Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Weinberg Servicing, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608575 Filed Document 0001605267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
INVISIBLE CONNECT, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615431 Filed Document 0000892712-14-000562 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Avincel Group, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001581502 Filed Document 0001581502-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Intelligent Business Entertainment, Inc. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001566946 Filed Document 0001566946-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FAIRFIELD ORGANICS LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,250,035 Associated Brokers / Dealers N/A CIK Number 0001614689 Filed Document 0001614689-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Andela Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001615306 Filed Document 0001615306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Creative Equity Lending, LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001573478 Filed Document 0001573478-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
L-GAM Investments 2 SCSp See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $435,000,000 Associated Brokers / Dealers N/A CIK Number 0001615501 Filed Document 0001192482-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Indus Markor Master Fund, L.P. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468489 Filed Document 0000919574-14-004294 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rogers 406 LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001615496 Filed Document 0001615496-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Voci Technologies Inc See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001466367 Filed Document 0001466367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SecureAuth Corp See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001615773 Filed Document 0001615773-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Creek Capital Distributed Energy LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers Summit Creek Capital LLC CIK Number 0001609940 Filed Document 0001609940-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Carlyle International Energy Trust See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $93,725,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001615100 Filed Document 0001615100-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DreamWeaver International, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001527123 Filed Document 0001527123-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Wood Ranch Investor Fund 2014, LP See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001612410 Filed Document 0001140361-14-030451 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AT-RESEARCH MANAGED FUTURES FUND, LP See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585934 Filed Document 0001405086-14-000236 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reinventure Capital, L.P. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001614543 Filed Document 0001614543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Superior Ostrich, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-14-002638 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Houston International Insurance Group LTD See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers BMS Bermuda Limited CIK Number 0001519449 Filed Document 0001214659-14-005508 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AIR MEDIA, INC. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601128 Filed Document 0001601128-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PRA Audio Systems, Inc. See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001605267 Filed Document 0001605267-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tristream Co-Invest II LP See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,224,953 Associated Brokers / Dealers N/A CIK Number 0001615345 Filed Document 0001615345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iWallet Corp See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers First Republic Capital Corporation, Caldwell Securities Ltd., and Canaccord Genuity Corp. CIK Number 0001498372 Filed Document 0001255294-14-000792 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $3,350 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000034 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Performing Capital, LP See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585151 Filed Document 0001585151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOVIE GROUP, LLC See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001580505 Filed Document 0001144204-14-046405 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
INTRINSIC EDGE PARTNERS, L.P. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC. CIK Number 0000934130 Filed Document 0000934130-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glacier Financial Partners, Ltd. Co. See All Filings	D	2014-07-31 17:10:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Jeff Chester and Ryan Chester CIK Number 0001540029 Filed Document 0001540029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 17:10:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Common
Copper Rock International Small Cap Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503048 Filed Document 0001503048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTCOTT PRODUCTS CORP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0000845819 Filed Document 0001515971-14-000327 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
wise.io, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,086,554 Associated Brokers / Dealers N/A CIK Number 0001598912 Filed Document 0001598912-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON AGILIS FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556158 Filed Document 0001315863-14-000469 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPI Group, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $124,797,140 Associated Brokers / Dealers N/A CIK Number 0001614707 Filed Document 0001140361-14-030498 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LensAR Inc See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001320350 Filed Document 0001320350-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OXIS INTERNATIONAL INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0000109657 Filed Document 0001250853-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Algebris Financial CoCo Fund L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543966 Filed Document 0000902664-14-003295 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Physics, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $13,474,644 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Liquidity Solutions Cottonwood L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615230 Filed Document 0001615230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Pacific Fund I, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615007 Filed Document 0001615007-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PALM EQUITY PARTNERS, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464349 Filed Document 0001464349-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
DE Spirits LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers N/A CIK Number 0001502188 Filed Document 0001502188-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,330 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000033 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
NB Auraria, DST See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,920,000 Associated Brokers / Dealers John M. Butler, Corbin S. Thomas, Brian J. Nelson, Troy Thomas, Frederick C. Whitford, Susan J. Gitt, Thomas M. Hess, Forrest James, and Jeffrey S. Cederberg CIK Number 0001601802 Filed Document 0001601802-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
First Growth Founders, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001614693 Filed Document 0001614693-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Fundamental Global Partners QP, LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615455 Filed Document 0001615455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wolf River Specialty Onshore II QP, L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564975 Filed Document 0001315863-14-000464 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellTech Metals Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001455750 Filed Document 0001455750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt