Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Granite Peak Partnership LP See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523563 Filed Document 0000935836-14-000460 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGP Natural Resources XI, L.P. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $4,825,000,000 Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001612741 Filed Document 0001612741-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourth Dimension Income Fund LP See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514862 Filed Document 0001514862-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dstillery, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $24,321,398 Associated Brokers / Dealers N/A CIK Number 0001442727 Filed Document 0000905718-14-000494 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Frontier Markets Equity Fund See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405793 Filed Document 0001405793-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thayer Street CU-C II, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599649 Filed Document 0001012975-14-000499 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HcT2 Co See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001583546 Filed Document 0001583546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Piper Jaffray Municipal Opportunities Fund II, L.P. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554721 Filed Document 0001554721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koolbridge Solar, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001613899 Filed Document 0001613899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TMRP III Co-Investment Fund, L.P. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Stephen D. Strake, Sr., Matthew P. Summers, Andrew B. Linbeck, and William W. Cathriner II CIK Number 0001610282 Filed Document 0001610282-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OptiNose, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $34,999,943 Associated Brokers / Dealers N/A CIK Number 0001494650 Filed Document 0001140361-14-030561 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arciterra Strategic Retail - Briargate & Linden IL, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers VSR Financial Services, Inc. CIK Number 0001615812 Filed Document 0001615812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CENTAUR VALUE FUND L P See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254442 Filed Document 0001254442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Juice Marketing, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001616122 Filed Document 0001616122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AAF Fund-I, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $5,725,000 Associated Brokers / Dealers Norman Pappas CIK Number 0001615421 Filed Document 0001615421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tri Global Energy, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001461516 Filed Document 0001461516-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
By Proxy, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001615644 Filed Document 0001019687-14-002955 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Vital Farmland REIT, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001615624 Filed Document 0001615624-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wheeler REIT, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $492,169 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
3D Hubs, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001615148 Filed Document 0001615148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Candlewood Financial Opportunities Fund, LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583022 Filed Document 0000945621-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPV Investors, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers Norman Pappas CIK Number 0001615416 Filed Document 0001615416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Barker Partnership Fund See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615154 Filed Document 0001615154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Movencorp Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001615468 Filed Document 0001615468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bergen Medical Products, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $2,090,316 Associated Brokers / Dealers N/A CIK Number 0001615712 Filed Document 0001615712-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
MatterFab Corp. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579376 Filed Document 0001579376-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
APOLETTO INVESTMENTS II, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615539 Filed Document 0001615539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graph Story, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614758 Filed Document 0001614758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FilmBot, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001602733 Filed Document 0001602733-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001553728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cottage Orthopedic & Spine Management Group, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $123,840 Associated Brokers / Dealers N/A CIK Number 0001614238 Filed Document 0001614238-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCARE ROYALTY PARTNERS III, L.P. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001582018 Filed Document 0001582018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIC Bancshares, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $4,006,762 Associated Brokers / Dealers N/A CIK Number 0001492536 Filed Document 0001492536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VIDDER INC See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $6,523,088 Associated Brokers / Dealers N/A CIK Number 0001459778 Filed Document 0001459778-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kean Wind Turbines, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Kean Wind Turbines, Inc. CIK Number 0001563517 Filed Document 0001563517-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
3DplusMe, Inc. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,203,840 Associated Brokers / Dealers N/A CIK Number 0001604649 Filed Document 0001604649-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TINKA RESOURCES Ltd See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $11,518,248 Associated Brokers / Dealers N/A CIK Number 0001368845 Filed Document 0000949353-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SQOOP, INC. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615578 Filed Document 0001615578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SMARTZIP ANALYTICS, INC. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001457682 Filed Document 0001457682-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Innovations, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers John Oram CIK Number 0001615534 Filed Document 0001615534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HOLLIS PARK OPPORTUNITIES FUND LP See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614098 Filed Document 0001614098-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PHAROAHS TREASURE PARTNERSHIP See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $798,714 Associated Brokers / Dealers ALL FINRA REGSITERED REPRESENTATIVES CIK Number 0001615526 Filed Document 0001615526-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Impact Medical Strategies, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615591 Filed Document 0001615591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CAPITAL COVE REO OPPORTUNITIES FUND II LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers CAPITAL COVE BANCORP LLC CIK Number 0001615769 Filed Document 0001615769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Impax Fundamental Long-Term Opportunities in Water Fund, L.P. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608646 Filed Document 0000897069-14-000338 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MADE Global Brands, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001508597 Filed Document 0001508597-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
11 East 1st St. LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001538381 Filed Document 0001515971-14-000332 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Transilio, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
All Party System Co. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $3,750 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000035 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
HackHands, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001615646 Filed Document 0001615646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity