Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mendon Capital QP Ltd. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639145 Filed Document 0001639145-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agility Comprehensive Solutions Offshore Fund Ltd. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415469 Filed Document 0000902664-16-006653 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
56 Brewing, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $379,103 Associated Brokers / Dealers N/A CIK Number 0001671634 Filed Document 0001671634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Meural Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $3,354,851 Associated Brokers / Dealers N/A CIK Number 0001622142 Filed Document 0001622142-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GALVANIZE INC. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001609551-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Theorem Advisors Fund LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664555 Filed Document 0001664555-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windgap Medical, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001606077 Filed Document 0001606077-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Lynx (Bermuda) Ltd. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547288 Filed Document 0001315863-16-001367 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $8,915,541 Associated Brokers / Dealers Larry Celniker, Robert Scharff Jr, Michael Corry, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-16-000515 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Napa Flats - Austin, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001670596 Filed Document 0001670596-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GREAT WEST LIFECO INC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001140361-16-060643 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Select Equity Fund, LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities CIK Number 0001517914 Filed Document 0001517914-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKSTONE / GSO EUROPEAN SENIOR LOAN FUND See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548810 Filed Document 0000950142-16-003499 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ironshield Special Situations L2 Fund L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603363 Filed Document 0000902664-16-006660 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONVECTOR CAPITAL PARTNERS, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital LLC and UOB Global Equity Sales LLC CIK Number 0001604414 Filed Document 0000919574-16-012369 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PFM Oncology Opportunities Fund, L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610252 Filed Document 0000935836-16-000894 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wazee Street Opportunities Fund IV LP See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672427 Filed Document 0001672427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ursa Space Systems Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658448 Filed Document 0001140361-16-060872 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GCA Capital Partners LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588712 Filed Document 0001588712-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUE RIDGE DAY SURGERY CENTER L P See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $2,400,729 Associated Brokers / Dealers N/A CIK Number 0000911513 Filed Document 0000911513-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Z LOAN & INVESTMENT INC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001355900 Filed Document 0001355900-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RealtyShares 191, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001669550 Filed Document 0001669548-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
AXIUM INFRASTRUCTURE NA IV LP See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001671710 Filed Document 0001671710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Regional Brands Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000812149 Filed Document 0001144204-16-093534 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spotify Technology S.A. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Goldman, Sachs & Co. and Nordea Bank AB (publ) CIK Number 0001639920 Filed Document 0000950172-16-000169 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Debt
MicroVest Short Duration Offshore Fund, Ltd. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506024 Filed Document 0000919574-16-012344 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
pHase2 microtechnologies, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $128,333 Associated Brokers / Dealers N/A CIK Number 0001670244 Filed Document 0001670244-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Battery Investment Partners XI, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $17,413,500 Associated Brokers / Dealers N/A CIK Number 0001665602 Filed Document 0001665602-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
North Dakota LNG, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001600233 Filed Document 0001600233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KEY COLONY FUND LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107345 Filed Document 0001107345-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $4,200,002 Associated Brokers / Dealers Andrew Arigo and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-16-000514 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Forkable, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $813,863 Associated Brokers / Dealers N/A CIK Number 0001671499 Filed Document 0001671499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 2WD LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,778,600 Associated Brokers / Dealers N/A CIK Number 0001669832 Filed Document 0001669832-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beauclerc SDC, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001670995 Filed Document 0001670995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BioCement Technologies, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001670985 Filed Document 0001670985-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Offshore Fund I, Ltd. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550475 Filed Document 0001550475-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BLACKSTONE / GSO GLOBAL DYNAMIC CREDIT GBP FEEDER FUND (IRELAND) See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615019 Filed Document 0000950142-16-003495 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mendon Capital QP LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639084 Filed Document 0001639084-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIG MEDICAL PARK WEST TOWNHOMES, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671480 Filed Document 0001671480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Therapeutics, Inc. See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001671858 Filed Document 0001671858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
angelMD Syndicate, LLC - Americium Series Syndicate See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $79,000 Associated Brokers / Dealers N/A CIK Number 0001671387 Filed Document 0001671387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund VI, LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $8,066,304 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $31,820 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-16-000321 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ace of Swords, LP See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590909 Filed Document 0001590909-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cogress PA Investors East Orange, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001671377 Filed Document 0001671533-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
A-VRO-11-Fund, a series of AX-IA-Funds, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $252,999 Associated Brokers / Dealers N/A CIK Number 0001671390 Filed Document 0001671390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ace of Swords Offshore Fund, Ltd. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590894 Filed Document 0001590894-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Counterpoint Asian Macro Fund See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606339 Filed Document 0001606339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund