Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TiFiber, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001552238 Filed Document 0001552238-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Golf Mill Co-Invest REIT, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629317 Filed Document 0001629317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Certa Dose, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001582843 Filed Document 0001582843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pegged Software, Inc. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $9,411,717 Associated Brokers / Dealers Stout Causey Capital Corporation dba SC&H Capital CIK Number 0001628802 Filed Document 0001140361-14-046574 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Catellus Teterboro, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629166 Filed Document 0001629166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CREFII-Reston Metro Center REIT, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629105 Filed Document 0001629105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
10-30 S. Wacker Core, L.L.C. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629331 Filed Document 0001629331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-ORLANDO, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $4,182,359 Associated Brokers / Dealers Joseph A Ondris, Robert E Burns, Charles Geraci, Curt Ladd, and Michael Ihrie CIK Number 0001624147 Filed Document 0001624147-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pierpont TPII LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001629262 Filed Document 0001629262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 98K LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $107,500 Associated Brokers / Dealers N/A CIK Number 0001629267 Filed Document 0001629267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
535 Fourth REIT LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629294 Filed Document 0001629294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EB5 UNITED PUERTO RICO FS LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $126,500,000 Associated Brokers / Dealers Trevor Saliba, Cansine, JOHN LEO, CHAO XUE, GLENN DORE, VAUGHAN DE KIRBY, HWAPYUNG D&C, INC., and VINCENT CHEN CIK Number 0001612780 Filed Document 0001612780-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NRD Partners I, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001626355 Filed Document 0001626355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GK Secured Income Investments III, LLC See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers JCC Advisors, LLC and Sunbelt Securities, Inc. CIK Number 0001623133 Filed Document 0001623133-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Emerging Small Cap Equity Fund, L.P. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559082 Filed Document 0001413961-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSF IV Danvers REIT LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629234 Filed Document 0001629234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Conner Town Branch Creek Fund, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers N/A CIK Number 0001629437 Filed Document 0001629437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Able NJ DSM Investment REIT See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629289 Filed Document 0001629289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ClimeCo Environmental Fund I, LP See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001629276 Filed Document 0001629276-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Anova Financial Corp See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001628836 Filed Document 0001628836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Emerging Defensive Equity Offshore Fund Ltd. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551418 Filed Document 0001413961-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREFII Balentine REIT LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629094 Filed Document 0001629094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BRIGGS & THATCHER, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001607385 Filed Document 0001607385-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spyglass-Carlyle, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $12,370,000 Associated Brokers / Dealers N/A CIK Number 0001626043 Filed Document 0000950138-15-000030 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MONOMOY CAPITAL PARTNERS III, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED CIK Number 0001628553 Filed Document 0001628553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ERY TENANT LLC See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers N/A CIK Number 0001600734 Filed Document 0001627480-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STERLING HEALTHCARE HOLDINGS, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001628081 Filed Document 0001628081-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bergey's GMC, Inc. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001596528 Filed Document 0001345560-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
EARTHSTONE INTERNATIONAL LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001104619 Filed Document 0001104619-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Magnitude Total Portfolio Fund, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626662 Filed Document 0001626662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Specialty Finance Opportunities Fund, L.P. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524536 Filed Document 0001413961-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Multi-Asset Class Fund, L.P. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584006 Filed Document 0001413961-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maplebear Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $219,999,543 Associated Brokers / Dealers N/A CIK Number 0001579091 Filed Document 0001579091-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FiveW DiscoverOrg LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $5,010,000 Associated Brokers / Dealers N/A CIK Number 0001629062 Filed Document 0001393725-14-000191 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Refugio Zavala Project, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $584,100 Associated Brokers / Dealers N/A CIK Number 0001617580 Filed Document 0001617580-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JAK Native, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570091 Filed Document 0001570091-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
m2M Strategies, Inc. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001616396 Filed Document 0001616396-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Meryx Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,544,999 Associated Brokers / Dealers N/A CIK Number 0001606031 Filed Document 0001606031-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tetrapod Software Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $2,794,914 Associated Brokers / Dealers N/A CIK Number 0001618436 Filed Document 0001618436-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KENT EB-5, LLC See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615339 Filed Document 0001615341-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sunstone Income Apartments II, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001627000 Filed Document 0001627000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Catalyst IT Services, Inc See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $105,194 Associated Brokers / Dealers N/A CIK Number 0001130605 Filed Document 0001140361-14-046585 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CCM San Tan Chandler REIT, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629093 Filed Document 0001629093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MCP REIT II See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629324 Filed Document 0001629324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000616 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TTC Global Long/Short Fund QP, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413454 Filed Document 0001413454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
Tray.IO Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001628909 Filed Document 0001628909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
T-C Foundry Square II Owner LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629147 Filed Document 0001629147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Winnow Solutions Ltd See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $945,388 Associated Brokers / Dealers N/A CIK Number 0001626506 Filed Document 0001626506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Adi Long Short Equity Fund LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596169 Filed Document 0000919574-14-007180 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund