Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Long Credit Series See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671558 Filed Document 0001671558-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Kitara ASL See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001669416 Filed Document 0001669416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AllianzGI Structured Alpha Multi-Beta Series LLC I - US International Equity Series See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671566 Filed Document 0001671556-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Kitara India Micro Cap Growth Fund See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001669417 Filed Document 0001669417-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Private Label Sk.in, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $5,829,910 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001671540 Filed Document 0001671540-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Offshore Fund (GBP) Ltd. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515824 Filed Document 0001515824-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL ALL CAP FUND See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408858 Filed Document 0001408858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle Tail Hedge Fund (QP), LP See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001583989 Filed Document 0000919574-16-012323 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verdis Hedged Strategies Fund, L.P. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398397 Filed Document 0000945621-16-000575 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGALL BRYANT & HAMILL SHORT TERM PLUS FIXED INCOME FUND, LP See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671549 Filed Document 0000913849-16-000501 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portsea Master Fund, a sub-fund of Portsea Fund SICAV Ltd See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670902 Filed Document 0000943663-16-000387 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
hf Quad Aim Fund, LP See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671628 Filed Document 0001671628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDM Housing Strategies V, LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001654860 Filed Document 0001654860-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sterlingworth Capital Partners, L.P. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539939 Filed Document 0001539939-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC Juicero, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001671419 Filed Document 0001671419-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atrin Pharmaceuticals LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670487 Filed Document 0001670487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Youngstown-Ohio Property, LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671384 Filed Document 0001671384-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Trinity Foods, Inc. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Fixed Income GlobalAlpha Fund See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573739 Filed Document 0001671144-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Sarus Fund LP See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, LLC CIK Number 0001386522 Filed Document 0000919574-16-012339 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied BioCode, Inc. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001553480 Filed Document 0001553480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRENEED REINSURANCE Co OF AMERICA See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187720 Filed Document 0000897069-16-000794 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha Multi-Beta Series LLC I - US Small Cap Series See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671556 Filed Document 0001671556-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $4,467,442 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-16-000509 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Varde Credit Partners, L.P. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001565560 Filed Document 0000950142-16-003486 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed by Q Inc See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001609467 Filed Document 0001609467-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kitara OFIL See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers None CIK Number 0001669418 Filed Document 0001669418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ROI, Inc. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001613655 Filed Document 0001613655-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poloniex, LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $5,056 Associated Brokers / Dealers N/A CIK Number 0001671423 Filed Document 0001671423-16-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $50,977,791 Associated Brokers / Dealers John Graham and Francis Queally CIK Number 0001135856 Filed Document 0001135856-16-000511 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HedgePremier/Metacapital Rising Rates Fund LP See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001604952 Filed Document 0001604952-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ForeverCar Holdings, Inc. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $10,880,000 Associated Brokers / Dealers N/A CIK Number 0001671525 Filed Document 0001649089-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Global Asset Management (US) Inc., and UBS Global Asset Management (Americas) Inc. CIK Number 0001459082 Filed Document 0001459082-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalent Data, Inc. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $1,171,347 Associated Brokers / Dealers N/A CIK Number 0001554271 Filed Document 0001554271-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BeVisible, Inc. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638686 Filed Document 0001638686-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Capital Dynamics Global Secondaries IV, L.P. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001575472 Filed Document 0001575472-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HPS - AP Mezzanine Partners III, L.P. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671144 Filed Document 0001671139-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAN AHL DIVERSIFIED I LP See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001052354 Filed Document 0001052354-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied Levitation Systems LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001638354 Filed Document 0001638354-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Bright Mountain Media, Inc. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001568385 Filed Document 0001553350-16-001863 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Dialectic Offshore, Ltd. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268057 Filed Document 0000919574-16-012310 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dialectic Antithesis Offshore, Ltd. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443897 Filed Document 0000919574-16-012308 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MG RUSSELLVILLE COMMONS APARTMENTS HOLDINGS L.P. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $13,825,000 Associated Brokers / Dealers N/A CIK Number 0001669365 Filed Document 0001669365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amerijet LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001671658 Filed Document 0001671658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEGALL BRYANT & HAMILL EMERGING MARKETS SMALL CAP FUND, LP See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671537 Filed Document 0000913849-16-000502 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argonaut Manufacturing Services, Inc. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001670856 Filed Document 0001140361-16-060648 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Opportunities Emp LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001546761 Filed Document 0001671144-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PKY-15-Fund, a series of AngelList-MaBr-Funds, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $79,000 Associated Brokers / Dealers N/A CIK Number 0001671391 Filed Document 0001671391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRESH MEDICAL LABORATORIES, INC. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers Kirk Ferguson CIK Number 0001541884 Filed Document 0001080368-16-000035 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Naval Ravikant AngelList Fund III, LP See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $965,360 Associated Brokers / Dealers N/A CIK Number 0001671383 Filed Document 0001671383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund