Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Yes, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636575 Filed Document 0001636575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HONKY CHATEAU LTD CO. LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001635621 Filed Document 0001493152-15-000860 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,086,975 Associated Brokers / Dealers Richard DeVita, Jr., Scott Holton, William Holton, and George Blaha CIK Number 0001135856 Filed Document 0001135856-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Farallon Capital (AM) Investors, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501082 Filed Document 0000902664-15-001827 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Millennium International, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365071 Filed Document 0000902664-15-001822 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NEC-Applied Fiber Holdings LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001637106 Filed Document 0001637106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
VetweRx, Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,740,106 Associated Brokers / Dealers Growth Capital Services, Inc CIK Number 0001559650 Filed Document 0001559650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
HENLEY PUTNAM UNIVERSITY See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001423126 Filed Document 0001423126-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Select, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589402 Filed Document 0000947871-15-000201 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Capital Offshore Fund, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178340 Filed Document 0000902664-15-001853 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SRG Max Wells Panning Joint Venture See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers N/A CIK Number 0001637017 Filed Document 0001637017-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
BayBoston Capital L.P. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636440 Filed Document 0000908662-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Pley-Fund, a series of AngelList-MaBs-Funds, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $143,500 Associated Brokers / Dealers N/A CIK Number 0001636792 Filed Document 0001636792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brambling Cross Tavern, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636718 Filed Document 0001636718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Niku-Fund, a series of AngelList-DM-Funds, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $146,900 Associated Brokers / Dealers N/A CIK Number 0001636787 Filed Document 0001636787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumable Science, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001636119 Filed Document 0001636119-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Barrow, Hanley, Mewhinney & Strauss Emerging Markets Fund See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636809 Filed Document 0001458690-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Credit LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitch Little, II CIK Number 0001463779 Filed Document 0001095449-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental QP LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001566905 Filed Document 0001095449-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARD JAPAN VELA FUND, PLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001345033 Filed Document 0000902664-15-001833 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK LONG ENHANCED LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432880 Filed Document 0000947871-15-000197 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK LONG LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324642 Filed Document 0000947871-15-000200 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
aPersona Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $575,013 Associated Brokers / Dealers N/A CIK Number 0001604039 Filed Document 0001604039-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundamental OS Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001567030 Filed Document 0001095449-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOGGIN OVERSEAS FUND LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001110449 Filed Document 0001110449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PAULSON SPECIAL SITUATIONS FUND LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444083 Filed Document 0001013594-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Treasury Holdings LLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001403467 Filed Document 0001403467-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Investment Holdings, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408691 Filed Document 0000902664-15-001826 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telescope Peak Risk Capital, LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571266 Filed Document 0001562555-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD ASIA FUND LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001403020 Filed Document 0001403020-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reshape Medical, Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lone Redwood, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061340 Filed Document 0000902664-15-001838 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAFJama LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $456,500 Associated Brokers / Dealers N/A CIK Number 0001584625 Filed Document 0001584625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Lead Edge Capital III, LP See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636969 Filed Document 0001636969-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Sierra, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315598 Filed Document 0000902664-15-001840 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Advantage, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001394927 Filed Document 0001013594-15-000227 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FARALLON CAPITAL OFFSHORE INVESTORS, INC. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067794 Filed Document 0000902664-15-001819 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/HBK Multi-Strategy Fund LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001526760 Filed Document 0001526760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safe-h2o Inc See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001631922 Filed Document 0001631922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Balance Therapeutics, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $17,982,388 Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001636982 Filed Document 0001636982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers Hampton Holcomb, Richard Kimbrough, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000086 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BREVAN HOWARD ASIA FUND LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001402821 Filed Document 0001402821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freestar Capital Fund I, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637015 Filed Document 0001637015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Fenwick Recovery Fund, Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001401157 Filed Document 0000919574-15-003012 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Choremonster Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,630,036 Associated Brokers / Dealers N/A CIK Number 0001583387 Filed Document 0001583387-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
FlexShopper, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $9,350,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001397047 Filed Document 0001013762-15-000227 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Parchment Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001512299 Filed Document 0001512299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Amici Associates L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001041046 Filed Document 0000902664-15-001845 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wishbone Restricted Partners, LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410217 Filed Document 0000919574-15-003024 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynview Apartment Investments, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001637035 Filed Document 0001637036-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund