Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Becker Private Equity Fund I LLC See All Filings	D	2020-06-08 13:23:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001813514 Filed Document 0001813514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:23:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Third Point Offshore Fund Ltd. See All Filings	D/A	2020-06-08 13:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securties LLC, HighTower Securities, LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Evans & Partners Pty Ltd., I Investment Management Pte Ltd, Macquarie Capital (USA) Inc., Wentworth Global Securities Pty Ltd, Wunderlich Securities Inc., Lucerne Australia Pty Ltd t/a Lucerne Investment Partners, Maxim Group LLC, and First Republic Securities Company, LLC CIK Number 0001523889 Filed Document 0001523889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duncan Park Holdings Corp See All Filings	D	2020-06-08 13:11:18 UTC
Amount To Be Raised $21,406 Associated Brokers / Dealers N/A CIK Number 0001527587 Filed Document 0001527587-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:11:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Inozyme Pharma, Inc. See All Filings	D/A	2020-06-08 13:09:29 UTC
Amount To Be Raised $67,399,993 Associated Brokers / Dealers N/A CIK Number 0001693011 Filed Document 0001693011-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:09:29 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ambling Investments II, LLC See All Filings	D	2020-06-08 13:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812473 Filed Document 0001812473-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:06:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2020-06-08 13:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., Monarch Capital Group, LLC, MD Global Partners LLC, Maxim Group LLC, Axiom Capital Management, Inc., First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, B. Riley Wealth Management, BB&T Securities, LLC, and Rockefeller Financial LLC CIK Number 0001523884 Filed Document 0001566447-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-08 13:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
College Grove Apartments, LLC See All Filings	D	2020-06-08 12:57:18 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001814317 Filed Document 0001814317-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:57:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Growing Energy Labs, Inc. See All Filings	D	2020-06-08 12:48:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582048 Filed Document 0001582048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:48:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ALL PRO FUNDING IV, LLC See All Filings	D/A	2020-06-08 12:45:50 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001759162 Filed Document 0001759162-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-08 12:45:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Sun Mountain Investors, LP See All Filings	D/A	2020-06-08 12:37:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765816 Filed Document 0001765816-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:37:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Diagnostics Inc. See All Filings	D	2020-06-08 12:32:41 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001544708 Filed Document 0001544708-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:32:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS DES Composite Fund LLC See All Filings	D/A	2020-06-08 12:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:31:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apprentice FS, Inc. See All Filings	D	2020-06-08 12:23:03 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001711295 Filed Document 0001231919-20-000036 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:23:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CAIS DES Oculus LLC See All Filings	D/A	2020-06-08 12:21:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, Maxim Group LLC, and B. Riley Wealth Management CIK Number 0001523891 Filed Document 0001523891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:21:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prox Capital Holdings, LLC See All Filings	D	2020-06-08 12:15:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001814334 Filed Document 0001814334-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:15:07 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
RE Fund I, a series of Jude Gomila, LP See All Filings	D	2020-06-08 12:05:54 UTC
Amount To Be Raised $251,672 Associated Brokers / Dealers N/A CIK Number 0001814322 Filed Document 0001814322-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:05:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium USA LLC See All Filings	D/A	2020-06-08 12:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Wunderlich Securities, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Macquarie Capital (USA) Inc., D.A Davidson, Stephens, Inc., Arete Wealth Management LLC, Spire Securities LLC, Kestra Investment Services LLC, William Blair, Triad Advisors, Inc., Monarch Capital Group, LLC, Dominick & Dominick, Snowden Account Services Inc., Maxim Group LLC, Fieldpoint Private Securities LLC, BB&T Securities, LLC, First Republic Securities Company, LLC, Purshe Kaplan Sterling Investments, Robert W. Baird & Co. Incorporated, Axiom Capital Management, Inc., B. Riley Wealth Management, and Rockefeller Financial LLC CIK Number 0001523894 Filed Document 0001523894-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:05:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUITAR CENTER, INC. See All Filings	D	2020-06-08 12:03:06 UTC
Amount To Be Raised $320,873,078 Associated Brokers / Dealers N/A CIK Number 0001021113 Filed Document 0001021113-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-06-08 12:03:06 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
NeoView, Inc. See All Filings	D	2020-06-08 11:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716894 Filed Document 0001716894-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:55:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
GUITAR CENTER, INC. See All Filings	D	2020-06-08 11:51:23 UTC
Amount To Be Raised $35,748,000 Associated Brokers / Dealers N/A CIK Number 0001021113 Filed Document 0001021113-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:51:23 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Evolution Development Group, Inc. See All Filings	1-A/A	2020-06-08 11:45:25 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001758533 Filed Document 0001758533-20-000006 Accepted Date 2020-06-08 11:45:25 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security E
Blue Torch Credit Opportunities SBAF Fund LP See All Filings	D	2020-06-08 11:44:59 UTC
Amount To Be Raised $257,500,000 Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001813852 Filed Document 0001813852-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:44:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frequency CS, LLC See All Filings	D/A	2020-06-08 11:43:51 UTC
Amount To Be Raised $9,277,485 Associated Brokers / Dealers N/A CIK Number 0001807621 Filed Document 0001811367-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-08 11:43:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Mindprint Learning, LLC See All Filings	D	2020-06-08 11:37:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001814168 Filed Document 0001814168-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:37:51 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Cunat Exchange II DST See All Filings	D	2020-06-08 11:35:50 UTC
Amount To Be Raised $18,450,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001813505 Filed Document 0001813505-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:35:50 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Airly Inc. See All Filings	D	2020-06-08 11:33:52 UTC
Amount To Be Raised $359,870 Associated Brokers / Dealers N/A CIK Number 0001813632 Filed Document 0001813632-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:33:52 UTC Type of Offering D Industry Other Technology Principal Place of Business POLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ares Private Opportunities 2020 (C), LP See All Filings	D	2020-06-08 11:32:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813480 Filed Document 0001813480-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:32:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Denver MOB LLC See All Filings	D	2020-06-08 11:29:15 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001814123 Filed Document 0001814123-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:29:15 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Healthe, Inc. See All Filings	D	2020-06-08 11:25:54 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001812415 Filed Document 0001567619-20-011833 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:25:54 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blockchain Venture Capital Fund LP See All Filings	D	2020-06-08 11:13:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768619 Filed Document 0001768619-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 11:13:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trident Shield LLC See All Filings	C/A	2020-06-08 11:07:18 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $50,000 CIK Number 0001811967 Filed Document 0001811967-20-000005 Accepted Date 2020-06-08 11:07:18 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State VIRGINIA
UIP Frequency Invest, LLC See All Filings	D	2020-06-08 11:03:03 UTC
Amount To Be Raised $522,500 Associated Brokers / Dealers N/A CIK Number 0001811367 Filed Document 0001811367-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-08 11:03:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Quaise, Inc. See All Filings	D	2020-06-08 10:58:40 UTC
Amount To Be Raised $6,031,890 Associated Brokers / Dealers N/A CIK Number 0001813993 Filed Document 0001813993-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:58:40 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GEC Fellow Barber Fund I, LP See All Filings	D	2020-06-08 10:49:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001771842 Filed Document 0001771842-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:49:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus Ltd. See All Filings	D/A	2020-06-08 10:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523882 Filed Document 0001523882-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Micro Cap Fund LLC See All Filings	D/A	2020-06-08 10:43:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:43:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EP Life Sciences L.P. See All Filings	D/A	2020-06-08 10:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744892 Filed Document 0000899140-20-000284 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EP Life Sciences Ltd. See All Filings	D/A	2020-06-08 10:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744905 Filed Document 0000899140-20-000283 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:41:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2020-06-08 10:36:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partnership, LLC See All Filings	D/A	2020-06-08 10:27:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:27:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CAIS DES Composite Fund LLC See All Filings	D/A	2020-06-08 10:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:26:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus LLC See All Filings	D/A	2020-06-08 10:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Macquarie Capital (USA) Inc., Wunderlich Securities, Inc., Stephens Inc., MD Global Partners LLC, and Maxim Group LLC CIK Number 0001523891 Filed Document 0001566447-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CLXXX LLC See All Filings	D	2020-06-08 10:20:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001814320 Filed Document 0001814320-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:20:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TAUTACHROME INC. See All Filings	D	2020-06-08 10:19:30 UTC
Amount To Be Raised $3,500 Associated Brokers / Dealers N/A CIK Number 0001389067 Filed Document 0001553997-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:19:30 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2020-06-08 10:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:19:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Plexus Fund V-D, L.P. See All Filings	D	2020-06-08 10:11:45 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001813647 Filed Document 0001813647-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 10:11:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
India Acorn Fund (Delaware) LLC See All Filings	D/A	2020-06-08 09:54:06 UTC
Amount To Be Raised $16,425,000 Associated Brokers / Dealers N/A CIK Number 0001716793 Filed Document 0001716793-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 09:54:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedPoint Global Inc. See All Filings	D	2020-06-08 09:48:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0000898432-20-000591 Exclusions or Exemptions 506b Accepted Date 2020-06-08 09:48:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CAIS DES Composite Fund LLC See All Filings	D/A	2020-06-08 09:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, USCA Securities LLC, Wunderlich Securities Inc., HighTower Securities LLC, Stephens, Inc., MD Global Partners LLC, Robert W. Baird & Co. Incorporated, and First Republic Securities Company, LLC CIK Number 0001566447 Filed Document 0001566447-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-08 09:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNSHINE NOLA, LLC See All Filings	D	2020-06-08 09:31:15 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001811204 Filed Document 0001811204-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-08 09:31:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity