Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GT Biopharma, Inc. See All Filings	D	2025-05-28 16:15:36 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001641172-25-012695 Exclusions or Exemptions 506b Accepted Date 2025-05-28 16:15:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT Biopharma, Inc. See All Filings	D	2025-05-27 16:15:27 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001641172-25-012480 Exclusions or Exemptions 506b Accepted Date 2025-05-27 16:15:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT Biopharma, Inc. See All Filings	D	2025-03-07 17:29:24 UTC
Amount To Be Raised $1,280,358 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000109657 Filed Document 0000109657-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-03-07 17:29:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT Biopharma, Inc. See All Filings	D/A	2020-07-23 17:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001654954-20-007958 Exclusions or Exemptions 506b Accepted Date 2020-07-23 17:00:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GT Biopharma, Inc. See All Filings	D	2020-06-12 16:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001654954-20-006561 Exclusions or Exemptions 506b Accepted Date 2020-06-12 16:46:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GT Biopharma, Inc. See All Filings	D	2018-08-17 16:42:34 UTC
Amount To Be Raised $5,140,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001654954-18-009332 Exclusions or Exemptions 506b Accepted Date 2018-08-17 16:42:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GT Biopharma, Inc. See All Filings	D	2018-02-06 17:29:57 UTC
Amount To Be Raised $7,055,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001654954-18-001133 Exclusions or Exemptions 506b Accepted Date 2018-02-06 17:29:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GT Biopharma, Inc. See All Filings	D	2017-09-14 17:01:12 UTC
Amount To Be Raised $4,540,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0000939798-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-09-14 17:01:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OXIS INTERNATIONAL INC See All Filings	D	2015-07-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0000939798-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-07-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OXIS INTERNATIONAL INC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0000939798-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OXIS INTERNATIONAL INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001250853-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt