Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHOAL GAMES LTD. See All Filings	D	2017-11-14 16:36:10 UTC
Amount To Be Raised $10,010 Associated Brokers / Dealers N/A CIK Number 0001318482 Filed Document 0001318482-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:36:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ANGUILLA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Port Capital Partners Micro Cap Fund, LP See All Filings	D	2017-11-14 16:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720028 Filed Document 0001720028-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:34:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InterNex Capital, LLC See All Filings	D/A	2017-11-14 16:33:53 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001671162 Filed Document 0001671162-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:33:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Energy Trust Partners V LP See All Filings	D/A	2017-11-14 16:31:17 UTC
Amount To Be Raised $408,163,265 Associated Brokers / Dealers N/A CIK Number 0001689998 Filed Document 0001689998-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:31:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYRIAD GENETICS INC See All Filings	D	2017-11-14 16:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899923 Filed Document 0001713695-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:29:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BEN, INC. See All Filings	D/A	2017-11-14 16:28:48 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001722167 Filed Document 0001722167-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:28:48 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
FundersClub UX9 LLC See All Filings	D	2017-11-14 16:28:47 UTC
Amount To Be Raised $214,004 Associated Brokers / Dealers N/A CIK Number 0001721619 Filed Document 0001721619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:28:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SportsTech Fund, L.P. See All Filings	D	2017-11-14 16:26:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001722609 Filed Document 0001722609-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:26:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechU Ventures L.P. See All Filings	D	2017-11-14 16:26:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001718918 Filed Document 0001718918-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:26:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Palmer Square Multi-Strategy Fund L.P. See All Filings	D/A	2017-11-14 16:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469909 Filed Document 0001469909-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALMER SQUARE CAPITAL SPECIAL SITUATIONS FUND L.P. See All Filings	D/A	2017-11-14 16:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665048 Filed Document 0001665048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Cash Series plc See All Filings	D/A	2017-11-14 16:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479191 Filed Document 0001706901-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:20:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CozyKin, Inc. See All Filings	D	2017-11-14 16:17:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001721883 Filed Document 0001721883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:17:30 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sendero Ridge Kerrville Investors, LLC See All Filings	D	2017-11-14 16:17:24 UTC
Amount To Be Raised $1,528,500 Associated Brokers / Dealers N/A CIK Number 0001722158 Filed Document 0001722158-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:17:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DPIP Project Vettura Series, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D	2017-11-14 16:16:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001722453 Filed Document 0001625257-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:16:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Senior Loan Fund See All Filings	D/A	2017-11-14 16:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719622 Filed Document 0001719622-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Opportunity Fund L.P. See All Filings	D/A	2017-11-14 16:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467123 Filed Document 0001467123-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:15:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORAGENICS INC See All Filings	D	2017-11-14 16:14:15 UTC
Amount To Be Raised $6,676,209 Associated Brokers / Dealers N/A CIK Number 0001174940 Filed Document 0001209191-17-060596 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:14:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HILP-C InvestCo, LLC See All Filings	D	2017-11-14 16:12:35 UTC
Amount To Be Raised $37,776,692 Associated Brokers / Dealers N/A CIK Number 0001721966 Filed Document 0000899140-17-000654 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:12:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PALMER SQUARE OPPORTUNISTIC CREDIT FUND, LTD. See All Filings	D/A	2017-11-14 16:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665084 Filed Document 0001665084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILP-L InvestCo, LLC See All Filings	D	2017-11-14 16:09:26 UTC
Amount To Be Raised $18,723,308 Associated Brokers / Dealers N/A CIK Number 0001721954 Filed Document 0000899140-17-000653 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:09:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Port Capital Partners Micro Cap Fund, LP See All Filings	D	2017-11-14 16:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720028 Filed Document 0001720028-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:06:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
222 Jackson Street, LLC See All Filings	D	2017-11-14 16:05:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722662 Filed Document 0001722662-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:05:30 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Palmer Square Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-11-14 16:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501864 Filed Document 0001501864-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 16:04:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPSTONE DETROIT DEA L P See All Filings	D	2017-11-14 15:59:56 UTC
Amount To Be Raised $316,965 Associated Brokers / Dealers N/A CIK Number 0001366280 Filed Document 0001366280-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:59:56 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Guilford Capital Credit L.P. See All Filings	D/A	2017-11-14 15:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621856 Filed Document 0001621856-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PI BVT, LLC See All Filings	D	2017-11-14 15:57:14 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001722156 Filed Document 0001722156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:57:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
YOPI Technologies INC See All Filings	C	2017-11-14 15:56:55 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001719193 Filed Document 0001670254-17-000323 Accepted Date 2017-11-14 15:56:55 UTC Type of Offering C Security Offered Amount 250,000 Security Offered Type Common Stock State NEW JERSEY
Furcifer Inc. See All Filings	D	2017-11-14 15:56:17 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001656895 Filed Document 0001656895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:56:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palmer Square Opportunistic Credit Fund U.S. LLC See All Filings	D/A	2017-11-14 15:53:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563196 Filed Document 0001563196-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:53:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffPM, LLC See All Filings	D/A	2017-11-14 15:50:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562408 Filed Document 0001659828-17-000088 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:50:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostendio, Inc. See All Filings	D	2017-11-14 15:49:12 UTC
Amount To Be Raised $923,612 Associated Brokers / Dealers N/A CIK Number 0001721794 Filed Document 0001721794-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:49:12 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
X Capital Fund LP See All Filings	D	2017-11-14 15:48:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001722661 Filed Document 0001213900-17-012062 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:48:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SYNTHESIS ENERGY SYSTEMS INC See All Filings	D	2017-11-14 15:48:40 UTC
Amount To Be Raised $7,375,022 Associated Brokers / Dealers T.R. WINSTON & COMPANY CIK Number 0001375063 Filed Document 0001375063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:48:40 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hawk Ridge Partners Offshore Ltd. See All Filings	D/A	2017-11-14 15:47:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689927 Filed Document 0001689927-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raine Liquid Offshore Fund LP See All Filings	D/A	2017-11-14 15:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562302 Filed Document 0001562302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk Ridge Partners LP See All Filings	D/A	2017-11-14 15:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001410879 Filed Document 0001410879-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffHedge, LLC See All Filings	D/A	2017-11-14 15:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001659828-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:41:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmer Square Ultra-Short Duration Investment Grade Fund LLC See All Filings	D/A	2017-11-14 15:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584233 Filed Document 0001584233-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:41:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax OC Master Fund, Ltd. See All Filings	D	2017-11-14 15:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722492 Filed Document 0000919574-17-008102 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DICOM GRID INC See All Filings	D	2017-11-14 15:35:35 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001352012 Filed Document 0001352012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:35:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2017-11-14 15:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LV2 Print Finishing, LLC See All Filings	D	2017-11-14 15:30:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617003 Filed Document 0001617003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:30:58 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Credit Opportunities Offshore Ltd. See All Filings	D/A	2017-11-14 15:29:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Trestle Point, LLC CIK Number 0001591708 Filed Document 0001591708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:29:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZALICO's VL Series Account - 2 See All Filings	D/A	2017-11-14 15:29:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-14 15:29:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Nemus Bioscience, Inc. See All Filings	D	2017-11-14 15:28:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001516551 Filed Document 0001140361-17-042688 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:28:18 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 197 SE Industrial Portfolio GA LP See All Filings	D	2017-11-14 15:23:39 UTC
Amount To Be Raised $15,100,000 Associated Brokers / Dealers T Capital Funding, LLC, Robert Clifford, Jason Newmark, and Alexander Jeffers CIK Number 0001722515 Filed Document 0001722515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:23:39 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gridics, LLC See All Filings	D	2017-11-14 15:23:07 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001722616 Filed Document 0001722616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:23:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental Credit Opportunities II LP See All Filings	D/A	2017-11-14 15:18:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591709 Filed Document 0001591709-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:18:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk Ridge Partners Offshore Ltd. See All Filings	D/A	2017-11-14 15:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689927 Filed Document 0001689927-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 15:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund