Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pathfinder Thornton Holdings, LLC See All Filings	D	2017-11-15 12:04:03 UTC
Amount To Be Raised $7,782,609 Associated Brokers / Dealers N/A CIK Number 0001722798 Filed Document 0001722798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:04:03 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Triad Life Sciences Inc. See All Filings	D	2017-11-15 12:02:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001721364 Filed Document 0001721364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:02:13 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Great Hills Plaza, Inc. See All Filings	D	2017-11-15 11:56:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722596 Filed Document 0001722596-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:56:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NICKEL FSC CUSTOM FUND, L.P. See All Filings	D	2017-11-15 11:54:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001721335 Filed Document 0001721335-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:54:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Whistler Medical Marijuana Corp See All Filings	D	2017-11-15 11:45:59 UTC
Amount To Be Raised $1,047,836 Associated Brokers / Dealers N/A CIK Number 0001621206 Filed Document 0001621206-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:45:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Solus SPC Offshore Fund Ltd for & on behalf of its Segregated Portfolio 1 Offshore See All Filings	D	2017-11-15 11:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722545 Filed Document 0000902664-17-004357 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Youngry, LLC See All Filings	C/A	2017-11-15 11:40:25 UTC
Financial Interest A commission equivalent to 2.0% of securities sold during the offering. Filing Platform OpenDeal Inc. Offering Amount $535,000 CIK Number 0001679372 Filed Document 0001679372-17-000005 Accepted Date 2017-11-15 11:40:25 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
VP 75, LLC See All Filings	D	2017-11-15 11:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721898 Filed Document 0001721898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BIG Real Estate Fund I, L.P. See All Filings	D	2017-11-15 11:22:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718876 Filed Document 0001718876-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategikon Pharma, Inc. See All Filings	D	2017-11-15 11:19:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722200 Filed Document 0001722200-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-11-15 11:19:12 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NS8 Inc. See All Filings	D	2017-11-15 11:18:59 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001722520 Filed Document 0001722520-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:18:59 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Iron Point, Inc. See All Filings	D	2017-11-15 11:16:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722595 Filed Document 0001722595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:16:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
120 Water Audit, LLC See All Filings	D	2017-11-15 11:16:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701190 Filed Document 0001701190-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:16:10 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
EMG PRES Equity, LP See All Filings	D	2017-11-15 11:15:48 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001692754 Filed Document 0001692754-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:15:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keppel-KBS Westech 360, Inc. See All Filings	D	2017-11-15 11:08:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722597 Filed Document 0001722597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:08:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Powers Ferry Landing, Inc. See All Filings	D	2017-11-15 11:02:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722594 Filed Document 0001722594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:02:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VantIQ, Inc. See All Filings	D	2017-11-15 11:02:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001625515-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:02:15 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SportGait, Inc. See All Filings	D	2017-11-15 11:02:03 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001722775 Filed Document 0001722775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:02:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Olive Pharmacy, LLC See All Filings	D	2017-11-15 11:00:09 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001722490 Filed Document 0001722490-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 11:00:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Turnpoint Medical Devices, Inc. See All Filings	D	2017-11-15 10:57:20 UTC
Amount To Be Raised $480,511 Associated Brokers / Dealers N/A CIK Number 0001616322 Filed Document 0001616322-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-15 10:57:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Plaza Buildings, Inc. See All Filings	D	2017-11-15 10:56:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722592 Filed Document 0001722592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:56:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Winton Diversified Institutional Fund See All Filings	D/A	2017-11-15 10:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689379 Filed Document 0001689379-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunMed Growers, LLC See All Filings	D	2017-11-15 10:53:18 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001722153 Filed Document 0001014100-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:53:18 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Voya Credit Opportunities Master Fund See All Filings	D/A	2017-11-15 10:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690056 Filed Document 0001690056-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keppel-KBS Westmoor Center, Inc. See All Filings	D	2017-11-15 10:48:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722590 Filed Document 0001722590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:48:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY VENEZUELA OPPORTUNITY OFFSHORE FUND See All Filings	D/A	2017-11-15 10:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690083 Filed Document 0000919574-17-008180 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gramercy Venezuela Opportunity Master Fund See All Filings	D/A	2017-11-15 10:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658303 Filed Document 0000919574-17-008178 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Northridge Center, Inc. See All Filings	D	2017-11-15 10:41:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722589 Filed Document 0001722589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:41:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS US Parent REIT, Inc. See All Filings	D	2017-11-15 10:33:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722591 Filed Document 0001722591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:33:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fleckenstein Partners Fund, L.P. See All Filings	D/A	2017-11-15 10:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461809 Filed Document 0000919574-17-008176 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:30:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS Maitland Promenade, Inc. See All Filings	D	2017-11-15 10:27:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722588 Filed Document 0001722588-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:27:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LANCASTER GLOBAL LS EQUITY LP See All Filings	D	2017-11-15 10:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721826 Filed Document 0000919574-17-008174 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:22:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keppel-KBS West Loop I & II, Inc. See All Filings	D	2017-11-15 10:20:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722580 Filed Document 0001722580-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:20:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cranberry Real Estate, LLC See All Filings	D/A	2017-11-15 10:19:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001705951 Filed Document 0001705951-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-15 10:19:23 UTC Type of Offering D/A Industry Commercial Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Keppel-KBS 1800 West Loop, Inc. See All Filings	D	2017-11-15 10:12:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722582 Filed Document 0001722582-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:12:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WAUSAU HOTEL GROUP LLC See All Filings	D	2017-11-15 10:09:05 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001714394 Filed Document 0001714394-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:09:05 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Popo Agie Currency Fund LP See All Filings	D	2017-11-15 10:06:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722493 Filed Document 0000902664-17-004355 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:06:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum NatCat Onshore Fund LP See All Filings	D/A	2017-11-15 10:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-17-000898 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keppel-KBS US Properties REIT, Inc. See All Filings	D	2017-11-15 10:02:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722581 Filed Document 0001722581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:02:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROMARK CREDIT ADVISORS LP See All Filings	D	2017-11-15 10:01:39 UTC
Amount To Be Raised $13,975,000 Associated Brokers / Dealers N/A CIK Number 0001722357 Filed Document 0000919574-17-008168 Exclusions or Exemptions 506b Accepted Date 2017-11-15 10:01:39 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wayne County Development #6, L.P. See All Filings	D	2017-11-15 09:57:54 UTC
Amount To Be Raised $1,092,000 Associated Brokers / Dealers N/A CIK Number 0001722598 Filed Document 0001722598-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-15 09:57:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Aurmedis Global Fund LP See All Filings	D/A	2017-11-15 09:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flying Cloud Securities LLC CIK Number 0001689177 Filed Document 0000919574-17-008166 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LANCASTER GLOBAL LS EQUITY Ltd See All Filings	D	2017-11-15 09:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721838 Filed Document 0000919574-17-008165 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:56:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Elementum Directus Onshore Fund LP See All Filings	D/A	2017-11-15 09:55:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551983 Filed Document 0001315863-17-000897 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:55:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Sheep Corp. See All Filings	D	2017-11-15 09:54:36 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001719781 Filed Document 0001062993-17-004981 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:54:36 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AZTherapies, INC See All Filings	D/A	2017-11-15 09:53:18 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:53:18 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
Mile26 Fund, LP See All Filings	D/A	2017-11-15 09:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656157 Filed Document 0000919574-17-008159 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SPIRA PRESERVATION FUND I, LP See All Filings	D	2017-11-15 09:43:55 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001721924 Filed Document 0001721924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:43:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FaircapX, Inc. See All Filings	D	2017-11-15 09:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722124 Filed Document 0001722124-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-15 09:40:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2017-11-15 09:40:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-17-000136 Exclusions or Exemptions 506b Accepted Date 2017-11-15 09:40:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund