Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SecureAuth Corp See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $4,045,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001615773 Filed Document 0001615773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Asia Aggressive Feeder Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571029 Filed Document 0001571029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baillie Gifford Funds, on behalf of its series, The EAFE Pure Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593310 Filed Document 0001614745-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAULIA INC. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $33,111,201 Associated Brokers / Dealers FT Partners Securities LLC CIK Number 0001505178 Filed Document 0001505178-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Credit Strategies Fund LP See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513304 Filed Document 0001513304-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001429599 Filed Document 0001567667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GruntWorks, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $250,500 Associated Brokers / Dealers N/A CIK Number 0001539249 Filed Document 0001539249-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Southern New Mexico Surgery Center LLC See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309086 Filed Document 0001309086-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy IV DST See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $9,921,950 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Robert S. Smith, Robert A. Horning, Van E. Carlson, Joseph M. Insalaco, Rudi V. Siela, Haynes L. Kendall, Jr., Jeff D. Fisher, Mark G. Kosanke, Norman G. Price, Jeffrey S. Cederberg, Tracy R. Turner, Donald S. Meredith, and Eric S. Scaff CIK Number 0001603337 Filed Document 0001603337-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Walter Scott & Partners Millburn Fund LLC See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462404 Filed Document 0001462404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Leaf Holdings, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615813 Filed Document 0001376474-14-000270 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Fresenius Medical Care Anderson, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,955,146 Associated Brokers / Dealers N/A CIK Number 0001616551 Filed Document 0001461373-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Immy Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers none CIK Number 0001512992 Filed Document 0001512992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wantable, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001558517 Filed Document 0000897069-14-000336 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AWA Small Cap Access Fund, L.P. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614264 Filed Document 0001614264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrightView Adaptive Fund LP See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615025 Filed Document 0001615025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adama Materials, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001584333 Filed Document 0001584333-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Alkahest, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001615386 Filed Document 0001615386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CCAM VOLATILITY OPPORTUNITIES FUND LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614804 Filed Document 0001614804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Carlyle GMS Finance, Inc. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, and Raymond James & Associates, Inc. and affiliated entities CIK Number 0001544206 Filed Document 0001544206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Intrinsic Edge Micro, LP See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Allied Securities and World Equity Group, Inc. CIK Number 0001529163 Filed Document 0001529163-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange Capital Offshore I, Ltd. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394084 Filed Document 0000919574-14-004195 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureAuth Corp See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,665,450 Associated Brokers / Dealers N/A CIK Number 0001615773 Filed Document 0001615773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle V Associates, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,132,597 Associated Brokers / Dealers N/A CIK Number 0001614786 Filed Document 0001614786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Elenza, Inc See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $25,300,600 Associated Brokers / Dealers N/A CIK Number 0001438998 Filed Document 0000897069-14-000337 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
True Partner Fund See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615122 Filed Document 0001615122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBH KANSAS JOINT VENTURE XXI See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001615121 Filed Document 0001615121-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Walter Scott & Partners Ltd Group Trust - International Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462403 Filed Document 0001462403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArtSquare LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615492 Filed Document 0001615492-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Providence Strategic Growth L.P. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615190 Filed Document 0001615190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mountain View Retail DST See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $13,359,693 Associated Brokers / Dealers Inland Securities Corporation, Craig M. Rollins, Alex J. Kowalski, Nathaniel M. Kuhn, Jervis L. Dicicco, Roger T. Tadsen, Gary G. Benson, Drew F. Dedelow, and Dwight K. Kay CIK Number 0001606660 Filed Document 0001606660-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
National Net Lease Portfolio V DST See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $36,957,331 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Shawn M. Layton, Patrick E. Thomas, Jr., Michael T. Janis, Bruce S. Horowitz, Nathaniel M. Kuhn, Ahmad Husami, Robert R. Tweed, Joseph A. Nugent, Mark O. Coombe, Peter D. Fisher, Richard S. Schwartz, Greg Bachman, Robin T. Hirsch, Jean-Louis Guinchard, Jose A. Feliciano, Jr., Stephen R. Foster, David B. Clark, Marinos Ballas, Robert J. Binkele, Conrad R. Pensavalle, Jr., Jonathan R. Creighton, John T. Christy, Scott S. Brown, Norman G. Price, Jason B. Vanclef, Robert P. Giadla, Dwight K. Kay, Jeffrey S. Gurman, Joral T. Schmalle, Joseph R. Weinbauer, Scott T. Tadsen, Roger T. Tadsen, Vincent R. Bailey, Sr., David M. Matles, Richard D. Greenwell, David L. Cowguill, Jeffrey B. Baker, Daniel R. Mueller, Michele A. Russell, Craig M. Rollins, Brian C. McDaid, and Dean Kantzos CIK Number 0001606661 Filed Document 0001606661-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Waterfall Olympic Offshore Fund, Ltd See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615393 Filed Document 0001615393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair Senior Housing Fund (AEW), LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001611712 Filed Document 0001144204-14-046464 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMA MORTGAGE INVESTMENT TRUST LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618020 Filed Document 0001144204-14-052783 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
INDUS PACIFICHOICE MASTER FUND, L.P. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527690 Filed Document 0000919574-14-004296 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aireum Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,500,002 Associated Brokers / Dealers N/A CIK Number 0001562259 Filed Document 0001181431-14-028009 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Strategic Partners Secondaries VI Fund (Offshore), L.P. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $57,950,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001615085 Filed Document 0001615085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synergy Aggressive Master Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571026 Filed Document 0001571026-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharma Select Texas, L.P. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001615333 Filed Document 0001162677-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Walter Scott & Partners Ltd Group Trust - Global Emerging Markets Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462401 Filed Document 0001462401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange Capital Domestic I, LP See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334141 Filed Document 0000919574-14-004194 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KnowledgeVision Systems Inc See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,168,872 Associated Brokers / Dealers N/A CIK Number 0001489089 Filed Document 0001489089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Market Neutral Fund, L.P. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570448 Filed Document 0000919574-14-004295 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petros Wyoming Fund I, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615485 Filed Document 0001615358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Tickeron, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001564929 Filed Document 0001564929-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Columbus Investments I, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001615498 Filed Document 0001615498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INTRINSIC EDGE CAPTURE, L.P. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES and World Equity Group, Inc. CIK Number 0001482814 Filed Document 0001482814-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walter Scott & Partners Ltd Group Trust - US Fund See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498926 Filed Document 0001498926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purigen Biosystems, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001574680 Filed Document 0001574680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt