Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ener-Core, Inc. See All Filings	D	2018-06-19 14:14:53 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-007873 Exclusions or Exemptions 506b Accepted Date 2018-06-19 14:14:53 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D/A	2018-04-05 14:37:22 UTC
Amount To Be Raised $2,200,001 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-004086 Exclusions or Exemptions 506b Accepted Date 2018-04-05 14:37:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D/A	2018-02-07 15:16:34 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-001409 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:16:34 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D/A	2018-01-03 18:48:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-000089 Exclusions or Exemptions 506b Accepted Date 2018-01-03 18:48:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D/A	2017-11-09 14:59:22 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-17-011652 Exclusions or Exemptions 506b Accepted Date 2017-11-09 14:59:22 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D/A	2017-10-19 15:11:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-17-010716 Exclusions or Exemptions 506b Accepted Date 2017-10-19 15:11:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D	2017-10-03 15:21:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001495536 Filed Document 0001213900-17-010246 Exclusions or Exemptions 506b Accepted Date 2017-10-03 15:21:30 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D	2016-12-14 15:16:13 UTC
Amount To Be Raised $4,012,200 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001495536 Filed Document 0001213900-16-019409 Exclusions or Exemptions 506b Accepted Date 2016-12-14 15:16:13 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core, Inc. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $3,000,001 Associated Brokers / Dealers N/A CIK Number 0001495536 Filed Document 0001213900-16-012770 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ener-Core, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Northland Securities, Inc. and Lake Street Capital Markets, LLC CIK Number 0001495536 Filed Document 0001213900-16-010037 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ener-Core Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers Drexel Hamilton, LLC CIK Number 0001495536 Filed Document 0001213900-15-003894 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ener-Core Inc. See All Filings	D	2015-05-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Cowen and Company and Chardan Capital Markets LLC CIK Number 0001495536 Filed Document 0001213900-15-003386 Exclusions or Exemptions 506b Accepted Date 2015-05-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ener-Core Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC ("Chardan") and Colorado Financial Service Corp. ("Colorado") CIK Number 0001495536 Filed Document 0001213900-14-007069 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ener-Core Inc. See All Filings	D	2014-04-28 00:00:00 UTC
Amount To Be Raised $4,575,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001495536 Filed Document 0001213900-14-002794 Exclusions or Exemptions 506b Accepted Date 2014-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt