Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dance Biopharm Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Aegis Capital Corp CIK Number 0001596126 Filed Document 0000905718-14-000844 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BP GFM Trust, Series SPL-IV See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $21,454,745 Associated Brokers / Dealers N/A CIK Number 0001629326 Filed Document 0001629326-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
BCSP REIT VI-B, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629177 Filed Document 0001629177-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL 12 Offshore Fund Ltd. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548561 Filed Document 0001413961-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAPS TECHNOLOGIES, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001523932 Filed Document 0001461859-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GIJV REIT OKC 1, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001628974 Filed Document 0001628974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GIJV REIT IL 1, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001628674 Filed Document 0001628674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ALKAMI TECHNOLOGY, INC, See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $23,732,200 Associated Brokers / Dealers N/A CIK Number 0001529274 Filed Document 0001209191-14-078066 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GIJV REIT MN 1, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001628989 Filed Document 0001628989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Equity Fund (Cayman), L.P. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550686 Filed Document 0000950103-14-009133 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR SMALL CAP CORE FUND LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413961 Filed Document 0001413961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD INVESTMENT RESEARCH HEDGED EQUITY OVERSEAS FUND LTD See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425370 Filed Document 0001012975-14-000829 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cambellton Creek Trail Fund, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,677,000 Associated Brokers / Dealers N/A CIK Number 0001629458 Filed Document 0001629458-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 46, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001629034 Filed Document 0001629034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SG DREOF II REIT (ERISA), LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629240 Filed Document 0001629240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SpeakingPhoto, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627711 Filed Document 0001627711-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nanocomp Technologies Inc See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Daniel R. Coyne CIK Number 0001376375 Filed Document 0001376375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Ginger Creek Farm Fund, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,061,000 Associated Brokers / Dealers N/A CIK Number 0001629452 Filed Document 0001629452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES OVERSEAS FUND, LTD. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513436 Filed Document 0001012975-14-000831 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW European TOPS ERISA Fund See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628875 Filed Document 0000902664-14-004688 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Liquidity Fund, L.P. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454448 Filed Document 0001413961-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TF Special Opportunities - Glory II, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001624361 Filed Document 0001624361-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPOTZER MEDIA GROUP BV See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $402,212 Associated Brokers / Dealers N/A CIK Number 0001387617 Filed Document 0001387617-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TR Global Opportunity Fund, LP See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629312 Filed Document 0001629312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T-REX OIL, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287900 Filed Document 0001065949-14-000305 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Erie Power LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001629160 Filed Document 0001629160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TTC MASTER LP FUND LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458707 Filed Document 0001458707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Counter Brands, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $21,269,417 Associated Brokers / Dealers N/A CIK Number 0001572065 Filed Document 0001140361-14-046688 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Badlands NGLS, LLC See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers Carrollton Capital Partners, LLC and Carollton Capital Partners, LLC CIK Number 0001617146 Filed Document 0001617146-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AREG Star & Garter Co-Invest Partnership, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001629001 Filed Document 0001629001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCFE GROUP 4, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615341 Filed Document 0001615341-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Presidio Trails Apartments, LLLP See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001626977 Filed Document 0001626977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Adi Long Short Equity Intermediate Fund LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596230 Filed Document 0000919574-14-007182 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AERO-X GOLF, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001484746 Filed Document 0001117768-14-000989 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Murdoch Finance CO See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001359571 Filed Document 0001359571-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IDAHO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Ozado Power LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001629161 Filed Document 0001629161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREFII Sono REIT LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629099 Filed Document 0001629099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-14-000618 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blue Opportunity Fund II, LP See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001631096 Filed Document 0001095449-15-000020 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADURO BIOTECH, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $51,388,002 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001435049 Filed Document 0001435049-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NeuLife Neurological Services LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001629429 Filed Document 0001629429-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Straton Commercial, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001629076 Filed Document 0001629076-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ROMARCO MINERALS INC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $7,375,350 Associated Brokers / Dealers N/A CIK Number 0001007172 Filed Document 0000950142-14-002536 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gamma3, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629130 Filed Document 0001629130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Physician Software Systems, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $2,000,013 Associated Brokers / Dealers N/A CIK Number 0001542422 Filed Document 0001542422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Essex Emeryville REIT, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629129 Filed Document 0001629129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MORIEN RESOURCES CORP. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $892,703 Associated Brokers / Dealers N/A CIK Number 0001628935 Filed Document 0001628935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TTC Multi-Strategy Fund QP, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452337 Filed Document 0001452337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
Regent Office Fund II REIT See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629242 Filed Document 0001629242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serviz, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $13,499,993 Associated Brokers / Dealers N/A CIK Number 0001601361 Filed Document 0001601361-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity