Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WAUD CAPITAL PARTNERS QP IV, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001655538 Filed Document 0001655538-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Switch Ventures, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001655416 Filed Document 0001655416-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whetstone Capital, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Kovach CIK Number 0001526845 Filed Document 0001526845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Queue Software Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001620871 Filed Document 0001620871-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SQOOP, INC. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001615578 Filed Document 0001615578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NB Strategic Co-Investment Partners III-B LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES (USA) LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001651223 Filed Document 0001651223-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORAMETRIX INC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $4,084,559 Associated Brokers / Dealers N/A CIK Number 0001119087 Filed Document 0001119087-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Foxway, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590529 Filed Document 0001590529-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QOR, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586733 Filed Document 0001586733-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metropolitan Merchant Capital, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608839 Filed Document 0001608839-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Foxhaven Capital (Offshore), Ltd. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001590530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medalogix LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617512 Filed Document 0001617512-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
LaserIQ Pain Therapy, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657556 Filed Document 0001657556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Arbiter Special Opportunities Fund II, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589656 Filed Document 0000947871-15-000794 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sbarro Holdings, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $6,000,007 Associated Brokers / Dealers N/A CIK Number 0001649468 Filed Document 0001209191-15-078665 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
Orion Labs, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $9,054,485 Associated Brokers / Dealers N/A CIK Number 0001584169 Filed Document 0001584169-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bring Back the Street, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001655184 Filed Document 0001655184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aboveground Holdings, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001657448 Filed Document 0001657448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
T3 Select Fund, LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570821 Filed Document 0001570821-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Offshore Fund II Ltd. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480774 Filed Document 0001480774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Coria RV Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624382-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Partners Capital Solutions Fund, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001623962 Filed Document 0001623962-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WARREN RESOURCES INC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $53,028,666 Associated Brokers / Dealers Jeffries LLC CIK Number 0000892986 Filed Document 0001104659-15-076050 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoRion LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629679 Filed Document 0001629679-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge PWM Partners Fund, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001445436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thresher Partners, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Noonan CIK Number 0000948249 Filed Document 0000919574-15-007634 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
balmoREAL REIT L/S Onshore, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625132 Filed Document 0001625132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECT MARKET OPPORTUNITY FUND See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656761 Filed Document 0001656761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Ventures XII, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001656496 Filed Document 0001656496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQOOP, INC. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001615578 Filed Document 0001615578-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Next Games Oy See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $5,640,000 Associated Brokers / Dealers N/A CIK Number 0001597535 Filed Document 0001597535-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FINLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cogito Corp See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Genius Brands International, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $4,330,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001355848 Filed Document 0001019687-15-003926 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accion Frontier Inclusion Fund, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657690 Filed Document 0001657690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GENERATIONS AT AHWATUKEE INVESTMENT LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $13,205,391 Associated Brokers / Dealers N/A CIK Number 0001657761 Filed Document 0001657761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Elan Fund LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623777 Filed Document 0001623777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HerdX, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001522041 Filed Document 0001522041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
True Arrow China Investments, Ltd. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC CIK Number 0001657483 Filed Document 0000919574-15-007640 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Glenhaven Global II LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563268 Filed Document 0001563268-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTT Communications, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $11,249,033 Associated Brokers / Dealers N/A CIK Number 0001315255 Filed Document 0001104659-15-076667 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Silk Labs, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,527,300 Associated Brokers / Dealers N/A CIK Number 0001657047 Filed Document 0001657047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aspiration Growth Opportunities II, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001657939 Filed Document 0001657939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regan Credit Opportunities Fund, LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Sadowski and Mike Noel CIK Number 0001654234 Filed Document 0001654234-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surefire Medical, Inc. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $15,047,357 Associated Brokers / Dealers N/A CIK Number 0001518906 Filed Document 0001518906-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Metamorphic Ventures FD, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $9,985,000 Associated Brokers / Dealers N/A CIK Number 0001657736 Filed Document 0001657736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purvi Ventures I, LP See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656930 Filed Document 0001656930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $275,875 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-15-000252 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Texas Renal Management II LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $602,916 Associated Brokers / Dealers N/A CIK Number 0001657576 Filed Document 0001657576-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Casetabs, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657760 Filed Document 0001657760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity