Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bay Capital Feeder Fund Ltd. See All Filings	D/A	2017-11-15 14:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619640 Filed Document 0001619640-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC- Series 164 See All Filings	D	2017-11-15 14:29:01 UTC
Amount To Be Raised $140,049 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720406 Filed Document 0001711423-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SFA Columbia LLC See All Filings	D	2017-11-15 14:25:55 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001722809 Filed Document 0001214659-17-006751 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:25:55 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
A-EED-15-Fund, a series of AX-GrCh-Funds, LLC See All Filings	D	2017-11-15 14:25:37 UTC
Amount To Be Raised $304,999 Associated Brokers / Dealers N/A CIK Number 0001721855 Filed Document 0001711423-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:25:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AVS-26-Fund, a series of AX-SrKr-Funds, LLC See All Filings	D	2017-11-15 14:25:04 UTC
Amount To Be Raised $157,000 Associated Brokers / Dealers N/A CIK Number 0001720375 Filed Document 0001711423-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:25:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jewel Fund, L, P, See All Filings	D	2017-11-15 14:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:24:38 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC- Series 166 See All Filings	D	2017-11-15 14:24:26 UTC
Amount To Be Raised $182,109 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720403 Filed Document 0001711423-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:24:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-NVQ-25-Fund, a series of AX-GrCh-Funds, LLC See All Filings	D	2017-11-15 14:23:08 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001719128 Filed Document 0001711423-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:23:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETROTEQ ENERGY INC. See All Filings	D	2017-11-15 14:23:05 UTC
Amount To Be Raised $209,104 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-17-000231 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:23:05 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Global US I, LLC See All Filings	D	2017-11-15 14:22:34 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001720514 Filed Document 0001711423-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TRX-42-Fund, a series of AX-DeMu-Funds, LLC See All Filings	D	2017-11-15 14:21:57 UTC
Amount To Be Raised $85,500 Associated Brokers / Dealers N/A CIK Number 0001718525 Filed Document 0001711423-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:21:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricon Sales, LLC See All Filings	D	2017-11-15 14:21:56 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001722632 Filed Document 0001722632-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-15 14:21:56 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Avanath III NY Co-Investment Fund, LLC See All Filings	D	2017-11-15 14:21:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713562 Filed Document 0001713562-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:21:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lessonly, Inc. See All Filings	D	2017-11-15 14:21:25 UTC
Amount To Be Raised $7,999,995 Associated Brokers / Dealers N/A CIK Number 0001621724 Filed Document 0001621724-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:21:25 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BNVI, a series of AX-BN-Funds, LLC See All Filings	D	2017-11-15 14:21:22 UTC
Amount To Be Raised $101,000 Associated Brokers / Dealers N/A CIK Number 0001717328 Filed Document 0001711423-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:21:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowWow, Inc. See All Filings	D	2017-11-15 14:20:48 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:20:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
3908 Spruce 2, a series of Sun Room Funds, LLC See All Filings	D	2017-11-15 14:20:43 UTC
Amount To Be Raised $271,643 Associated Brokers / Dealers N/A CIK Number 0001722815 Filed Document 0001711423-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:20:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MUM-14-Fund, a series of AngelList-DaTe-Funds, LLC See All Filings	D	2017-11-15 14:20:06 UTC
Amount To Be Raised $236,375 Associated Brokers / Dealers N/A CIK Number 0001721197 Filed Document 0001711423-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capsule Fund 15, a series of FundRx Master Fund I, LLC. See All Filings	D	2017-11-15 14:19:20 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001711423 Filed Document 0001711423-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:19:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lido Cap & Cushion Fund, LP See All Filings	D/A	2017-11-15 14:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684297 Filed Document 0001144204-17-059350 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lido Cap & Cushion Fund (Institutional) LP See All Filings	D/A	2017-11-15 14:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706840 Filed Document 0001144204-17-059345 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:05:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Letko Brosseau RSP Balanced Fund See All Filings	D/A	2017-11-15 14:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620472 Filed Document 0001620472-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abraaj Growth Markets Fund II, L.P. See All Filings	D	2017-11-15 13:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001722849 Filed Document 0001722849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mad River Investments LLC See All Filings	D	2017-11-15 13:50:27 UTC
Amount To Be Raised $5,610,000 Associated Brokers / Dealers RealCrowd, Inc. CIK Number 0001722455 Filed Document 0001722455-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-15 13:50:27 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Vioozer, Inc. See All Filings	D/A	2017-11-15 13:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590176 Filed Document 0001590176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:50:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Equarian Fund, LP See All Filings	D/A	2017-11-15 13:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689346 Filed Document 0001689346-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Air Labs, Inc. See All Filings	D	2017-11-15 13:46:40 UTC
Amount To Be Raised $1,835,991 Associated Brokers / Dealers N/A CIK Number 0001722683 Filed Document 0001722683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:46:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bell Mountain Capital Fund, LP See All Filings	D/A	2017-11-15 13:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593576 Filed Document 0001593576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rugby Utah Ventures, LLC See All Filings	D	2017-11-15 13:38:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722843 Filed Document 0001722843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:38:46 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Letko Brosseau RSP Bond Fund See All Filings	D/A	2017-11-15 13:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620473 Filed Document 0001620473-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroInitiative, LLC See All Filings	D	2017-11-15 13:34:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001668965 Filed Document 0001668965-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-11-15 13:34:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HYDRA GLOBAL HEDGE STRATEGIES LLC MANIFOLD GLOBAL PORTFOLIOS CELL See All Filings	D	2017-11-15 13:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722748 Filed Document 0001722748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:30:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
eASIC Corp See All Filings	D	2017-11-15 13:29:23 UTC
Amount To Be Raised $15,293,176 Associated Brokers / Dealers N/A CIK Number 0001109898 Filed Document 0001109898-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:29:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Numus Capital, LP See All Filings	D	2017-11-15 13:28:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721399 Filed Document 0001721399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:28:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
255 South King Street Limited Partnership See All Filings	D	2017-11-15 13:27:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001566637 Filed Document 0001566637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:27:21 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OOTIFY, INC. See All Filings	D	2017-11-15 13:26:10 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001722629 Filed Document 0001722629-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:26:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CrossBorder Solutions, Inc. See All Filings	D	2017-11-15 13:22:06 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Warren Hal Spar CIK Number 0001722813 Filed Document 0001722813-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:22:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2017-11-15 13:20:23 UTC
Amount To Be Raised $12,418,932 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Abraaj Growth Markets Fund II (Offshore), L.P. See All Filings	D	2017-11-15 13:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001722630 Filed Document 0001722630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:17:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anzu Industrial Capital Partners, L.P. See All Filings	D/A	2017-11-15 13:09:06 UTC
Amount To Be Raised $105,750,000 Associated Brokers / Dealers N/A CIK Number 0001690596 Filed Document 0001690596-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:09:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Market 17 LLC See All Filings	D	2017-11-15 13:01:23 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001722751 Filed Document 0001649220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 13:01:23 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Real Estate Houston US Trust See All Filings	D	2017-11-15 12:58:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722671 Filed Document 0001722671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:58:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GWP JV Holdings, LLC See All Filings	D	2017-11-15 12:53:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001722679 Filed Document 0001722679-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:53:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pairin, Inc. See All Filings	D	2017-11-15 12:43:43 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001577600 Filed Document 0001577600-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:43:43 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CIFC CLO Opportunity (THP) Fund II LP See All Filings	D	2017-11-15 12:40:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC CIK Number 0001721925 Filed Document 0001721925-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:40:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPYR Inc See All Filings	D/A	2017-11-15 12:40:05 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001516430 Filed Document 0001516430-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:40:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Speak Agent, Inc. See All Filings	D	2017-11-15 12:24:45 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001722805 Filed Document 0001722805-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:24:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Secturion Systems, Inc. See All Filings	D/A	2017-11-15 12:20:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001685115 Filed Document 0001685115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:20:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Principal Strategies CAV Offshore, LP See All Filings	D	2017-11-15 12:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722376 Filed Document 0001722376-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:16:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantalytics Holdings, LLC See All Filings	D	2017-11-15 12:06:59 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001721832 Filed Document 0001721832-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 12:06:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity