Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Moore Macro Managers Fund, LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471679 Filed Document 0001471679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Global Estate LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145214 Filed Document 0000902664-15-001820 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMFI Commerce Apartments, LLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001637079 Filed Document 0001637036-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
RE Premier GTIS US Residential Strategies II LP See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001637021 Filed Document 0001140361-15-012414 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eyeformatics, Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001623389 Filed Document 0001623389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RCW, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001609936 Filed Document 0001609936-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lyrical Long/Short Value Partners, LP See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637010 Filed Document 0001315863-15-000292 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Paw Distributors, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001636984 Filed Document 0001636984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Entopsis LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001634457 Filed Document 0001634457-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
PMB Irvine MOB LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,147,000 Associated Brokers / Dealers N/A CIK Number 0001637314 Filed Document 0001637314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gamma Convertible Fund, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001468661 Filed Document 0000919574-15-003016 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ND Acquisitions Corp. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $3,849,424 Associated Brokers / Dealers N/A CIK Number 0001464225 Filed Document 0001464225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CRG III Access Fund, LP See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636510 Filed Document 0001636508-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Washtenaw Trust, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636761 Filed Document 0001636761-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Actium High Yield Loan Fund II LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001636967 Filed Document 0001636967-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Goodman Oakland Trust See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001636843 Filed Document 0001636843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abreos Biosciences, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001636983 Filed Document 0001636983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Brooklyn Craft Works, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001527854 Filed Document 0001527854-15-000006 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NUWAVE LONG/SHORT FEEDER FUND LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479562 Filed Document 0001013594-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CVC Growth Partners L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613339 Filed Document 0001613339-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAPID MICRO BIOSYSTEMS, INC. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380106 Filed Document 0001380106-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BDCM PARTNERS I L P See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001007196 Filed Document 0001007196-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hain Capital Investors LLC See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Coburn CIK Number 0001308687 Filed Document 0001308687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Aurelius Capital Partners, LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355947 Filed Document 0000902664-15-001797 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovaci Inc See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001527896 Filed Document 0001527896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 41, LP See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636802 Filed Document 0001636802-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYPRESS PARTNERS LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000820988 Filed Document 0000935836-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manager Skill II Inc. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602531 Filed Document 0001602531-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Institutional Multi-Strategy Fund, L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc., Morgan Stanley Smith Barney LLC, Wells Fargo Advisors, LLC, and Stifel, Nicolaus & Company, Inc. CIK Number 0001456820 Filed Document 0001456820-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metolius Diversified 2X Fund LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517253 Filed Document 0001517253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RK Mine Finance Fund I LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458702 Filed Document 0000947871-15-000195 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Strategic Fund LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484442 Filed Document 0001484442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Sugarloaf Series See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $1,968,967 Associated Brokers / Dealers N/A CIK Number 0001635564 Filed Document 0001635564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Merril Lynch Alternative Investments LLC CIK Number 0000822064 Filed Document 0001315863-15-000286 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terascala Inc See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001405320 Filed Document 0001405320-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CORSAIR SELECT LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., and J. H. Darbie & Co., Inc. CIK Number 0001456208 Filed Document 0001013594-15-000224 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EMERGING EUROPE FUND See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised $66,786,381 Associated Brokers / Dealers N/A CIK Number 0001593289 Filed Document 0000919574-15-002980 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADELPHI EMERGING EUROPE PARTNERS, L.P. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised $57,565,021 Associated Brokers / Dealers N/A CIK Number 0001431420 Filed Document 0000919574-15-002978 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UniversalinetCom LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers UniversalinetCom LLC CIK Number 0001636956 Filed Document 0001636956-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Pensato European Equity Fund Ltd See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635746 Filed Document 0001635746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Strategic Offshore Fund Ltd. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484601 Filed Document 0001484601-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NEURONASCENT INC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001445328 Filed Document 0001445328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
North Kimball JR TEI LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $2,505,469 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001636976 Filed Document 0001636976-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
R3 (C), Ltd. See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484760 Filed Document 0001140361-15-012211 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUBBEN FUND LP See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001362403 Filed Document 0000902664-15-001812 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Opportunity Fund Institutional Ltd See All Filings	D/A	2015-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486671 Filed Document 0001144204-15-016621 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SaviLinx, LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636293 Filed Document 0001636293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
QGistix LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001636952 Filed Document 0000897069-15-000237 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TSWR Development, LLC See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $702,247 Associated Brokers / Dealers Sandlapper Securities CIK Number 0001635391 Filed Document 0001635391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
EnerJex Resources, Inc. See All Filings	D	2015-03-17 00:00:00 UTC
Amount To Be Raised $5,393,047 Associated Brokers / Dealers Euro Pacific Capital, Inc. and Northland Securities, Inc. CIK Number 0000008504 Filed Document 0000008504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity