Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS DES Oculus LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, William Blair, Lebenthal & Co. LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523891 Filed Document 0001523891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers William Abt and Carl Clifton CIK Number 0001651636 Filed Document 0001651636-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Philadelphia Financial Life Assurance Co Separate Account VL 152 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NFP Securities, Inc. CIK Number 0001654230 Filed Document 0001654230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Complex Media, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $21,200,101 Associated Brokers / Dealers N/A CIK Number 0001477719 Filed Document 0001477719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HealthX Ventures Fund I, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001654357 Filed Document 0001654357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Kingdon Offshore Ltd. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, and HighTower Securities, LLC CIK Number 0001526693 Filed Document 0001526693-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2900 Boulder, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $18,400,000 Associated Brokers / Dealers Michael Kennedy and Josh Steck CIK Number 0001653249 Filed Document 0001653249-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Wellness Farms LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,875,000 Associated Brokers / Dealers N/A CIK Number 0001654030 Filed Document 0001654030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
VITALOGY OPPORTUNITY FUND LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654365 Filed Document 0001654365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Sand Capital LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654437 Filed Document 0001654437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Texas BHC Inc See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Stephens, Inc. CIK Number 0001399443 Filed Document 0001399443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Richmond Asset Mgmt Ltd, and Ord Minnett Limited CIK Number 0001523880 Filed Document 0001523880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 39, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,515,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001654429 Filed Document 0001654429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001651636 Filed Document 0001651636-15-000009 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Reef 2015 Income Fund,L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Reef Securities, Inc CIK Number 0001654525 Filed Document 0001654525-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Rational Vaccines, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001641930 Filed Document 0001641930-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DashBid Venture, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001516549 Filed Document 0001516549-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
R&F Capital Domestic Fund LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653026 Filed Document 0001013594-15-000500 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
14 BERNARDINI/FIRST PASSAGE, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $696,500 Associated Brokers / Dealers N/A CIK Number 0001653890 Filed Document 0001653890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Mochii, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001655193 Filed Document 0001655193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
MFPLA, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534803 Filed Document 0001534803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Island Iced Tea Corp. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Securities Inc. CIK Number 0001629261 Filed Document 0001094891-15-000260 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series C See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654320 Filed Document 0001654320-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNFOCUS, INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $35,999,947 Associated Brokers / Dealers N/A CIK Number 0001524061 Filed Document 0001524061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Daily Inches, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,556,700 Associated Brokers / Dealers N/A CIK Number 0001501241 Filed Document 0001501241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OnBudget, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596521 Filed Document 0001596521-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EMERGING MARKETS EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654649 Filed Document 0001654649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Directly, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,362,660 Associated Brokers / Dealers N/A CIK Number 0001653070 Filed Document 0001653070-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Piltdown Outdoor Co See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001653037 Filed Document 0001653037-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub 2FV LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $342,506 Associated Brokers / Dealers N/A CIK Number 0001654475 Filed Document 0001654475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnaCap Porto Co-Investment (No. 2) L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $48,494,000 Associated Brokers / Dealers N/A CIK Number 0001653996 Filed Document 0001653995-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, and USCA Securities LLC CIK Number 0001566447 Filed Document 0001523891-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund XV, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651951 Filed Document 0001651952-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURYN RESOURCES INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,589,961 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD CIK Number 0001514597 Filed Document 0001183740-15-000237 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Parent Corp. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $15,792,100 Associated Brokers / Dealers N/A CIK Number 0001653661 Filed Document 0001192482-15-000404 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Kingdon Associates LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC and USCA Securities LLC CIK Number 0001523893 Filed Document 0001523893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agua Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654315 Filed Document 0001654315-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SSG Secured Lending Opportunities I, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653863 Filed Document 0001653863-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esquire Financial Holdings, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001531031 Filed Document 0001531031-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Georgia 2015 AHI Fund 4, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654480 Filed Document 0001654480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,568,912 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-15-072531 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001651636 Filed Document 0001651636-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Data Collective III, L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $148,390,000 Associated Brokers / Dealers N/A CIK Number 0001604122 Filed Document 0001604122-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
R&F Capital Offshore Fund Ltd. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653017 Filed Document 0001013594-15-000501 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CHS Holding Corp See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001654444 Filed Document 0000895345-15-000259 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maris Ltd. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610362 Filed Document 0001610362-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GSV VENTURES II LLC, SERIES C-1 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001651788 Filed Document 0001140361-15-036340 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mashwork, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,624,434 Associated Brokers / Dealers N/A CIK Number 0001654456 Filed Document 0001654456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MINDERA Corp See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,534,999 Associated Brokers / Dealers N/A CIK Number 0001629564 Filed Document 0001629564-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Erzo Functional Foods, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654376 Filed Document 0001654376-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt