Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PALOMA PARTNERS L.L.C. See All Filings	D/A	2025-03-21 09:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Raymond James & Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0000822064 Filed Document 0000902664-25-001540 Exclusions or Exemptions 506b Accepted Date 2025-03-21 09:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALOMA PARTNERS L.L.C. See All Filings	D/A	2024-03-22 12:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Raymond James Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0000822064 Filed Document 0000902664-24-002563 Exclusions or Exemptions 506b Accepted Date 2024-03-22 12:10:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALOMA PARTNERS L.L.C. See All Filings	D/A	2023-03-24 11:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-23-000407 Exclusions or Exemptions 506b Accepted Date 2023-03-24 11:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2022-03-24 06:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-22-000224 Exclusions or Exemptions 506b Accepted Date 2022-03-24 06:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2021-03-25 12:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-21-000264 Exclusions or Exemptions 506b Accepted Date 2021-03-25 12:12:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2020-03-30 13:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-20-000311 Exclusions or Exemptions 506b Accepted Date 2020-03-30 13:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2019-04-01 14:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-19-000298 Exclusions or Exemptions 506b Accepted Date 2019-04-01 14:04:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2018-04-02 14:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-18-000295 Exclusions or Exemptions 506b Accepted Date 2018-04-02 14:09:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2017-04-06 18:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-17-000329 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0000822064 Filed Document 0001315863-16-001365 Exclusions or Exemptions 506b Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0000822064 Filed Document 0001315863-16-001312 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Merril Lynch Alternative Investments LLC CIK Number 0000822064 Filed Document 0001315863-15-000286 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALOMA PARTNERS L.L.C. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Merril Lynch Alternative Investments LLC CIK Number 0000822064 Filed Document 0001315863-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund