Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Camp-Gard LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001614870 Filed Document 0001614870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Archer Crossbow Fund, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614348 Filed Document 0001614348-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
TS&W International Small Cap Equity Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001547430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG VC Fund II, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001604758 Filed Document 0001604758-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON ASSET BACKED VALUE FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429356 Filed Document 0001315863-14-000468 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M. STEVES USA LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001608274 Filed Document 0001608274-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IMH Financial Corp See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397403 Filed Document 0001397403-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Texas Air Shuttle, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001615467 Filed Document 0001615467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
SteadyServ Technologies, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Periculum Advisors, LLC CIK Number 0001560163 Filed Document 0001560163-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MILLRACE FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001165580 Filed Document 0001566114-14-000048 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Wallick Senior Housing Holdings, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,837,500 Associated Brokers / Dealers N/A CIK Number 0001614127 Filed Document 0001613994-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HRC Hotels, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001502622 Filed Document 0001502622-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Daisy Cuter LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614378 Filed Document 0001614378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALGEBRIS GLOBAL FINANCIALS FUND L.P. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421398 Filed Document 0000902664-14-003294 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIL'MUDDY FIELD PLANTINUM See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001615413 Filed Document 0001615413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
ANEP LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001615060 Filed Document 0001615060-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MPI Global Holdings Corp. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers N/A CIK Number 0001615625 Filed Document 0001615625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Medbox, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001185185-14-001928 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Moogsoft (Herd) Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $11,279,991 Associated Brokers / Dealers N/A CIK Number 0001577982 Filed Document 0001577982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterline Ventures I, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614722 Filed Document 0001614722-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST SECURITY INC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001425576 Filed Document 0000892303-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Epion Health, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,813,355 Associated Brokers / Dealers N/A CIK Number 0001615175 Filed Document 0001615175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADS-B Technologies, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Large Cap Value Fund See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405392 Filed Document 0001405392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signix, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers John Gerber CIK Number 0001506625 Filed Document 0001506625-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fundamental Global Partners Offshore Fund, Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615430 Filed Document 0001615430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camp-Gard LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001614870 Filed Document 0001614870-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
West Road Master Fund, Ltd. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582848 Filed Document 0001582848-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053423 Filed Document 0001053423-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Trillium Fundamental Value Fund, LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611937 Filed Document 0001393725-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toro Investors I, LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001524913 Filed Document 0001524913-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Kadmon Holdings, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jefferies LLC and Piper Jaffray & Co CIK Number 0001557142 Filed Document 0001557142-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Unmanned Systems Center, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001610091 Filed Document 0001610091-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALGEBRIS GLOBAL FINANCIALS FUND See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421399 Filed Document 0000902664-14-003293 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEBSTER CAPITAL III, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612449 Filed Document 0001614745-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Software, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $7,499,983 Associated Brokers / Dealers N/A CIK Number 0001550609 Filed Document 0001550609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
deeproot 3 Year Bonus Income Debenture Fund, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615294 Filed Document 0001615294-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Entefy Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001550796 Filed Document 0001550796-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Signix, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers John Gerber CIK Number 0001506625 Filed Document 0001506625-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EMS Overseas II Ltd. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615338 Filed Document 0000950142-14-001659 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON OFFSHORE ASSET-BACKED VALUE FUND LTD See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429354 Filed Document 0001315863-14-000467 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DECLAN RESOURCES INC. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $28,041 Associated Brokers / Dealers N/A CIK Number 0001615376 Filed Document 0001615376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CapexMD, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615528 Filed Document 0001615528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kung Fu Vapes Inc See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001613279 Filed Document 0001613279-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
L.I. Restaurant Associates, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556457 Filed Document 0001556457-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
L Capital Asia 2 Sing LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,005,000,000 Associated Brokers / Dealers UBS Securities LLC, CSP Securities, LP, and J.P. Morgan Securities LLC CIK Number 0001584622 Filed Document 0001584622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
West Road Capital Partners, LLC See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583552 Filed Document 0001583552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund