Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
North Cankton Field Development Joint Venture See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,634,000 Associated Brokers / Dealers N/A CIK Number 0001637134 Filed Document 0001354488-15-001243 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Silver Capital Fund (Offshore) Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292398 Filed Document 0001013594-15-000258 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Health Surgery Center Preston Plaza, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,109,634 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001637004 Filed Document 0001637004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IRELAND INC. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $3,630,000 Associated Brokers / Dealers N/A CIK Number 0001166338 Filed Document 0001534122-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Atika Capital Partners LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568986 Filed Document 0000919574-15-003000 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RyaNik BocaRiver Long Beach Partners IV, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001637039 Filed Document 0001637039-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
FundersClub VRM LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $333,333 Associated Brokers / Dealers N/A CIK Number 0001636765 Filed Document 0001636765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE RAZOR FUND See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124890 Filed Document 0001124890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Maverick Stable Fund Ltd See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333749 Filed Document 0000947871-15-000205 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium USA LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities Inc. CIK Number 0001365072 Filed Document 0000902664-15-001821 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Capital Fund, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169161 Filed Document 0000902664-15-001852 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Chanticleer Holdings, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001106838 Filed Document 0001144204-15-016863 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NB Renaissance Partners (A) SCSp See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001634077 Filed Document 0001634077-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minneapolis Hotel, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $5,825,000 Associated Brokers / Dealers N/A CIK Number 0001637127 Filed Document 0001637127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BioPharmX Corp See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $508,468 Associated Brokers / Dealers N/A CIK Number 0001504167 Filed Document 0001504167-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Culebra 1604 Houston Investors, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001637105 Filed Document 0001140361-15-012580 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cohere Technologies, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001636993 Filed Document 0001636993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cottage Cardiovascular Institute Management Group, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $141,440 Associated Brokers / Dealers N/A CIK Number 0001637059 Filed Document 0001637059-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Lity-85-Fund, a series of AngelList-KfFp-Funds, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $65,500 Associated Brokers / Dealers N/A CIK Number 0001636789 Filed Document 0001636789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-List-10-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001636790 Filed Document 0001636790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Aeta-Fund, a series of AngelList-MaTe-Funds, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $210,974 Associated Brokers / Dealers N/A CIK Number 0001636797 Filed Document 0001636797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CyPhy Works, Inc, See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001482765 Filed Document 0001482765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Aurora Spine Corp See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $400,445 Associated Brokers / Dealers N/A CIK Number 0001598103 Filed Document 0001062993-15-001387 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Point Long/Short Qualified Fund LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001405387 Filed Document 0000935836-15-000226 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK NEUTRAL LEVERED LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325727 Filed Document 0000947871-15-000204 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharo Trading Fund, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-15-000855 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MESA I Follow-On Fund, LLC, Navdy Series See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $173,250 Associated Brokers / Dealers N/A CIK Number 0001636764 Filed Document 0001636764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Advantage Plus Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group CIK Number 0001394924 Filed Document 0001013594-15-000230 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Global Hexagon Fund, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001504009 Filed Document 0000902664-15-001832 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Advantage Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001394925 Filed Document 0001013594-15-000228 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fundamental LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001336444 Filed Document 0001095449-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Cedar, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001160196 Filed Document 0000902664-15-001844 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001336444 Filed Document 0001095449-15-000081 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serina Therapeutics, Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001558525-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SCOGGIN WORLDWIDE DISTRESSED FUND LLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001387807 Filed Document 0001387807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ratel Capital Fund LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516432 Filed Document 0001013594-15-000259 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATTAIN IMFC MACRO FUND LLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601410 Filed Document 0001601410-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Pinon, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001179433 Filed Document 0000902664-15-001837 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Qualified Associates, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001164922 Filed Document 0000902664-15-001849 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCOI II Holdings, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341976 Filed Document 0000902664-15-001825 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Special Situations II Fund Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593469 Filed Document 0001013594-15-000235 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCA Alternative Income Fund, LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001601543 Filed Document 0001601543-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Credit Partners Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461027 Filed Document 0000919574-15-003028 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOGGIN CAPITAL MANAGEMENT LLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001050889 Filed Document 0001050889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
TF Stealth Fund I, a series of Assure 3P Master Fund LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $3,313,918 Associated Brokers / Dealers N/A CIK Number 0001636798 Filed Document 0001636798-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE OAK INDUSTRIES INC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001631494 Filed Document 0001631494-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-15-000085 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WinUru, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636323 Filed Document 0001636323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Atika Offshore Fund, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568947 Filed Document 0000919574-15-003004 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Long Only, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMAS WILSON WEISEL, N/A, and N/A CIK Number 0001572909 Filed Document 0000919574-15-002998 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund