers GMP Securities L.P., Cormark Securities Inc., PI Financial Corp., Raymond James Ltd., Macquarie Capital Markets Canada Ltd., Paradigm Capital Inc., and Haywood Securities Inc. CIK Number 0001722387 Filed Document 0001140361-17-042867 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:00:28 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sessa Capital, L.P. See All Filings	D/A	2017-11-14 17:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561285 Filed Document 0001561285-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 17:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Emerging Markets Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D	2017-11-14 16:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001722263 Filed Document 0001722263-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:56:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M3G Technology, Inc. See All Filings	D	2017-11-14 16:52:09 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001691155 Filed Document 0001691155-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:52:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMER ENERGY HOLDINGS INC See All Filings	D	2017-11-14 16:50:45 UTC
Amount To Be Raised $3,266,867 Associated Brokers / Dealers N/A CIK Number 0001396633 Filed Document 0001396633-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:50:45 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kendall Sustainable Infrastructure II, L.P. See All Filings	D	2017-11-14 16:44:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Angelo A. Calvello, Timothy J. Gray, and More than five (5) Associated Persons CIK Number 0001719198 Filed Document 0001144204-17-059080 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:44:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SOURCE CAPITAL CREDIT OPPORTUNITIES FUND III, LP See All Filings	D	2017-11-14 16:41:48 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Richard Felker CIK Number 0001720184 Filed Document 0001720184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ginkgo Woodcreek LLC See All Filings	D	2017-11-14 16:38:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001721107 Filed Document 0001721107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:38:31 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity