Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MC Alcove, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $16,592,661 Associated Brokers / Dealers N/A CIK Number 0001628731 Filed Document 0001628731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMEC CONTROL PRODUCTS INC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001434527 Filed Document 0001434527-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OZRE Holdings XVII REIT See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629236 Filed Document 0001629236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InSensi, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001610545 Filed Document 0001610545-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREFII El Segundo Office REIT LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629103 Filed Document 0001629103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2014-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sean Jenkins, Scott Mibu, and Mike Oshiro CIK Number 0001581871 Filed Document 0001095449-15-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2014-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sean Jenkins, Scott Mibu, and Mike Oshiro CIK Number 0001581871 Filed Document 0001095449-15-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Conkwest, Inc. See All Filings	D	2014-12-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001326110 Filed Document 0001627480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
STAR2STAR COMMUNICATIONS, LLC See All Filings	D	2014-12-26 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Arbor Advisors, LLC CIK Number 0001627890 Filed Document 0001627890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MATTERMARK, INC. See All Filings	D	2014-12-26 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001550530 Filed Document 0001550530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER SMALL CAP VALUE, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287840 Filed Document 0001287840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skytap, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $35,000,002 Associated Brokers / Dealers N/A CIK Number 0001374347 Filed Document 0001374347-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HyGIeaCare, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624960 Filed Document 0001624960-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Roadmap GEO LP (U.S. & Offshore) See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628711 Filed Document 0001628711-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER RESEARCH FUND, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287796 Filed Document 0001287796-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MoriahStone Global, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564797 Filed Document 0000935836-14-000666 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AII/SC Apartment Fund IV, LP See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001628367 Filed Document 0001628367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
ALPHA AUDIOTRONICS, INC. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001629073 Filed Document 0001629073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
NBM Investment Fund I, L.P. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001628899 Filed Document 0001622851-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALAYSIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayClip, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $8,437,445 Associated Brokers / Dealers N/A CIK Number 0001571752 Filed Document 0001571752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MONARCH OPPORTUNITIES FUND LP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450591 Filed Document 0001450591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RED BRIDGE CAPITAL II LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001491039 Filed Document 0001080368-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
PacerRabbit Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $2,532,100 Associated Brokers / Dealers N/A CIK Number 0001578268 Filed Document 0001578268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
STANDARD INVESTMENT RESEARCH HEDGED EQUITY FUND LP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425378 Filed Document 0001012975-14-000830 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCCP Credit VI Investor EMP, LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629185 Filed Document 0001629184-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TheSquareFoot, Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $2,083,535 Associated Brokers / Dealers N/A CIK Number 0001628787 Filed Document 0001628787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHIASMA, INC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $56,250,000 Associated Brokers / Dealers N/A CIK Number 0001339469 Filed Document 0001140361-14-046468 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PCCP Credit VI Investor, LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629184 Filed Document 0001629184-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GL China Opportunities Fund II L.P. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001628594 Filed Document 0001628594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NFP Holdings, LLC See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580989 Filed Document 0001580989-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aequitas Income Opportunity Fund II, LLC See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619712 Filed Document 0001619712-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Zero Motorcycles Inc See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $8,562,695 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chester Agricultural Center LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001629174 Filed Document 0001629174-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Truminim International Corp See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001595584 Filed Document 0001595584-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alliant Tax Credit Fund 80, Ltd. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fennder & Smith Inc., and Compass Securities Corp. CIK Number 0001629124 Filed Document 0001629124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROAR Athletic Performance Corp. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Zen Monkey LLC See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001585090 Filed Document 0001585090-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regal Resources Ltd See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $1,691,000 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001628129 Filed Document 0001534122-15-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER ALL CAP RESEARCH FUND, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001288169 Filed Document 0001288169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Field Street Offshore Fund, Ltd. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia Umar Naeem CIK Number 0001546038 Filed Document 0001140361-14-046454 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES FUND, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513438 Filed Document 0001012975-14-000832 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S & P Ingredient Development, LLC See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised $26,000,031 Associated Brokers / Dealers N/A CIK Number 0001542080 Filed Document 0001542080-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cyprium Investors IV LP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised $450,100,000 Associated Brokers / Dealers CSP SECURITIES, LP and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001560759 Filed Document 0001560759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001119766 Filed Document 0001119766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELPATH MLP PARTNERS, LP See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas CIK Number 0001500957 Filed Document 0001500957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Frontier Mid Cap Value Fund, L.P. See All Filings	D/A	2014-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596555 Filed Document 0001596555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiwi Crate Inc. See All Filings	D	2014-12-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001526021 Filed Document 0001526021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity