Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VGL LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $7,660,000 Associated Brokers / Dealers Edward Riekstins and Joel Kahn CIK Number 0001615276 Filed Document 0001615276-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tamarack Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sean Jenkins, Scott Mibu, and Mike Oshiro CIK Number 0001581871 Filed Document 0001095449-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Synergem Technologies, Inc See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Tom Kolassa and Dean Calhoun CIK Number 0001615593 Filed Document 0001615593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JMI Equity Fund VIII-A, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $970,000,000 Associated Brokers / Dealers N/A CIK Number 0001614226 Filed Document 0001614226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GAM Unconstrained Bond Fund See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484496 Filed Document 0001484496-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PackPar Fund See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503506 Filed Document 0000902664-14-003311 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EveryWare Global, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $21,200,000 Associated Brokers / Dealers N/A CIK Number 0001532543 Filed Document 0001600219-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
SPYDER LYNK LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001400133 Filed Document 0001400133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
La Crosse Hotel Group LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001601650 Filed Document 0001601650-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
General Quarters LP See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547874 Filed Document 0001547874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vivacelle Bio, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001600053 Filed Document 0001600053-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
St. Crispin's, LP See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615612 Filed Document 0001615612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASL ANALYTICAL INC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001366608 Filed Document 0001366608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Altoona Investors, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001615577 Filed Document 0001615577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Thayer Street SK-Com I, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613879 Filed Document 0001012975-14-000496 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Havelet Assignment Co Ltd See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615390 Filed Document 0001615390-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BARBADOS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Poverty Dignified, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001591615 Filed Document 0001591615-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MESIROW FINANCIAL HOLDINGS INC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $422,029 Associated Brokers / Dealers N/A CIK Number 0000827221 Filed Document 0000827221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Gentry-Solexel Investment LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $3,208,403 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001550423 Filed Document 0001550423-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Scilex Pharmaceuticals Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers NONE, NONE, and NONE CIK Number 0001603542 Filed Document 0000905718-14-000492 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Seedling Capital Partners, LP See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501417 Filed Document 0001501417-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Splendid Labs, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001583099 Filed Document 0000897069-14-000339 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SEI Core Property Fund, L.P. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504960 Filed Document 0001504960-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueShift Labs, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $2,579,996 Associated Brokers / Dealers N/A CIK Number 0001615885 Filed Document 0001615885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Capital Appreciation Fund, LP See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Black Diamond Capital Appreciation Fund LP CIK Number 0001615426 Filed Document 0001615426-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coopkanics, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $7,000,003 Associated Brokers / Dealers N/A CIK Number 0001581314 Filed Document 0001581314-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NF Investment Corp. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561528 Filed Document 0001561528-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forward Ventures, LLC See All Filings	D/A	2014-08-03 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers Goldman Sachs (Asia) L.L.C. CIK Number 0001494345 Filed Document 0001494345-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-03 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
College IJ, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $357,684 Associated Brokers / Dealers N/A CIK Number 0001614781 Filed Document 0001614781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SecureAuth Corp See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,045,099 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001615773 Filed Document 0001615773-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Walter Scott Global Fund LLC See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462391 Filed Document 0001462391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dataflyte Inc See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615307 Filed Document 0001615307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Sang Lucci Capital Partners, LP See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544226 Filed Document 0001544226-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elm Bayou 3-D Joint Venture See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,236,000 Associated Brokers / Dealers N/A CIK Number 0001616072 Filed Document 0001354488-14-003910 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Baillie Gifford Funds, on behalf of its series, The Long Term Global Growth Equity Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611348 Filed Document 0001614745-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Praxient Panther Fund, L.P. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527745 Filed Document 0001527745-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tristream Energy, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $27,645,948 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001615164 Filed Document 0001615164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Microscopy Innovations, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001550930 Filed Document 0001550930-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Kickboard, Inc. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570315 Filed Document 0001570315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Domaine Nicolas Jay, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001615387 Filed Document 0001615387-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
INTRINSIC EDGE CAPTURE, L.P. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES and World Equity Group, Inc. CIK Number 0001482814 Filed Document 0000934130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Sandstone Fund, L.P. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615392 Filed Document 0001615392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palladian Partners VIII, LP See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001614933 Filed Document 0001614933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palladian Partners VIII-A, LP See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001614845 Filed Document 0001614845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuity Asia Pacific Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588066 Filed Document 0001588066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProVest Village Green, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $184,500 Associated Brokers / Dealers N/A CIK Number 0001614773 Filed Document 0001614773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Infracapital Partners II LP See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,056,000,000 Associated Brokers / Dealers Atlantic Pacific Capital, Inc. CIK Number 0001614611 Filed Document 0001614611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Strategic Partners Secondaries VI Trust See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $226,405,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001615084 Filed Document 0001615084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTRINSIC EDGE PLUS, LP See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC. CIK Number 0001398443 Filed Document 0001398443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENCHMARK BANKSHARES INC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $82,109 Associated Brokers / Dealers N/A CIK Number 0000804563 Filed Document 0000804563-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity