Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GENOMEDX BIOSCIENCES INC. See All Filings	D	2017-11-15 17:09:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001668069 Filed Document 0001668069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:09:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Seaview La Jolla San Diego, LP See All Filings	D	2017-11-15 17:06:16 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001722473 Filed Document 0001062993-17-005008 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:06:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cleveland Apartments San Diego, LP See All Filings	D	2017-11-15 17:05:16 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001722472 Filed Document 0001062993-17-005007 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:05:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Techstars Ventures 2017, L.P. See All Filings	D	2017-11-15 17:01:59 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001722023 Filed Document 0001722023-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 17:01:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Custom Homes, Inc. See All Filings	D	2017-11-15 16:57:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001722776 Filed Document 0001722776-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:57:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Western Alternative Strategies, L.P. - Real Estate IV Series See All Filings	D	2017-11-15 16:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722178 Filed Document 0001315863-17-000901 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:57:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Investors (Cayman), Ltd. See All Filings	D/A	2017-11-15 16:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001703689 Filed Document 0000919574-17-008198 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2017-11-15 16:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001566023 Filed Document 0000919574-17-008196 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RailYard Investment LLC See All Filings	D	2017-11-15 16:46:20 UTC
Amount To Be Raised $31,500,000 Associated Brokers / Dealers N/A CIK Number 0001722743 Filed Document 0001461373-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:46:20 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EFX Laboratories Inc. See All Filings	D	2017-11-15 16:40:24 UTC
Amount To Be Raised $369,607 Associated Brokers / Dealers N/A CIK Number 0001722789 Filed Document 0001062993-17-005002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:40:24 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL FLORIDA INCOME FUND, LLC See All Filings	D/A	2017-11-15 16:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689682 Filed Document 0001689682-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-15 16:40:08 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BroadRiver III, L.P. See All Filings	D	2017-11-15 16:33:59 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Denning and Company LLC CIK Number 0001722335 Filed Document 0001722335-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:33:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yottabyte LLC See All Filings	D	2017-11-15 16:31:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001722862 Filed Document 0001722862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:31:23 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Securrency, Inc. See All Filings	D/A	2017-11-15 16:27:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675534 Filed Document 0001675534-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:27:19 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
L.B. Equity Emerging Growth L.P. See All Filings	D	2017-11-15 16:25:41 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001722803 Filed Document 0001722803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:25:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hawthorne Lab Inc. See All Filings	D	2017-11-15 16:25:12 UTC
Amount To Be Raised $2,201,978 Associated Brokers / Dealers N/A CIK Number 0001722655 Filed Document 0001231919-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:25:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roundabout Partners LP See All Filings	D/A	2017-11-15 16:22:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581387 Filed Document 0001315863-17-000900 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:22:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAC CONCORD CENTER INVESTORS, LP See All Filings	D	2017-11-15 16:15:22 UTC
Amount To Be Raised $7,287,000 Associated Brokers / Dealers N/A CIK Number 0001722599 Filed Document 0001722599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:15:22 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Liquid Credit Fund See All Filings	D	2017-11-15 16:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722129 Filed Document 0000902664-17-004360 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parkway, Inc. See All Filings	D	2017-11-15 16:10:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001677761 Filed Document 0001677761-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:10:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BACC Med-Tech Fund I LLC See All Filings	D/A	2017-11-15 16:08:26 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001639432 Filed Document 0001288230-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:08:26 UTC Type of Offering D/A Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lakeside Erie Investors LLC See All Filings	D	2017-11-15 16:04:05 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001722463 Filed Document 0001722463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:04:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Lucas DFW, LLC See All Filings	D	2017-11-15 16:03:47 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001722819 Filed Document 0001140361-17-042982 Exclusions or Exemptions 506b Accepted Date 2017-11-15 16:03:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eaton Vance Global Macro Plus Fund, Ltd. See All Filings	D/A	2017-11-15 15:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001546384 Filed Document 0000350797-17-000110 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JAGERCOR ENERGY CORP See All Filings	D	2017-11-15 15:44:19 UTC
Amount To Be Raised $97,425 Associated Brokers / Dealers N/A CIK Number 0001607139 Filed Document 0001607139-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:44:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
J.J. Haines & Company, LLC See All Filings	D	2017-11-15 15:41:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001722840 Filed Document 0001722840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:41:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Energybox Holding Ltd See All Filings	D	2017-11-15 15:40:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722741 Filed Document 0001722741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:40:07 UTC Type of Offering D Industry Other Energy Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Debt
BVF-IV (Co-Invest) K728, L.P. See All Filings	D	2017-11-15 15:39:48 UTC
Amount To Be Raised $26,300,000 Associated Brokers / Dealers N/A CIK Number 0001722717 Filed Document 0001722717-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:39:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SELIGMAN TECH SPECTRUM OFFSHORE FUND See All Filings	D	2017-11-15 15:32:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722509 Filed Document 0001140361-17-042979 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:32:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Price, Inc See All Filings	D	2017-11-15 15:27:50 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001722660 Filed Document 0001722533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:27:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Coalescence Global Select Equity Onshore Fund, LP See All Filings	D/A	2017-11-15 15:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690018 Filed Document 0000919574-17-008191 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:27:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
X4 Pharmaceuticals, Inc. See All Filings	D	2017-11-15 15:20:43 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001632304 Filed Document 0001632304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:20:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Araim Pharmaceuticals, Inc. See All Filings	D/A	2017-11-15 15:15:54 UTC
Amount To Be Raised $4,102,429 Associated Brokers / Dealers N/A CIK Number 0001625178 Filed Document 0001625178-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:15:54 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Systematica Multi Fund Ltd See All Filings	D/A	2017-11-15 15:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690134 Filed Document 0001315863-17-000899 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
US EIG Opportunity Fund 1 See All Filings	D	2017-11-15 15:07:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722807 Filed Document 0001722807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:07:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
GOTit Group, Inc. See All Filings	D	2017-11-15 15:04:32 UTC
Amount To Be Raised $3,760,000 Associated Brokers / Dealers N/A CIK Number 0001722372 Filed Document 0001722372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 15:04:32 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
V Line Health, LLC See All Filings	D	2017-11-15 14:57:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001722538 Filed Document 0001722538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:57:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care East Brunswick, LLC See All Filings	D	2017-11-15 14:49:03 UTC
Amount To Be Raised $3,278,607 Associated Brokers / Dealers N/A CIK Number 0001720910 Filed Document 0001461373-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:49:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arkansas National Guard Morale, Welfare & Recreation Fund, Inc. See All Filings	D	2017-11-15 14:47:56 UTC
Amount To Be Raised $2,480,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001722745 Filed Document 0001722745-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:47:56 UTC Type of Offering D Industry Retailing Principal Place of Business ARKANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Pinnacle Aggressive Growth Global/Extended Fund, LP See All Filings	D/A	2017-11-15 14:45:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregg Anthony Kidd, Daniel Patrick Mody, Joseph John Saya, Matthew Michael Jacob SR, John Vincent Bianchini, Robert Frank Cuculich, Janet Claire Pendergraph, and Thomas J. Thompson CIK Number 0001554590 Filed Document 0001554590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:45:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCTI IV, LP See All Filings	D	2017-11-15 14:45:13 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001722859 Filed Document 0001722859-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:45:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Engineering Capital Fund II, L.P. See All Filings	D	2017-11-15 14:43:43 UTC
Amount To Be Raised $47,500,000 Associated Brokers / Dealers N/A CIK Number 0001722713 Filed Document 0001722713-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:43:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WE 137 Lathrop Road Manager LLC See All Filings	D	2017-11-15 14:43:05 UTC
Amount To Be Raised $478,500 Associated Brokers / Dealers N/A CIK Number 0001722841 Filed Document 0001722841-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:43:05 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Atlas Unlimited Inc. See All Filings	D	2017-11-15 14:41:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720003 Filed Document 0001720003-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:41:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-SZH-12-Fund, a series of AX-BaPe-Funds, LP See All Filings	D	2017-11-15 14:39:36 UTC
Amount To Be Raised $84,500 Associated Brokers / Dealers N/A CIK Number 0001716369 Filed Document 0001711423-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:39:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio II DST See All Filings	D/A	2017-11-15 14:39:01 UTC
Amount To Be Raised $63,028,537 Associated Brokers / Dealers Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, Kelli Lynn Holliefield, H.D. Vest Investment Securities Inc, Vanderbilt Securities, LLC, Vanderbilt Securities, LLC, Parkland Securities, LLC, Parkland Securities, LLC, Moloney Securities Co, Centaurus Financial Inc, McDermott Investment Services, LLC, Woodbury Financial Services, Inc, and H.D. Vest Investment Securities Inc CIK Number 0001717288 Filed Document 0001717288-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:39:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lizard International Fund LLC See All Filings	D/A	2017-11-15 14:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458864 Filed Document 0001458864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
ExploraMed V, L.L.C. See All Filings	D	2017-11-15 14:31:15 UTC
Amount To Be Raised $8,756,650 Associated Brokers / Dealers N/A CIK Number 0001721495 Filed Document 0001721495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:31:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAX-SKT-88, a series of SAX Master Fund A LLC See All Filings	D/A	2017-11-15 14:29:36 UTC
Amount To Be Raised $1,458,000 Associated Brokers / Dealers N/A CIK Number 0001712208 Filed Document 0001711423-17-000014 Exclusions or Exemptions 506c Accepted Date 2017-11-15 14:29:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Securitized Opportunities (Cayman), L.P. See All Filings	D/A	2017-11-15 14:29:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001533391 Filed Document 0001533391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-15 14:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund