Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SightLine Optics SPV LLC See All Filings	D	2017-11-16 11:41:40 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers Easterly Securities LLC CIK Number 0001722810 Filed Document 0001722810-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:41:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BeneVir Biopharm, Inc. See All Filings	D	2017-11-16 11:39:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626108 Filed Document 0001626108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:39:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
CLEARAG, INC. See All Filings	D	2017-11-16 11:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709435 Filed Document 0001709435-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-16 11:37:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORRE OPPORTUNITIES II FUND, LTD See All Filings	D/A	2017-11-16 11:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642328 Filed Document 0000919574-17-008216 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:36:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PCA Middle Market Secondary Fund, L.P. See All Filings	D/A	2017-11-16 11:34:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690142 Filed Document 0000950142-17-002041 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:34:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corre Opportunities Offshore Fund, Ltd. See All Filings	D/A	2017-11-16 11:33:47 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A, N/A, N/A, N/A, and OMAR NAEEM CIK Number 0001601968 Filed Document 0000919574-17-008214 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Transform-X, Inc. See All Filings	D	2017-11-16 11:33:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc. CIK Number 0001716968 Filed Document 0001716968-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:33:31 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Nucleus195, LLC See All Filings	D	2017-11-16 11:31:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722508 Filed Document 0001722508-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:31:35 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Corre Opportunities Qualified Onshore Fund, LP See All Filings	D/A	2017-11-16 11:30:51 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A, N/A, N/A, N/A, and OMAR NAEEM CIK Number 0001601966 Filed Document 0000919574-17-008212 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:30:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORRE OPPORTUNITIES II MASTER FUND, LP See All Filings	D/A	2017-11-16 11:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689420 Filed Document 0000919574-17-008210 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:27:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jax ECR, LLC, a Florida Ltd liability Co See All Filings	D	2017-11-16 11:21:57 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers n/a CIK Number 0001722728 Filed Document 0001722728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:21:57 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Diabetes Life Coach, LLC See All Filings	D	2017-11-16 11:08:49 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001722921 Filed Document 0001722921-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-16 11:08:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rivermead, LLC See All Filings	D	2017-11-16 11:08:44 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001722929 Filed Document 0001722929-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-16 11:08:44 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Transform-X, Inc. See All Filings	D	2017-11-16 11:05:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc. CIK Number 0001716968 Filed Document 0001716968-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:05:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Parametric, Research Affiliates Systematic Global Macro Master Fund, Ltd. See All Filings	D/A	2017-11-16 11:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705353 Filed Document 0000350797-17-000111 Exclusions or Exemptions 506b Accepted Date 2017-11-16 11:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurigin Fund US Ltd See All Filings	D	2017-11-16 10:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722853 Filed Document 0000919574-17-008208 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:55:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2017-11-16 10:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AlphaKeys KKR Americas Fund XII, L.L.C. See All Filings	D	2017-11-16 10:51:37 UTC
Amount To Be Raised $206,519,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001681947 Filed Document 0001681947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:51:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEA TCB Holdings LP See All Filings	D	2017-11-16 10:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691115 Filed Document 0000895345-17-000339 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:50:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Worthington Meadows J-Dek LP See All Filings	D	2017-11-16 10:48:06 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001720670 Filed Document 0001720670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:48:06 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iCapital MLP Fund, L.P. See All Filings	D/A	2017-11-16 10:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690236 Filed Document 0001690236-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:40:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RATIONAL INVESTMENT GROUP, LP See All Filings	D/A	2017-11-16 10:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458302 Filed Document 0001458302-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:29:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urs L.P. See All Filings	D	2017-11-16 10:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722811 Filed Document 0001722811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:13:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owlized, Inc. See All Filings	C/A	2017-11-16 10:12:12 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001690447 Filed Document 0001690447-17-000003 Accepted Date 2017-11-16 10:12:12 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Parsec Financial Management, Inc. See All Filings	D	2017-11-16 10:11:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001349138 Filed Document 0001349138-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:11:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Citizen Cider Holdings, Inc. See All Filings	D	2017-11-16 10:09:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001722332 Filed Document 0001722332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 10:09:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Buckley Lloyd Partners Fund, LP See All Filings	D/A	2017-11-16 09:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-17-000407 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coding Autism, LLC See All Filings	C/A	2017-11-16 09:55:05 UTC
Financial Interest A commission equivalent to 2% of the Securities sold through this Offering. Filing Platform OpenDeal Inc. Offering Amount $107,000 CIK Number 0001715895 Filed Document 0001715895-17-000003 Accepted Date 2017-11-16 09:55:05 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Impala Alpha Fund LP See All Filings	D/A	2017-11-16 09:54:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534938 Filed Document 0001140361-17-043052 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:54:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2017-11-16 09:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001140361-17-043050 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:52:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Fund Ltd. See All Filings	D/A	2017-11-16 09:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486138 Filed Document 0001140361-17-043048 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visio Financial Services Inc. See All Filings	D/A	2017-11-16 09:44:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567252 Filed Document 0001567252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:44:29 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PINNACLE WEST CAPITAL CORP See All Filings	D/A	2017-11-16 09:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and SunTrust Robinson Humphrey, Inc. CIK Number 0000764622 Filed Document 0000764622-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:41:52 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business ARIZONA Revenue or Assets $Over $100,000,000 Type of Security Debt
Aqua Vitea LLC See All Filings	D/A	2017-11-16 09:41:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001551459 Filed Document 0001551459-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:41:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Arrow Ridge Capital Feeder-A, L.P. See All Filings	D/A	2017-11-16 09:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689639 Filed Document 0000902664-17-004369 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Ridge Valley Investments, LLC See All Filings	D/A	2017-11-16 09:02:55 UTC
Amount To Be Raised $5,468,400 Associated Brokers / Dealers DEMPSEY LORD SMITH, LLC CIK Number 0001714746 Filed Document 0001714746-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-16 09:02:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FMR LLC See All Filings	D	2017-11-16 08:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-16 08:06:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ESTEE INDIA FUND See All Filings	D	2017-11-16 07:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc CIK Number 0001562964 Filed Document 0001562964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-16 07:30:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EMERGING EUROPE GROWTH FUND II, L.P. See All Filings	D/A	2017-11-16 06:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429039 Filed Document 0000947871-17-000942 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH Midstream Opportunities Fund, LP See All Filings	D/A	2017-11-16 06:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658283 Filed Document 0000902664-17-004367 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arosa Capital Management Market Neutral Offshore Fund Ltd. See All Filings	D/A	2017-11-16 06:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658384 Filed Document 0000902664-17-004366 Exclusions or Exemptions 506b Accepted Date 2017-11-16 06:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tattoo Technologies, Inc. See All Filings	C	2017-11-16 06:03:47 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001720486 Filed Document 0001720486-17-000005 Accepted Date 2017-11-16 06:03:47 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State ILLINOIS
Tattoo Technologies, Inc. See All Filings	C	2017-11-16 06:03:47 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,000,000 CIK Number 0001720486 Filed Document 0001720486-17-000004 Accepted Date 2017-11-16 06:03:47 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State ILLINOIS
Dancing Pigs Productions LLC See All Filings	C	2017-11-15 21:50:28 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $325,000 CIK Number 0001720917 Filed Document 0001670254-17-000330 Accepted Date 2017-11-15 21:50:28 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEVADA
Zoi, Inc. See All Filings	C	2017-11-15 21:33:07 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $55,346 CIK Number 0001701370 Filed Document 0001665160-17-000592 Accepted Date 2017-11-15 21:33:07 UTC Type of Offering C Security Offered Amount 47,619 Security Offered Type Common Stock State CALIFORNIA
4 Pure, Inc See All Filings	C	2017-11-15 21:16:04 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $500,000 CIK Number 0001722191 Filed Document 0001722191-17-000002 Accepted Date 2017-11-15 21:16:04 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MAINE
Wild Friends Foods, Inc. See All Filings	D	2017-11-15 20:28:20 UTC
Amount To Be Raised $4,929,492 Associated Brokers / Dealers Fundme Securities LLC d/b/a CircleUp CIK Number 0001601294 Filed Document 0001601294-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 20:28:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
i3 Verticals, LLC See All Filings	D	2017-11-15 19:58:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001599436 Filed Document 0001599436-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-15 19:58:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SHANTINIKETAN INTERNATIONAL CORPORATION See All Filings	1-A/A	2017-11-15 19:27:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001715397 Filed Document 0001493152-17-013386 Accepted Date 2017-11-15 19:27:30 UTC Type of Offering 1-A/A Industry LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Muscle Maker, Inc See All Filings	1-A/A	2017-11-15 19:01:35 UTC
Amount To Be Raised $19,950,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001701756 Filed Document 0001493152-17-013381 Accepted Date 2017-11-15 19:01:35 UTC Type of Offering 1-A/A Industry RETAIL-EATING & DRINKING PLACES Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $3,890,822 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)