Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SMITH MICRO SOFTWARE, INC. See All Filings	D	2025-11-20 11:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-25-000020 Exclusions or Exemptions 506b Accepted Date 2025-11-20 11:09:06 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SMITH MICRO SOFTWARE, INC. See All Filings	D	2025-11-20 09:47:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000948708 Filed Document 0000948708-25-000019 Exclusions or Exemptions 506b Accepted Date 2025-11-20 09:47:35 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE, INC. See All Filings	D	2025-09-23 15:31:17 UTC
Amount To Be Raised $1,415,000 Associated Brokers / Dealers N/A CIK Number 0000948708 Filed Document 0000948708-25-000018 Exclusions or Exemptions 506b Accepted Date 2025-09-23 15:31:17 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SMITH MICRO SOFTWARE, INC. See All Filings	D	2025-08-04 08:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0000948708 Filed Document 0000948708-25-000017 Exclusions or Exemptions 506b Accepted Date 2025-08-04 08:49:37 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SMITH MICRO SOFTWARE, INC. See All Filings	D	2024-10-10 10:57:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000948708 Filed Document 0000948708-24-000029 Exclusions or Exemptions 506b Accepted Date 2024-10-10 10:57:37 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE, INC. See All Filings	D	2024-10-10 10:53:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-24-000028 Exclusions or Exemptions 506b Accepted Date 2024-10-10 10:53:13 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SMITH MICRO SOFTWARE, INC. See All Filings	D	2024-05-21 17:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-24-000024 Exclusions or Exemptions 506b Accepted Date 2024-05-21 17:08:27 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SMITH MICRO SOFTWARE, INC. See All Filings	D	2022-08-23 11:56:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000948708 Filed Document 0000948708-22-000023 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:56:23 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE, INC See All Filings	D	2019-01-17 12:25:43 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0000948708 Filed Document 0000948708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-17 12:25:43 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE, INC See All Filings	D	2018-11-21 17:04:52 UTC
Amount To Be Raised $7,500,102 Associated Brokers / Dealers Chardan Capital Markets, LLC and Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-11-21 17:04:52 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2018-05-17 13:19:42 UTC
Amount To Be Raised $7,005,700 Associated Brokers / Dealers Chardan Capital Markets, LLC and Roth Capital Partners, LLC CIK Number 0000948708 Filed Document 0000948708-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-17 13:19:42 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2018-03-16 11:40:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0000948708 Filed Document 0000948708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:40:03 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2017-11-14 20:32:47 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Sutter Securities Incorporated CIK Number 0000948708 Filed Document 0001209191-17-060766 Exclusions or Exemptions 506b Accepted Date 2017-11-14 20:32:47 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0000948708 Filed Document 0001209191-14-055032 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity